SERA files Form 144 for Class A Common sale

SERA filed a Form 144 reporting a proposed sale of Class A Common stock tied to restricted stock unit vesting with an effective date of 03/11/2026.

Rhea-AI Filing Summary

SERA filed a Form 144 reporting a proposed sale of Class A Common stock tied to restricted stock unit vesting with an effective date of 03/11/2026. The filing lists recent dispositions by Paul Kearney on 12/10/2025 and 03/09/2026.

Insights

Equity Capital Markets Analyst

Routine Rule 144 notice tied to RSU vesting; no new proceeds details disclosed.

The filing documents a Rule 144 notice for Class A Common stock in connection with restricted stock unit vesting dated 03/11/2026. It lists prior dispositions by Paul Kearney on 12/10/2025 and 03/09/2026.

Cash‑flow treatment and exact share amounts for the proposed sale are not presented in the excerpt; subsequent SEC filings or a prospectus supplement would be required for further detail.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did SERA report in this Form 144 filing?

SERA reported a Rule 144 notice for the proposed sale of Class A Common stock related to RSU vesting on 03/11/2026. The filing also lists prior dispositions by Paul Kearney on 12/10/2025 and 03/09/2026.

Does the Form 144 show how many shares SERA plans to sell?

The provided excerpt does not present a clear registered share count. It identifies the security class and the vesting date 03/11/2026, but exact share quantities are not shown in the excerpt.

Who is named as having recent sales in the filing?

The filing names Paul Kearney and records dispositions dated 12/10/2025 and 03/09/2026. The excerpt lists those dates and the security class as Class A Common.

Is this Form 144 an indication of company stock issuance or a resale?

The notice is tied to restricted stock unit vesting, indicating the sale relates to vested compensation equity rather than a primary public offering. The excerpt frames the transaction as a Rule 144 resale notice.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/12/2026 - 08:09 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001888075
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Sera Prognostics, Inc.
SEC File Number	001-40606
Address of Issuer	2749 East Parleys Way Suite 200 Salt Lake City UTAH 84109
Phone	(801)-990-0520
Name of Person for Whose Account the Securities are To Be Sold	Kearney Paul
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common	Morgan Stanley Smith Barney LLC 1 New York Plaza 38th Floor New York NY 10004	1396	2850	38594793	03/11/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common	03/11/2026	Restricted Stock Unit Vesting	Issuer			1396	03/11/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Paul Kearney 2749 E. Parleys Way Suite 200 Salt Lake City UT 84109	Class A Common	12/10/2025	1213	4012
Paul Kearney 2749 E. Parleys Way Suite 200 Salt Lake City UT 84109	Class A Common	03/09/2026	2026	3977

144: Remarks and Signature

Remarks	The sale on this form represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by sell to cover transactions and does not represent a discretionary transaction by the Reporting Person.
Date of Notice	03/12/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Paul Kearney
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)