Serve Robotics CFO sells shares for RSU taxes

Serve Robotics Inc. Chief Financial Officer Brian Read reported a small share disposition tied to RSU taxes.

Rhea-AI Filing Summary

Serve Robotics Inc. Chief Financial Officer Brian Read reported a small share disposition tied to RSU taxes. He disposed of 1,179 shares of common stock at $9.29 per share. According to the footnote, the shares were sold solely to satisfy tax withholding obligations on recently vested RSUs. After this transaction, he directly holds 321,558 shares of Serve Robotics common stock.

Insider Trade Summary

Net Seller: 1,179 shares

Net Sell 1 txn

Insider Read Brian

Role Chief Financial Officer

Sold 1,179 shs ($11K)

Type	Security	Shares	Price	Value
Sale	Common Stock	1,179	$9.29	$11K

Holdings After Transaction: Common Stock — 321,558 shares (Direct)

Footnotes (1)

1. F1. Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Key Figures

Shares disposed: 1,179 shares Transaction price: $9.29 per share Shares owned after: 321,558 shares +1 more

4 metrics

Shares disposed 1,179 shares Tax-withholding sale tied to vested RSUs

Transaction price $9.29 per share Price for 1,179-share disposition

Shares owned after 321,558 shares Direct holdings following transaction

Net shares sold 1,179 shares Net-sell direction in transaction summary

Key Terms

restricted stock unit, RSUs, tax withholding obligations, Reporting Person

4 terms

restricted stock unit financial

"pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

RSUs financial

"relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs"

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

tax withholding obligations financial

"sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock"

Reporting Person regulatory

"by and between the Issuer and the Reporting Person"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Serve Robotics (SERV) report for its CFO?

Serve Robotics CFO Brian Read disposed of 1,179 shares of common stock. The shares were tied to vested RSUs and were sold specifically to cover tax withholding obligations, rather than as a discretionary open-market sale, leaving him with 321,558 shares directly owned.

At what price did the Serve Robotics (SERV) CFO’s shares transact in this Form 4?

The reported transaction occurred at $9.29 per share for 1,179 shares of Serve Robotics common stock. This price reflects the execution for shares sold to satisfy tax withholding obligations related to the settlement of vested restricted stock units (RSUs).

How many Serve Robotics (SERV) shares does the CFO own after this transaction?

After the Form 4 transaction, CFO Brian Read directly owns 321,558 shares of Serve Robotics common stock. This indicates the reported 1,179-share disposition was small relative to his overall position and was linked to RSU-related tax withholding obligations.

Was the Serve Robotics (SERV) CFO’s Form 4 transaction a tax-related sale?

Yes. The footnote explains the 1,179 shares of Serve Robotics common stock were sold to satisfy tax withholding obligations. These obligations arose from acquiring shares upon settlement of vested RSUs under a restricted stock unit agreement with the company.

What type of security was involved in the Serve Robotics (SERV) Form 4 filing?

The Form 4 filing reports a transaction in Serve Robotics common stock. The shares were connected to the settlement of the vested portion of restricted stock units (RSUs), with a portion sold specifically to cover associated tax withholding obligations for the reporting person.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/04/2026 - 05:53 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Read Brian

(Last) (First) (Middle)

C/O SERVE ROBOTICS INC.

730 BROADWAY

(Street)

REDWOOD CITY CALIFORNIA 94063

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Serve Robotics Inc. /DE/ [ SERV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/01/2026		S		1,179(1)	D	$9.29	321,558	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Remarks:

	/s/ Jongmin Char, as attorney-in-fact for Brian Read	05/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)