Insider sale filed: SEZL (NASDAQ: SEZL) seeks to sell 18,000 shares

Rhea-AI Filing Summary

SEZL filed a Form 144 reporting a proposed sale of 18,000 shares of Common Stock. The filing lists broker Stifel Nicolaus & Company and includes Restricted Stock Units issued on 04/02/2024 (888 RSUs) and 05/01/2023 (17,112 RSUs). The filing also shows a prior disposition of 1,404 shares on 03/03/2026 for $100,220.

Insights

Securities Compliance Attorney

Form 144 notifies the market of a planned insider sale under Rule 144.

Form 144 is a regulatory notice that an affiliate or control person intends to sell restricted or control securities; it does not itself execute a sale. The filing names Stifel Nicolaus as the broker and quantifies the proposed sale as 18,000 shares.

Execution, timing, and cash‑flow treatment depend on subsequent transactions and broker activity; the filing also records a recent sale of 1,404 shares for $100,220, indicating prior dispositions. Subsequent filings will show completed transactions.

Key Figures

Proposed sale: 18,000 shares Prior disposition: 1,404 shares Prior sale proceeds: $100,220 +2 more

5 metrics

Proposed sale 18,000 shares Common Stock listed on Form 144

Prior disposition 1,404 shares Sold on 03/03/2026 for <money>$100,220</money>

Prior sale proceeds <money>$100,220</money> Proceeds from 1,404-share sale on 03/03/2026

RSUs dated 04/02/2024 888 RSUs Restricted Stock Units listed in the filing

RSUs dated 05/01/2023 17,112 RSUs Restricted Stock Units listed in the filing

Key Terms

Form 144, Restricted Stock Units, Broker-dealer

3 terms

Form 144 regulatory

"Proposed sale of 18,000 shares of Common Stock reported on Form 144"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Units financial

"Restricted Stock Units issued on 04/02/2024 and 05/01/2023"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Broker-dealer market

"Stifel Nicolaus & Company listed as the broker handling the securities to be sold"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Stifel Nicolaus & Company Inc 501 N Broadway St. Louis MO 63102	18000	1916309.00	33627019	05/07/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	04/02/2024	Restricted Stock Units	Issuer			888	04/02/2024	Equity Compensation
Common Stock	05/01/2023	Restricted Stock Units	Issuer			17112	05/01/2023	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Justin Krause 700 NICOLLET MALL SUITE 640 MINNEAPOLIS MN 55402	Common Stock	03/03/2026	1404	100220.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SEZL's Form 144 report mean?

It reports a proposed insider sale of 18,000 shares of Common Stock. The notice alerts the market that an affiliate or control person intends to sell; actual sales occur later and are reported separately.

Who is handling the sale in SEZL's Form 144?

The filing lists Stifel Nicolaus & Company as the broker-dealer. That indicates the proposed transactions are to be executed through Stifel, though timing and exact methods are not stated in the excerpt.

Did SEZL report any recent insider sales?

Yes; the filing shows a prior disposition of 1,404 shares sold on 03/03/2026 for $100,220. That sale is recorded separately from the proposed 18,000-share notice.

Are the Restricted Stock Units listed in the Form 144 taxable or transferable now?

The filing lists RSUs of 888 (04/02/2024) and 17,112 (05/01/2023) but does not state tax or transfer treatment. RSU vesting and transferability depend on plan terms; the notice only lists the securities.