Stifel director granted 2,450 phantom stock units

Markus Maura A. reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Markus Maura A. reported acquisition or exercise transactions in this Form 4 filing.

STIFEL FINANCIAL CORP director Maura A. Markus reported a new equity-based award. On June 9, 2026, she received 2,450 Phantom Stock Units, each valued at $71.40 and tied to an equal number of shares of common stock.

The filing notes these units vest quarterly over a one-year period and have no expiration date. A separate line shows she holds 44,688 shares of common stock directly following the reported transactions, reflecting her existing equity position.

Insider Trade Summary

Grant/Award: 2,450 shares

Grant/Award 2 txns

Insider Markus Maura A.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Phantom Stock Units	2,450	$71.40	$175K
holding	Common Stock	--	--	--

Holdings After Transaction: Phantom Stock Units — 2,450 contracts (Direct); Common Stock — 44,688 shares (Direct)

Footnotes (2)

1. F1. Units vest quarterly over a one year period.
2. F2. No expiration date for these Units

Key Figures

Phantom Stock Units granted: 2,450 units Unit reference value: $71.40 per unit Underlying common stock: 2,450 shares +1 more

4 metrics

Phantom Stock Units granted 2,450 units Grant on June 9, 2026

Unit reference value $71.40 per unit Phantom Stock Units linked to common stock

Underlying common stock 2,450 shares Common Stock underlying Phantom Stock Units

Common shares held 44,688 shares Direct common stock holdings after transactions

Key Terms

Phantom Stock Units, vest quarterly, underlying security

3 terms

Phantom Stock Units financial

"she received 2,450 Phantom Stock Units, each valued at $71.40"

Phantom stock units are company promises that pay a cash or stock-equivalent award tied to the firm’s share price or value growth, but they do not issue actual shares. Think of them as a bonus check that moves with the stock like a mirror rather than handing over an ownership slice. Investors care because these awards can affect a company’s future cash obligations, executive incentives and reported expenses without causing share dilution.

vest quarterly financial

"The filing notes these units vest quarterly over a one-year period"

underlying security financial

"underlying security title: Common Stock, underlying security shares: 2,450.0000"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Stifel (SF) director Maura A. Markus report?

Director Maura A. Markus reported receiving 2,450 Phantom Stock Units on June 9, 2026. These units are equity-based compensation linked to Stifel common stock, rather than an open-market purchase or sale of shares.

How many Phantom Stock Units did the Stifel (SF) director receive and at what value?

Maura A. Markus was granted 2,450 Phantom Stock Units valued at $71.40 per unit. Each unit corresponds to one share of Stifel common stock, providing stock-linked compensation without an immediate cash transaction.

How do the new Phantom Stock Units for Stifel (SF) vest?

The 2,450 Phantom Stock Units vest quarterly over a one-year period. This means portions of the award become earned each quarter, aligning director compensation with the company’s performance over that year.

Do the Stifel (SF) Phantom Stock Units reported have an expiration date?

The filing states there is no expiration date for these Phantom Stock Units. While the units vest quarterly over one year, they are not subject to a fixed end date once granted and earned.

How many Stifel (SF) common shares does Maura A. Markus hold after the filing?

After the reported transactions, Maura A. Markus holds 44,688 shares of Stifel common stock directly. This figure reflects her direct equity position separate from the newly granted Phantom Stock Units.

Are the Stifel (SF) Phantom Stock Units an open-market buy or sell?

The 2,450 Phantom Stock Units are a grant categorized as a grant or award acquisition. They are compensation units, not an open-market purchase or sale of Stifel common stock by the director.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/11/2026 - 04:13 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Markus Maura A.

(Last) (First) (Middle)

501 NORTH BROADWAY

(Street)

ST. LOUIS MISSOURI 63102

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
STIFEL FINANCIAL CORP [ SF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock								44,688	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Phantom Stock Units	$0	06/09/2026		A		2,450		(1)	(2)	Common Stock	2,450	$71.4	2,450	D

Explanation of Responses:

1. Units vest quarterly over a one year period.

2. No expiration date for these Units

	/s/ Maura Markus	06/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)