Affiliate files Rule 144; SFM (NASDAQ: SFM) lists 470-share resale, March trades

Rhea-AI Filing Summary

SFM affiliate reported a Rule 144 notice to sell 470 shares of Common Stock as restricted stock vested on 03/19/2026.

The filing also lists three dispositions by John Scott Neal during March 2026: 189 shares on 03/13/2026, 6,555 shares on 03/16/2026, and 670 shares on 03/18/2026, with dollar amounts shown alongside each transaction.

Insights

Securities Compliance Analyst

Rule 144 notice shows planned resale and recent March dispositions by an affiliate.

The filing lists a proposed sale of 470 shares tied to restricted stock vesting on 03/19/2026, which is a routine disposition mechanism under resale rules. The notice identifies the broker-dealer as Fidelity Brokerage Services LLC.

Three prior March transactions by John Scott Neal are listed with exact share counts and proceeds; these are recorded dispositions, not a statement of future sales. Cash-flow treatment for the 470-share notice is not stated in the excerpt.

Corporate Governance Specialist

Transactions appear administrative; no material corporate action disclosed.

The entries reflect a small vesting-related resale (470 shares) and separate past disposals of 189, 6,555, and 670 shares in March 2026. These are routine disclosures required under resale rules for affiliates.

Whether these sales materially affect outstanding share counts or control is not addressed in the excerpt; subsequent filings would be needed for broader ownership context.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	470	39466.61	94576393	03/20/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/19/2026	Restricted Stock Vesting	Issuer			470	03/19/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
John Scott Neal 5455 East High Street Suite 111 Phoenix AZ 85054	Common	03/13/2026	189	15002.78
John Scott Neal 5455 East High Street Suite 111 Phoenix AZ 85054	Common	03/16/2026	6555	529800.01
John Scott Neal 5455 East High Street Suite 111 Phoenix AZ 85054	Common	03/18/2026	670	55941.72

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the SFM Form 144 filing report?

The filing reports a Rule 144 notice to sell 470 shares of Common Stock that vested on 03/19/2026. It lists the broker-dealer as Fidelity Brokerage Services LLC and includes prior March dispositions by John Scott Neal.

Who is listed as the broker-dealer in the SFM Form 144?

The broker-dealer named is Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield RI. The filing pairs this broker entry with the listed 470 shares associated with restricted stock vesting on 03/19/2026.

What March 2026 dispositions are disclosed by John Scott Neal in the filing?

The filing shows three dispositions by John Scott Neal: 189 shares on 03/13/2026, 6,555 shares on 03/16/2026, and 670 shares on 03/18/2026, each with reported dollar amounts beside them.

Does the Form 144 indicate the company receives proceeds from the sales?

The excerpt does not state that the company will receive proceeds; the entries record affiliate sales and a broker-dealer for a vested block of 470 shares. The filing does not specify the cash-flow recipient for the proposed sale.