SERV Rule 144 notice for 201 shares

SERV Rule 144 notice: an initial sale notice lists 201 shares of Common Stock associated with restricted stock vesting and compensation, with a broker/dealer listed as Fidelity Brokerage Services LLC.

Rhea-AI Filing Summary

SERV Rule 144 notice: an initial sale notice lists 201 shares of Common Stock associated with restricted stock vesting and compensation, with a broker/dealer listed as Fidelity Brokerage Services LLC. The filing also reports multiple recent dispositions by Brian Read totaling reported sales on six dates in 2026 (examples shown include 2,790 shares on 05/06/2026).

Insights

Securities Compliance Attorney

Routine Rule 144 notice of intended resale and recent open-market dispositions.

Rule 144 paperwork lists 201 shares tied to restricted stock vesting and identifies Fidelity Brokerage Services LLC as the broker-dealer. The form serves as a formal notice under resale requirements rather than a corporate action.

Reported past sales by Brian Read on multiple dates in 2026 provide context for recent liquidity activity. Cash‑flow treatment is not described beyond the per‑trade proceeds shown on the excerpt.

Key Figures

Shares listed for resale: 201 shares Example sale (largest listed): 2,790 shares Example sale proceeds: $25,909.89 +2 more

5 metrics

Shares listed for resale 201 shares restricted stock vesting; 05/05/2026

Example sale (largest listed) 2,790 shares sale by Brian Read on 05/06/2026

Example sale proceeds $25,909.89 proceeds shown for 2,790 shares on 05/06/2026

Other sale example 1,179 shares sale by Brian Read on 05/01/2026 with proceeds $10,953.03

Broker‑dealer listed Fidelity Brokerage Services LLC broker/dealer on Form 144; address shown

Key Terms

Rule 144, Restricted Stock Vesting, Broker‑dealer

3 terms

Rule 144 regulatory

"Form 144 notice of proposed sale under resale rules"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting financial

"Securities To Be Sold — Restricted Stock Vesting — Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Broker‑dealer regulatory

"Fidelity Brokerage Services LLC named as broker‑dealer on the form"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does SERV's Form 144 filing report?

It reports a notice to sell 201 shares of Common Stock tied to restricted stock vesting. The filing names Fidelity Brokerage Services LLC as the broker and lists recent sales by Brian Read in 2026.

Who is the seller named in the SERV Form 144?

The excerpt shows transactions reported by Brian Read of Redwood City, CA, and the 144 lists a block of 201 shares associated with restricted stock vesting and compensation on 05/05/2026.

How many recent sales by Brian Read are shown in the filing?

The excerpt lists six reported dispositions in 2026, including sales of 2,790 and 1,179 shares on specific dates, with per‑trade proceeds shown alongside each trade.

Does the Form 144 state who receives sale proceeds?

The filing shows per‑trade proceeds for Brian Read's past sales but does not state who receives proceeds for the 201 shares notice; the excerpt lists the broker as Fidelity Brokerage Services LLC.

Is the 144 filing itself a sale confirmation?

No. A Form 144 is a notice of proposed sale under resale rules; it does not confirm completion. The excerpt lists intended resale details and recent completed dispositions by the reporting person.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 05/07/2026 - 03:17 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002021854
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Serve Robotics Inc. /DE/
SEC File Number	001-42023
Address of Issuer	730 BROADWAY REDWOOD CITY CALIFORNIA 94063
Phone	818-860-1352
Name of Person for Whose Account the Securities are To Be Sold	Read Brian
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	201	1860.58	75690177	05/07/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/05/2026	Restricted Stock Vesting	Issuer			201	05/05/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Brian Read 730 Broadway Redwood City CA 94063	Common	02/11/2026	185	1881.43
Brian Read 730 Broadway Redwood City CA 94063	Common	03/03/2026	1268	12180.53
Brian Read 730 Broadway Redwood City CA 94063	Common	03/10/2026	203	1973.16
Brian Read 730 Broadway Redwood City CA 94063	Common	03/31/2026	1263	10138.99
Brian Read 730 Broadway Redwood City CA 94063	Common	04/08/2026	200	1723.56
Brian Read 730 Broadway Redwood City CA 94063	Common	05/01/2026	1179	10953.03
Brian Read 730 Broadway Redwood City CA 94063	Common	05/06/2026	2790	25909.89

144: Remarks and Signature

Remarks	Sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution.
Date of Notice	05/07/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Adam Gehring, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Brian Read
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)