Serve Robotics CFO sells 203 shares for tax withholding

Serve Robotics Inc. Chief Financial Officer Brian Read reported a small sale of 203 shares of common stock at $9.72 per share.

Accepted by SEC EDGAR 03/11/2026 - 04:17 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Serve Robotics Inc. Chief Financial Officer Brian Read reported a small sale of 203 shares of common stock at $9.72 per share. According to the disclosure, these shares were sold solely to cover tax withholding obligations arising from the settlement of vested restricted stock units. After this tax-related sale, Read continues to hold 324,200 shares of Serve Robotics common stock directly.

Insider Trade Summary

Net Seller: 203 shares

Net Sell 1 txn

Insider Read Brian

Role Chief Financial Officer

Sold 203 shs ($2K)

Share of Position Sold 0.06%

Type	Security	Shares	Price	Value
Sale	Common Stock	203	$9.72	$2K

Holdings After Transaction: Common Stock — 324,200 shares (Direct)

Holdings Before and After: Common Stock, 324,403 to 324,200 shares (Direct)

Other Insiders: 5 other insiders reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (1)

1. F1. Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

FAQ

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What insider transaction did Serve Robotics (SERV) disclose for CFO Brian Read?

Serve Robotics disclosed that CFO Brian Read sold 203 shares of common stock at $9.72 per share. The filing explains the sale was made to satisfy tax withholding obligations tied to vested restricted stock units, not as a discretionary open-market liquidation.

Why did Serve Robotics CFO Brian Read sell 203 SERV shares?

The 203-share sale by CFO Brian Read was executed to cover tax withholding obligations associated with RSUs that had vested. The filing notes the shares were sold in connection with the settlement of the vested portion of a restricted stock unit agreement.

How many Serve Robotics (SERV) shares does the CFO hold after this Form 4?

Following the 203-share sale for tax withholding, CFO Brian Read holds 324,200 shares of Serve Robotics common stock directly. This indicates the transaction affected only a very small portion of his overall reported equity position in the company.

Was the Serve Robotics CFO’s 203-share SERV sale an open-market transaction?

While coded as a sale, the filing footnote clarifies the 203-share transaction was to satisfy tax withholding obligations. It relates to the settlement of vested RSUs under a restricted stock unit agreement, rather than a typical discretionary open-market sale for portfolio reasons.

Does the Serve Robotics (SERV) Form 4 indicate any option exercises or derivative activity?

The Form 4 excerpt shows only a non-derivative transaction, a 203-share common stock sale for tax withholding. The derivative section is empty in this disclosure, indicating no reported option exercises, warrant conversions, or other derivative transactions in this particular filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Read Brian

(Last) (First) (Middle)

C/O SERVE ROBOTICS INC.

730 BROADWAY

(Street)

REDWOOD CITY CA 94063

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Serve Robotics Inc. /DE/ [ SERV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/10/2026		S		203(1)	D	$9.72	324,200	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Remarks:

	/s/ Jongmin Char, as attorney-in-fact for Brian Read	03/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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