Stifel Financial (SF) exec Rubulotta sells 400 shares at $124.31

Rhea-AI Filing Summary

Stifel Financial Corp executive reports small stock sale

Co-Head of Fixed Income Capital Markets David Rubulotta reported selling 400 shares of Stifel Financial Corp common stock at $124.31 per share on February 2, 2026. After this transaction, he directly held 992 shares of Stifel common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rubulotta David

(Last) (First) (Middle)

787 7TH AVENUE

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STIFEL FINANCIAL CORP [ SF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Co-Head Fixed Inc Cap Mkts

3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/02/2026		S		400	D	$124.31	992	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ David Rubulotta	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did SF executive David Rubulotta report?

David Rubulotta reported selling 400 shares of Stifel Financial Corp common stock. The sale was executed at a price of $124.31 per share, and it was classified as a disposition of non-derivative securities on February 2, 2026.

How many SF shares does David Rubulotta own after this Form 4 filing?

After the reported sale, David Rubulotta beneficially owns 992 shares of Stifel Financial Corp common stock. These holdings are reported as being directly owned, with no derivative securities listed in the filing and no indirect ownership relationships disclosed.

What is the role of David Rubulotta at Stifel Financial Corp (SF)?

David Rubulotta is listed as Co-Head Fixed Inc Cap Mkts at Stifel Financial Corp. This means he holds a senior leadership role in the fixed income capital markets business, though he is not identified as a director or 10% beneficial owner in the filing.

What does transaction code "S" mean in the SF Form 4 filing?

Transaction code "S" indicates an open-market or private sale of securities. In this Form 4, it shows that 400 shares of Stifel Financial Corp common stock were sold, reducing the reporting person’s directly held position to 992 shares after the transaction.

Were any derivative securities reported in this SF Form 4?

No derivative securities were reported in this Form 4. The table for derivative securities is present but contains no entries, indicating that only a sale of common stock was disclosed for this reporting period by David Rubulotta.