Stifel Financial (NYSE: SF) GC nets 51,033 shares after grant

Rhea-AI Filing Summary

Stifel Financial Corp Senior VP & General Counsel Mark P. Fisher reported routine equity compensation activity. On January 30, 2026, he converted 1,725 Phantom Stock Units into the same number of common shares at $0 per share.

On the same date, 931 common shares were withheld at $126.24 per share, typically reflecting tax withholding, leaving him with 51,033 common shares held directly. He also continues to hold 17,054 Phantom Stock Units, which are currently exercisable with no stated expiration date.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fisher Mark P

(Last) (First) (Middle)

ONE MONTGOMERY STREET

SUITE 3700

(Street)

SAN FRANCISCO CA 94104

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STIFEL FINANCIAL CORP [ SF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior VP & General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
01/30/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/30/2026		M		1,725	A	$0	51,964	D
Common Stock	01/30/2026		F		931	D	$126.24	51,033	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Phantom Stock Units	$0	01/30/2026		M			1,725	(1)	(2)	Common Stock	1,725	$0	17,054	D

Explanation of Responses:

1. Currently exercisable.

2. No expiration date for these Units

	/s/ Mark Fisher	02/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SF executive Mark P. Fisher report?

Mark P. Fisher reported converting 1,725 Phantom Stock Units into 1,725 Stifel Financial Corp common shares at $0 per share. The same Form 4 also shows a share withholding transaction for taxes, a common feature of equity compensation settlements.

How many Stifel Financial (SF) shares does Mark P. Fisher own after this Form 4?

After the reported transactions, Mark P. Fisher directly owns 51,033 shares of Stifel Financial common stock. This figure reflects the shares received from unit conversion and the 931 shares withheld at $126.24 per share, typically for tax obligations.

What happened to the Phantom Stock Units in the SF Form 4 filing?

In the filing, 1,725 Phantom Stock Units were converted into the same number of Stifel Financial common shares at $0 exercise price. Following this, 17,054 Phantom Stock Units remain beneficially owned, described as currently exercisable with no expiration date for these units.

What does the F transaction code mean in Mark P. Fisher’s SF Form 4?

The Form 4 shows an F transaction code for 931 common shares at $126.24 per share. This typically indicates shares were withheld to satisfy tax obligations related to the equity award settlement, rather than an open-market sale by the insider.

What role does Mark P. Fisher hold at Stifel Financial Corp (SF)?

Mark P. Fisher is identified as an officer of Stifel Financial Corp, serving as Senior VP & General Counsel. The Form 4 indicates the transactions were reported as being held directly, with no separate entity or indirect ownership structure disclosed in the excerpt.