[144] Serve Robotics Inc. SEC Filing

Rhea-AI Filing Summary

On 5 Aug 2025, Spectrum Brands Holdings (SPB) filed an 8-K, Item 5.07 detailing results of its 2025 Annual Meeting. A solid quorum of 21.53 million shares, representing 87.71% of outstanding stock, was present.

• Director elections: All seven nominees were re-elected for one-year terms with support ranging from 95.46% (CEO David M. Maura) to 99.47% (Leslie L. Campbell & Joan Chow).
• Auditor ratification: KPMG LLP was confirmed for FY-2025 with 98.75% of votes cast in favour.
• Say-on-Pay: Compensation of named executive officers passed with 97.91% approval.

No other material proposals or financial statements were submitted. The decisive vote margins indicate broad shareholder confidence in the company’s governance, audit oversight and compensation practices; the filing announces no strategic or financial changes.

Positive

• High shareholder support (>95% for all proposals) reinforces confidence in management, board oversight and executive compensation policies.

Negative

• None.

Insights

Corporate Governance Analyst

TL;DR: Turnout 87.7%, all proxies pass with >95% support—signals investor confidence but is a routine governance event with limited market impact.

High approval percentages across directors, auditor, and say-on-pay suggest strong alignment between management and shareholders. The absence of dissent or alternative proposals indicates no immediate governance concerns or activist pressure. While positive for sentiment, the disclosures do not alter earnings outlook or capital structure; therefore, market impact should be neutral.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates 880 Carillon Parkway St. Petersburg FL 33716	5565	59212.16	57120000	08/05/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/01/2025	RSU Grant Vest	Issuer			16501	08/05/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Touraj Parang 26565 Anacapa Dr Los Altos Hills CA 94022	Common	05/07/2025	450	2763.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many Spectrum Brands (SPB) shares were represented at the 2025 Annual Meeting?

21,533,229 shares, equal to 87.71% of shares outstanding as of the record date.

What were the vote results for Spectrum Brands' director elections?

Each of the seven nominees received between 95.46% and 99.47% of votes cast in favour.

Did shareholders ratify KPMG LLP as Spectrum Brands' auditor for FY-2025?

Yes. The proposal passed with 98.75% approval (21,264,799 votes for, 224,619 against).

How did Spectrum Brands' say-on-pay proposal fare in 2025?

The advisory vote on executive compensation received 97.91% support (19,484,446 votes for).

Were any additional financial statements or exhibits filed with this 8-K?

No. The only exhibit was the Cover Page Interactive Data File (Exhibit 104); no financial statements were included.