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SERA (NASDAQ: SERA) Form 144 shows RSU vesting and prior resale

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

SERA filed a Form 144 reporting Restricted Stock Unit vesting for Class A Common stock on 03/09/2026. The filing also records a prior resale of 1,332 shares on 12/10/2025. The notice lists numbers tied to the securities and intermediary details.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does the SERA Form 144 disclose about RSU vesting?

The Form 144 discloses a Restricted Stock Unit vesting event for Class A Common stock dated 03/09/2026. It lists the vesting-related securities and intermediary details but does not specify sale proceeds or exact disposition instructions in the provided excerpt.

How many shares were sold by SERA insiders in the past three months?

The excerpt shows a reported resale of 1,332 shares on 12/10/2025. This line appears under "Securities Sold During The Past 3 Months" and is presented as a historic resale amount tied to the reporting individual.

Does the filing state who is the broker or intermediary handling the transaction?

Yes, the excerpt names an intermediary: Morgan Stanley Smith Barney LLC, 1 New York Plaza. The filing lists this broker address and related registration details adjacent to the Class A Common security lines in the excerpt.

What other numeric details appear in the Form 144 excerpt for SERA?

The filing excerpt includes several numeric entries such as 3038, 5964, and 38,594,793, alongside the RSU vesting date 03/09/2026. The excerpt does not attach explicit labels to all these numbers within the provided text.
Sera Prognostics, Inc.

NASDAQ:SERA

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Medical Devices
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United States
SALT LAKE CITY