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CFO Brading Dickson details Sezzle (SEZL) stock and option grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Sezzle Inc.’s Chief Financial Officer, Brading Lee Dickson, filed an initial ownership report detailing his equity positions in the company. He reports direct ownership of common stock in several blocks, including 14,808 shares tied to restricted stock units (RSUs), 15,000 shares tied to another RSU award, and an additional 263,434 shares.

He also holds stock options covering 31,584 shares of common stock at an exercise price of $53.3033 per share. Footnotes explain that portions of the 14,808 and 15,000 RSUs vested in early January 2026 and will be settled during an open trading window under Sezzle’s 2021 Equity Incentive Plan, and that all 31,584 options were vested and unexercised as of the reporting date.

Positive

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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1. Name and Address of Reporting Person*
Brading Lee Dickson

(Last) (First) (Middle)
700 NICOLLET MALL
SUITE 640

(Street)
MINNEAPOLIS MN 55402

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/23/2026
3. Issuer Name and Ticker or Trading Symbol
Sezzle Inc. [ SEZL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.00001 per share 14,808(1) D
Common Stock, par value $0.00001 per share 15,000(2) D
Common Stock, par value $0.00001 per share 263,434 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (3) 02/15/2031 Common Stock, par value $0.00001 per share 31,584 $53.3033 D
Explanation of Responses:
1. 2,466 of the 14,808 outstanding RSUs vested on 1/2/2026. The vested RSUs will be settled during an open trading window in accordance with the issuer's 2021 Equity Incentive Plan, as amended.
2. 1,500 of the 15,000 outstanding RSUs vested on 1/1/2026. The vested RSUs will be settled during an open trading window in accordance with the issuer's 2021 Equity Incentive Plan, as amended.
3. The reported options represent the unexercised portion of an initial grant of 31,584 options, which vest and become exercisable over 4 years, beginning with 25% on the first anniversary of the vesting commencement date and then in equal monthly installments thereafter. The vesting commencement date is February 15, 2021, and 31,584 options were vested and unexercised as of the reporting date.
Remarks:
Exhibit 24.1 - Power of Attorney filed herewith.
/s/ Brady Duane Kafka, as Attorney-in-Fact 02/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Sezzle (SEZL) CFO Brading Lee Dickson report owning in this Form 3?

Brading Lee Dickson reports direct ownership of several blocks of Sezzle common stock, including shares associated with two restricted stock unit grants and a larger block of common stock, plus vested stock options over 31,584 shares, all disclosed as of the Form 3 reporting date.

How many Sezzle (SEZL) RSUs for the CFO vested in early 2026?

The filing states that 2,466 of 14,808 RSUs vested on January 2, 2026, and 1,500 of 15,000 RSUs vested on January 1, 2026. These vested RSUs are scheduled to be settled during an open trading window under Sezzle’s 2021 Equity Incentive Plan.

What are the key terms of the Sezzle (SEZL) stock options held by the CFO?

The CFO holds stock options for 31,584 shares of Sezzle common stock with an exercise price of $53.3033 per share. The options vest over four years from a February 15, 2021 vesting commencement date, and all 31,584 were vested and unexercised as of the reporting date.

Is Sezzle (SEZL) CFO Brading Lee Dickson’s ownership reported as direct or indirect?

All equity positions disclosed in this Form 3 for Brading Lee Dickson are reported as directly owned. The tables list common stock and stock options with an ownership form marked as “D” for direct, and there is no separate indirect beneficial ownership entity described.

Does this Sezzle (SEZL) Form 3 show any stock sales by the CFO?

The Form 3 serves as an initial statement of beneficial ownership and lists existing holdings rather than reporting transactions. It describes common stock, RSUs, and vested stock options held by the CFO, without indicating any purchases or sales in the reported information.
Sezzle Inc.

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