[144] SERA PROGNOSTICS, INC. SEC Filing

Rhea-AI Filing Summary

Insider filed a Form 144 to sell Class A Common shares. The form lists a proposed sale of 2,973 shares to be effected through Morgan Stanley Smith Barney LLC on 03/11/2026. The filing also records prior dispositions of 4,155 shares on 12/10/2025 and 22,639 shares on 03/10/2026.

Insights

SEC Compliance Analyst

Routine affiliate resale notice for Class A Common shares.

The Form 144 lists a proposed sale of 2,973 Class A Common shares through Morgan Stanley Smith Barney LLC with an intended date of 03/11/2026. This document is a notice of a planned sale under resale rules and does not itself consummate a transaction.

Prior dispositions shown include 4,155 shares on 12/10/2025 and 22,639 shares on 03/10/2026. Cash‑flow treatment and any resale mechanics are not specified in the excerpt; subsequent filings would show execution details if completed.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common	Morgan Stanley Smith Barney LLC 1 New York Plaza 38th Floor New York NY 10004	2973	6068	38594793	03/11/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common	03/11/2026	Restricted Stock Unit Vesting	Issuer			2973	03/11/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Zhenya Lindgardt 2749 E. Parleys Way Suite 200 Salt Lake City UT 84109	Class A Common	12/10/2025	4155	13741
Zhenya Lindgardt 2749 E. Parleys Way Suite 200 Salt Lake City UT 84109	Class A Common	03/10/2026	22639	43028

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)