SEZL (Nasdaq) Form 144: RSU resale notices; director sold 233 shares

Rhea-AI Filing Summary

SEZL Form 144 filing lists proposed sales of Common Stock tied to restricted stock units and shows at least one recent sale. The filing records multiple Restricted Stock Units dated 09/26/2025, 11/13/2025, 03/03/2026, 03/20/2026, and 04/01/2026 with reported grant counts of 427, 1,027, 762, 634, and 577 respectively.

The form also lists a sale by Kerissa Hollis of 233 shares on 03/03/2026 with an associated figure of $16,632.00. The broker shown is Stifel Nicolaus & Company Inc.

Insights

Equity Securities Counsel

Form 144 documents planned resale of equity tied to RSU grants and records a recent small sale.

Form 144 is a notice of proposed sale under resale exemptions; it lists multiple Restricted Stock Units with grant dates and specific unit counts. The listing of a broker (Stifel Nicolaus) and a recent sale by Kerissa Hollis (233 shares) are procedural details required by the rule.

Timing and cash‑flow treatment beyond the recorded $16,632.00 are not disclosed in the excerpt. Subsequent filings or broker confirmations would show execution details and whether sales proceed under Rule 144 conditions.

Key Figures

RSU grant 09/26/2025: 427 RSU grant 11/13/2025: 1,027 RSU grant 03/03/2026: 762 +4 more

7 metrics

RSU grant 09/26/2025 427 Restricted Stock Units dated 09/26/2025

RSU grant 11/13/2025 1,027 Restricted Stock Units dated 11/13/2025

RSU grant 03/03/2026 762 Restricted Stock Units dated 03/03/2026

RSU grant 03/20/2026 634 Restricted Stock Units dated 03/20/2026

RSU grant 04/01/2026 577 Restricted Stock Units dated 04/01/2026

Sale by Kerissa Hollis 233 shares Securities sold during the past 3 months on 03/03/2026

Associated dollar figure $16,632.00 Amount shown alongside the 233-share sale

Key Terms

Restricted Stock Units, Form 144, Broker-Dealer

3 terms

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 427 | 09/26/2025"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Broker-Dealer financial

"Stifel Nicolaus & Company Inc 501 N Broadway St. Louis"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Stifel Nicolaus & Company Inc 501 N Broadway St. Louis MO 63102	3427	359287.00	33627019	05/14/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/26/2025	Restricted Stock Units	Issuer			427	09/26/2025	Equity Compensation
Common Stock	11/13/2025	Restricted Stock Units	Issuer			1027	11/13/2025	Equity Compensation
Common Stock	03/03/2026	Restricted Stock Units	Issuer			762	03/03/2026	Equity Compensation
Common Stock	03/20/2026	Restricted Stock Units	Issuer			634	03/20/2026	Equity Compensation
Common Stock	04/01/2026	Restricted Stock Units	Issuer			577	04/01/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kerissa Hollis 700 NICOLLET MALL SUITE 640 Minneapolis MN 55420	Common Stock	03/03/2026	233	16632.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SEZL's Form 144 report about restricted stock units?

The filing lists multiple Restricted Stock Units with grant counts of 427, 1,027, 762, 634, and 577 tied to dates between 09/26/2025 and 04/01/2026. These entries identify securities that may be offered for resale.

Who is the broker listed on the SEZL Form 144?

The filing names Stifel Nicolaus & Company Inc at 501 N Broadway, St. Louis, MO. This identifies the broker-dealer associated with the proposed resale transactions in the form.

Did any insider sell SEZL shares recently according to this filing?

Yes. The form reports Kerissa Hollis sold 233 shares on 03/03/2026 with an associated amount of $16,632.00. The entry appears in the 'Securities Sold During The Past 3 Months' section.

Does the Form 144 state proceeds going to the issuer for SEZL?

The excerpt does not describe proceeds to the issuer. The form records resale-related details and a dollar figure for a recent sale, but it does not state issuer receipt of proceeds.