SERV Rule 144: Insider vesting and recent sales disclosed

SERV: Notice under Rule 144 reporting securities related to restricted stock vesting and recent sales by a reporting person.

Rhea-AI Filing Summary

SERV: Notice under Rule 144 reporting securities related to restricted stock vesting and recent sales by a reporting person. The excerpt lists scheduled vesting events (shares ranging from 1,395 to 6,437 on specified 2026 vesting dates) and three consummated sales by Evan L. Dunn totaling 3,745 shares with proceeds shown.

Insights

Securities Compliance Analyst

Form 144 notice documents planned/resolved insider transactions and related vesting events.

Rule 144 notices record proposed or effected sales of restricted or control securities. This excerpt lists multiple Restricted Stock Vesting events with specific share counts and three completed sales by Evan L. Dunn showing share counts and gross proceeds.

Timing and exact disposition methods are disclosed by date entries; cash‑flow treatment and any holding‑period calculations are not detailed in the excerpt.

Key Figures

Notice quantity: 15,000 shares Reported dollar figure: $134,936.84 Outstanding/figure shown: 77,373,296 +5 more

8 metrics

Notice quantity 15,000 shares line item associated with Fidelity Brokerage Services LLC

Reported dollar figure $134,936.84 value shown on same line as 15,000 and 05/26/2026

Outstanding/figure shown 77,373,296 numeric field on the same header line with date <date>05/26/2026</date>

Vesting example 2,489 shares Restricted Stock Vesting on <date>02/01/2026</date>

Vesting example 6,437 shares Restricted Stock Vesting on <date>05/01/2026</date>

Sale on 03/06/2026 538 shares, <money>$5,077.81</money> sale by Evan L. Dunn on <date>03/06/2026</date>

Sale on 04/08/2026 510 shares, <money>$4,394.98</money> sale by Evan L. Dunn on <date>04/08/2026</date>

Sale on 05/06/2026 2,697 shares, <money>$25,046.23</money> sale by Evan L. Dunn on <date>05/06/2026</date>

Key Terms

Restricted Stock Vesting, Rule 144, Fidelity Brokerage Services LLC

3 terms

Restricted Stock Vesting financial

"Entries labeled "Restricted Stock Vesting" with share counts and dates"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Rule 144 regulatory

"Filing type header shows Form 144 notice context"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Fidelity Brokerage Services LLC market

"Broker/dealer listed: "Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the SERV Form 144 excerpt disclose about shares to be sold?

The excerpt lists scheduled Restricted Stock Vesting events with specific share counts, including 2,489, 1,395, 1,545, 1,574, 6,437, and 1,560 on the noted 2026 vesting dates.

How many shares did Evan L. Dunn sell according to the SERV excerpt?

The excerpt shows three sales totaling 3,745 shares: 538, 510, and 2,697, with gross proceeds of $5,077.81, $4,394.98, and $25,046.23, respectively.

Does the SERV excerpt state who receives the sale proceeds?

The excerpt provides gross dollar amounts for individual sales but does not specify the recipient party for proceeds; the filing lists purchaser broker details for the managed account at Fidelity Brokerage Services LLC.

Are the vested shares in the SERV excerpt restricted or unrestricted at vesting?

The excerpt labels the entries as Restricted Stock Vesting, indicating the events are vesting of restricted awards; the excerpt does not state any post‑vesting transfer restrictions or resale conditions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/26/2026 - 03:52 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002040436
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Serve Robotics Inc. /DE/
SEC File Number	001-42023
Address of Issuer	730 BROADWAY REDWOOD CITY CALIFORNIA 94063
Phone	818-860-1352
Name of Person for Whose Account the Securities are To Be Sold	Dunn Evan
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	15000	134936.84	77373296	05/26/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/01/2026	Restricted Stock Vesting	Issuer			2489	02/01/2026	Compensation
Common	02/04/2026	Restricted Stock Vesting	Issuer			1395	02/04/2026	Compensation
Common	03/04/2026	Restricted Stock Vesting	Issuer			1545	03/04/2026	Compensation
Common	04/04/2026	Restricted Stock Vesting	Issuer			1574	04/04/2026	Compensation
Common	05/01/2026	Restricted Stock Vesting	Issuer			6437	05/01/2026	Compensation
Common	05/04/2026	Restricted Stock Vesting	Issuer			1560	05/04/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Evan L. Dunn 730 Broadway Redwood City CA 94063	Common	03/06/2026	538	5077.81
Evan L. Dunn 730 Broadway Redwood City CA 94063	Common	04/08/2026	510	4394.98
Evan L. Dunn 730 Broadway Redwood City CA 94063	Common	05/06/2026	2697	25046.23

144: Remarks and Signature

Remarks
Date of Notice	05/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Eric Janiak, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Evan L. Dunn
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)