SEI Investments Company filings document operating results, investor communications, governance matters and capital actions for a Nasdaq-listed financial technology, operations and asset management company. Recent Form 8-K reports furnish quarterly earnings releases, earnings presentations and Regulation FD investor materials tied to SEI's operating performance and business positioning.
The company's definitive proxy materials cover board structure, executive compensation, equity awards and shareholder governance disclosures. Other material-event filings document executive employment arrangements, board leadership changes and stock repurchase authorizations. SEIC filings also identify its common stock, par value $0.01 per share, as registered on The Nasdaq Stock Market.
SEI Investments Company entered into a new employment agreement with Chief Executive Officer Ryan Hicke, replacing his prior contract and running through June 1, 2031. The agreement sets an initial annual salary of $900,000, which may be increased during the term, and an initial annual target cash bonus opportunity of $2,700,000 based on individual and company performance as determined by the Compensation Committee.
Hicke is eligible each year for equity grants under the 2024 Omnibus Equity Compensation Plan or a successor plan. If the company terminates him without cause, or upon death or disability, and he signs a release, he is entitled to accrued obligations, cash severance tied to salary and bonus, and full accelerated vesting of unvested equity awards, with options generally exercisable for 18 months. If he resigns for good reason within 24 months after a change in control, severance includes a formula-based payment using 1.5 times salary and target bonus, a prorated bonus amount, full accelerated vesting and an extended exercise period. The agreement also includes non-compete, non-solicitation and confidentiality covenants.
SEI Investments Company reported an insider share transaction by its Chairman Emeritus. On 01/01/2026, the reporting person disposed of 3,482 shares of common stock in a transaction coded "F" at a price of $82.02 per share. Following this transaction, the insider directly and beneficially owns 6,938,230 shares of SEI Investments common stock.
SEI Investments Company reported that founder Alfred P. West, Jr. has resigned from its Board of Directors and as an officer of the company and its subsidiaries and affiliates, effective January 1, 2026, after more than 50 years of leadership including service as chief executive officer and most recently Executive Chairman. The company stated that his decision was not due to any disagreement regarding operations, policies or practices.
To retain his experience, the Board appointed Mr. West as non-voting Chairman Emeritus effective upon his resignation, named independent director Carl Guarino as non-executive Chairman, and reduced the Board size from nine to eight members. The Board also declared a cash dividend of $0.52 per share, payable January 12, 2026 to shareholders of record on December 29, 2025.
SEI Investments Co. reported new equity awards to an executive vice president. On December 12, 2025, the officer acquired 7,711 restricted stock units of common stock as employment compensation, subject to vesting. After these transactions, the reporting person beneficially owned 21,211 shares of common stock directly.
The filing also shows a grant of an option to purchase 43,000 shares of common stock at an exercise price of $83 per share, expiring on December 12, 2035. These options vest on the later of December 12, 2027 and the date when SEI’s adjusted earnings per share are at least 25% higher than its adjusted earnings per share for December 31, 2025, based on figures in its Form 10-K, subject to certain adjustments.
SEI Investments Company Executive Vice President and CFO Sean Denham reported new equity awards dated December 12, 2025. He was granted 13,254 restricted stock units tied to common stock as employment compensation and now directly owns 65,431 common shares, plus 322.0404 shares held indirectly through an employee stock purchase plan.
Denham also received an option to purchase 49,000 shares of common stock at an exercise price of $83 per share, expiring on December 12, 2035. These options vest on the later of December 12, 2027 and the date SEI Investments achieves adjusted earnings per share at least 25% greater than its adjusted earnings per share as of December 31, 2025, based on figures in its Annual Report on Form 10-K, subject to specified adjustments.
SEI Investments Co. reported equity awards for its Executive Vice President dated December 12, 2025. The officer acquired 8,916 shares of common stock as restricted stock units received as employment compensation, bringing direct beneficial ownership to 41,981 shares and indirect ownership to 204.8611 shares through an employee stock purchase plan.
The officer was also granted an option to purchase 49,650 shares of common stock at an exercise price of $83 per share, expiring on December 12, 2035. These options vest on the later of December 12, 2027 and the date the company’s adjusted earnings per share reach at least 25% above its adjusted earnings per share for December 31, 2025, based on financial statements in its Annual Report on Form 10-K, subject to certain adjustments.
SEI Investments Co reported that officer Philip McCabe acquired 8,434 restricted stock units of common stock and 47,000 stock options as employment compensation on December 12, 2025.
The restricted stock units are subject to vesting, and the options have an exercise price of $83 per share and expire on December 12, 2035. The options vest on the later of December 12, 2027 or when adjusted earnings per share reach at least 25% above adjusted earnings per share as of December 31, 2025, based on future Annual Reports on Form 10-K and subject to adjustments. After the transaction, McCabe beneficially owned 70,978.45 shares directly and 2,441.6634 shares indirectly through an employee stock purchase plan.
SEI Investments Co's chief executive officer and director reported new equity awards dated December 12, 2025. The insider acquired 25,904 restricted stock units described as subject to vesting and received them as employment compensation. On the same date, the insider was granted options to purchase 288,333 shares of common stock at an exercise price of $83 per share, expiring on December 12, 2035.
The options vest on the later of December 12, 2027 and the date on which SEI Investments achieves adjusted earnings per share at least 25% higher than its adjusted earnings per share as of December 31, 2025, based on figures in its Annual Report on Form 10-K for the applicable year and subject to certain adjustments. Following these transactions, the insider also reports holding 14,726.098 shares of common stock indirectly through a 401(k) plan.
SEI Investments Company officer Sanjay Sharma reported new equity compensation awards. On 12/12/2025 he acquired 8,434 and 7,500 restricted stock units of common stock, received as employment compensation and subject to vesting. After these grants, he beneficially owned 39,828.992 shares directly and 2,369.2012 shares indirectly through an employee stock purchase plan.
Sharma also received an option to purchase 47,000 shares of common stock at an exercise price of $83 per share, expiring 12/12/2035. This option vests on the later of 12/12/2027 and the date when SEI Investments achieves adjusted earnings per share equal to or greater than an amount that is 25% more than its adjusted earnings per share as of 12/31/2025, based on financial statements in its Annual Report on Form 10-K for the applicable year and subject to certain adjustments.
SEI Investments Co. director Karin A. Risi reported an equity award related to company stock. On 12/12/2025 she acquired 2,266 units reported as common stock, described as restricted stock units that are subject to vesting and received as compensation for her service on the company’s board of directors.
After this award, Risi beneficially owns 4,342 shares of SEI Investments common stock in direct form. The disclosure was made on a Form 4 for a single reporting person, reflecting routine equity-based director compensation rather than an open-market stock purchase or sale.