Welcome to our dedicated page for Sei Invts Co SEC filings (Ticker: SEIC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SEI Investments Company filings document operating results, investor communications, governance matters and capital actions for a Nasdaq-listed financial technology, operations and asset management company. Recent Form 8-K reports furnish quarterly earnings releases, earnings presentations and Regulation FD investor materials tied to SEI's operating performance and business positioning.
The company's definitive proxy materials cover board structure, executive compensation, equity awards and shareholder governance disclosures. Other material-event filings document executive employment arrangements, board leadership changes and stock repurchase authorizations. SEIC filings also identify its common stock, par value $0.01 per share, as registered on The Nasdaq Stock Market.
SEI Investments Co. executive Michael Peterson reported matched transactions on 08/07/2025 that reduced and reallocated his stake in SEIC. He sold 7,089 shares at a weighted average price of $88.55 (disclosed range $88.50–$88.70) and, on the same date, was credited with an equity award tied to 7,089 shares at a reported price/conversion of $61.81.
The derivative entry shows an option to purchase 7,089 shares exercisable from 12/31/2024 and expiring 12/05/2032, with the form stating the award was received as employment compensation. After these transactions his reported beneficial ownership is 13,500 shares, down from 20,589 shares prior to the sale.
Filing: Form 4 filed for Michael Peterson, Executive Vice President of SEI Investments Co (SEIC), reporting transactions dated 08/05/2025 and filing signed 08/06/2025.
Transactions: On 08/05/2025 Mr. Peterson acquired 684 common shares (code M) at an exercise/conversion price of $61.81 and disposed of 684 common shares (code S) at a weighted-average sale price of $88.69 (range $88.50–$88.94). Following the transactions he beneficially owned 13,500 common shares (direct).
Derivatives: The Form reports an option to purchase common stock with conversion/exercise price $61.81 tied to the 684 shares and shows 7,089 derivative securities beneficially owned following the reported transactions. Explanation states the derivative securities were received as employment compensation.
On 07/29/2025, SEI Investments Co. (SEIC) Chief Accounting Officer & Controller Mark Andrew Warner exercised 5,000 employee stock options at an exercise price of $49.63 and immediately sold 5,000 shares of common stock at a weighted-average price of $88.75. After the transactions, Warner’s direct ownership declined from 6,300 to 1,300 shares. The exercised options, granted in 2017 and 2019 and expiring 12/13/2026, are now fully exhausted, leaving the officer with no remaining derivative securities. The filing, submitted on 07/30/2025, was made on behalf of a single reporting person and does not reference a Rule 10b5-1 trading plan.
SEI Investments (SEIC) Q2-25 10-Q highlights
- Revenue up 7.9% YoY to $559.6 m; six-month revenue +7.8% to $1.11 bn.
- Operating income rose 8.9% to $148.6 m; operating margin stable at 26.6%.
- Net income jumped 63% to $227.1 m (diluted EPS $1.78, +69%) driven by a $94.4 m gain on a business divestiture.
- Core profitability also improved: excluding the divestiture gain, net income rose ~12% YoY.
- Six-month OCF increased to $243.0 m (+7%), supporting $373.6 m in share buybacks (4.7 m shares) and a higher dividend of $0.49/share.
- Cash & equivalents declined to $746 m (-$94 m YTD) after buybacks and dividend payments; no revolving-credit borrowings, $320 m availability.
- Equity in earnings of LSV slipped 1.7% YoY; partnership distributions of $67.1 m helped fund capital returns.
- Balance sheet: total assets $2.63 bn (-2% YTD); liabilities down 33% on lower accrued compensation and taxes. Net cash position maintained.
Overall, SEIC delivered solid top-line growth, margin resilience, and material EPS accretion, while continuing aggressive capital returns. Key watch-items are lower cash balances and modest pressure on investment income.
SEI Investments Co. (SEIC) Form 4: Director Thomas C. Naratil reported the acquisition of 2,076 shares of SEIC common stock on 22 Jul 2025. The shares were granted as employment compensation and are structured as Restricted Stock Units (RSUs) that will vest over time. After this initial grant, Naratil now beneficially owns 2,076 shares, all held directly. No derivatives were involved and no cash price was disclosed.
The transaction is immaterial to SEIC’s share count but provides early equity alignment for a recently appointed board member. While not an open-market purchase, insider ownership—even via RSUs—can signal longer-term commitment and align director incentives with shareholder interests. There are no indications of significant strategic or financial impact to the company from this filing.