Sezzle counsel forfeits 266 shares for tax withholding

Sezzle Inc. reported a routine insider transaction by General Counsel and Secretary Kerissa Hollis.

Rhea-AI Filing Summary

Sezzle Inc. reported a routine insider transaction by General Counsel and Secretary Kerissa Hollis. In connection with the vesting of previously awarded restricted stock units, she forfeited 266 shares of common stock to satisfy withholding tax obligations at a reference price of $66.15 per share. This was a tax-withholding disposition, not an open-market sale, and reflects automatic share surrender for taxes rather than an active trading decision. After this transaction, she directly holds 12,571 shares of Sezzle common stock.

Insider Trade Summary

Exercise Price or Tax Liability: 266 shares

Exercise Price or Tax Liability 1 txn

Insider Hollis Kerissa

Role General Counsel and Secretary

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock, par value $0.00001 per share	266	$66.15	$18K

Holdings After Transaction: Common Stock, par value $0.00001 per share — 12,571 shares (Direct)

Footnotes (1)

1. F1. In connection with the vesting of previously awarded restricted stock units, the reporting person forfeited these shares of common stock to satisfy withholding tax obligations.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Sezzle (SEZL) report for Kerissa Hollis?

Sezzle reported that General Counsel and Secretary Kerissa Hollis forfeited 266 shares of common stock. The shares were surrendered to cover tax withholding on vesting restricted stock units, rather than sold in the open market, and she continues to hold 12,571 shares directly.

Was the Sezzle (SEZL) Form 4 transaction an open-market sale?

No, the Form 4 transaction was not an open-market sale. The filing shows a tax-withholding disposition, where 266 shares were forfeited to satisfy withholding taxes on vested restricted stock units, a routine administrative event rather than a discretionary stock sale.

How many Sezzle (SEZL) shares did Kerissa Hollis forfeit for taxes?

Kerissa Hollis forfeited 266 shares of Sezzle common stock. The Form 4 states this occurred in connection with the vesting of previously awarded restricted stock units to satisfy withholding tax obligations, using a reference price of $66.15 per share for the disposition.

How many Sezzle (SEZL) shares does Kerissa Hollis hold after the Form 4 transaction?

After the tax-withholding disposition, Kerissa Hollis directly holds 12,571 shares of Sezzle common stock. This indicates the 266 forfeited shares for tax purposes represent a small portion of her overall reported equity position in the company following the transaction.

What does transaction code F mean in the Sezzle (SEZL) Form 4?

Transaction code F on the Sezzle Form 4 indicates a tax-withholding disposition. The filing explains that 266 shares were delivered or forfeited to satisfy withholding tax obligations tied to vesting restricted stock units, rather than reflecting a voluntary buy or sell decision.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/24/2026 - 04:39 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hollis Kerissa

(Last) (First) (Middle)

700 NICOLLET MALL

SUITE 640

(Street)

MINNEAPOLIS MINNESOTA 55402

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Sezzle Inc. [ SEZL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel and Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.00001 per share	03/20/2026		F(1)		266	D	$66.15	12,571	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. In connection with the vesting of previously awarded restricted stock units, the reporting person forfeited these shares of common stock to satisfy withholding tax obligations.

Remarks:

	/s/ Brady Duane Kafka, as Attorney-in-Fact	03/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)