Simmons First (SFNC) CEO gains stock from RSUs, shares withheld for taxes

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Simmons First National Corp President & CEO James M. Brogdon reported routine equity compensation activity. On April 26, 2026, 4,000 Restricted Stock Units converted into 4,000 shares of SFNC common stock on a one-for-one basis when the units vested. To cover tax obligations, 1,131 of these shares were disposed of through a tax-withholding transaction at $21.02 per share, rather than an open-market sale. Following these transactions, Brogdon directly holds 70,993 shares of SFNC common stock.

Insider Trade Summary

4,000 shares exercised/converted

Mixed 3 txns

Insider Brogdon James M

Role President & CEO

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	4,000	$0.00	--
Exercise	SFNC Common Stock	4,000	$0.00	--
Tax Withholding	SFNC Common Stock	1,131	$21.02	$24K

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); SFNC Common Stock — 72,124 shares (Direct, null)

Footnotes (1)

Restricted Stock Units convert into shares of SFNC common stock on a one-for-one basis. The Restricted Stock Units vested on April 26, 2026.

Key Figures

RSUs converted: 4,000 shares Shares withheld for taxes: 1,131 shares Tax-withholding price: $21.02 per share +1 more

4 metrics

RSUs converted 4,000 shares Restricted Stock Units converting to SFNC common stock on April 26, 2026

Shares withheld for taxes 1,131 shares Tax-withholding disposition valued at $21.02 per share

Tax-withholding price $21.02 per share Value applied to 1,131 shares used for tax obligations

Shares held after transactions 70,993 shares Direct SFNC common stock holdings following April 26, 2026 activity

Key Terms

Restricted Stock Units, tax-withholding disposition, derivative exercise/conversion

3 terms

Restricted Stock Units financial

"The filing shows 4,000 "Restricted Stock Units" converting into SFNC common stock."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax-withholding disposition financial

"A Form 4 transaction is labeled as a "tax-withholding disposition" of 1,131 shares."

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

derivative exercise/conversion financial

"Two transactions carry the description "derivative exercise/conversion" related to RSUs."

Form 4 Insider Transactions: What Each Field Means →

04/27/2026 - 03:14 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brogdon James M

(Last)

(First)

(Middle)

C/O SIMMONS FIRST NATIONAL CORP.

501 MAIN STREET

(Street)

PINE BLUFF

ARKANSAS

71601

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SIMMONS FIRST NATIONAL CORP [ SFNC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
SFNC Common Stock	04/26/2026		M		4,000	A	⁽¹⁾	72,124	D
SFNC Common Stock	04/26/2026		F		1,131	D	$21.02	70,993	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	04/26/2026		M			4,000	⁽²⁾	⁽²⁾	SFNC Common Stock	4,000	$0	0	D

Explanation of Responses:

1. Restricted Stock Units convert into shares of SFNC common stock on a one-for-one basis.

2. The Restricted Stock Units vested on April 26, 2026.

	/s/ Ambar Quintanilla, attorney-in-fact for James M. Brogdon	04/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did SFNC President & CEO James Brogdon report?

James M. Brogdon reported routine equity compensation activity involving vested Restricted Stock Units. 4,000 RSUs converted into 4,000 SFNC common shares, with a portion of those shares withheld to satisfy related tax obligations.

How many SFNC shares did James Brogdon acquire through RSU vesting?

James M. Brogdon acquired 4,000 shares of SFNC common stock through the conversion of 4,000 Restricted Stock Units. The RSUs vesting and conversion occurred on April 26, 2026, as part of his equity compensation program.

How many SFNC shares were withheld for James Brogdon’s taxes?

A total of 1,131 SFNC common shares were disposed of via tax-withholding for James M. Brogdon. This transaction covered tax liabilities associated with the RSU vesting and was reported at a value of $21.02 per share.

Did James Brogdon sell SFNC shares on the open market?

The filing shows a tax-withholding disposition of 1,131 SFNC shares, not an open-market sale. These shares were delivered to satisfy tax liabilities tied to vested Restricted Stock Units, a common non-discretionary mechanism in equity compensation.

How many SFNC shares does James Brogdon hold after these transactions?

After the April 26, 2026 transactions, James M. Brogdon directly holds 70,993 shares of SFNC common stock. This figure reflects his position following the RSU conversion and the related tax-withholding share disposition.

What do the footnotes say about SFNC Restricted Stock Units in this filing?

The footnotes explain that each Restricted Stock Unit converts into one share of SFNC common stock. They also state that the Restricted Stock Units involved in this filing vested on April 26, 2026, triggering the share conversion reported.