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Simmons First National director receives 975 shares

Shares for the 976 restricted stock units will be delivered within 30 days of vesting; specified events may result in earlier vesting.

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Form Type
4

Rhea-AI Filing Summary

Simmons First National Corp. director Robert L. Shoptaw converted 975 restricted stock units into 975 SFNC common shares when they vested on October 1, 2026, on a one-for-one basis. His reported direct common-stock holdings after the transaction were 89,356 shares; he also reported 4,800 shares indirectly through an IRA. A reported position lists 976 restricted stock units scheduled to vest January 4, 2027.

Insider Shoptaw Robert L
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F2, F3 975 $0.00 $0.00
Exercise SFNC Common Stock F1 975 -- --
holding SFNC Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 976 contracts (Direct); SFNC Common Stock — 89,356 shares (Direct); SFNC Common Stock — 4,800 shares (Indirect, By IRA)
Footnotes (3)
  1. F1. Restricted Stock Units convert into shares of SFNC common stock on a one-for-one basis.
  2. F2. The Restricted Stock Units vested on October 1, 2026.
  3. F3. 976 Restricted Stock Units vest on January 4, 2027. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability, and other specified events in the award agreement may result in earlier vesting.
Restricted stock units converted 975 restricted stock units Vested on October 1, 2026
SFNC common shares acquired 975 shares On October 1, 2026, upon conversion of restricted stock units
Direct common-stock holdings after transaction 89,356 shares Robert L. Shoptaw's reported position
Indirect common-stock holdings 4,800 shares Held by IRA
Restricted stock units scheduled to vest 976 restricted stock units Scheduled to vest on January 4, 2027
Restricted Stock Units technical
"Restricted Stock Units convert into shares"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
one-for-one basis technical
"convert into shares of SFNC common stock on a one-for-one basis"
vested technical
"The Restricted Stock Units vested on October 1, 2026"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SFNC shares did director Robert L. Shoptaw receive?

Robert L. Shoptaw received 975 SFNC common shares when 975 restricted stock units vested and converted on October 1, 2026. The units converted on a one-for-one basis, and his reported direct common-stock position after the transaction was 89,356 shares.

When are Robert L. Shoptaw's remaining SFNC restricted stock units scheduled to vest?

976 restricted stock units are scheduled to vest on January 4, 2027. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability, and other specified events in the award agreement may result in earlier vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shoptaw Robert L

(Last)(First)(Middle)
C/O SIMMONS FIRST NATIONAL CORP.
501 MAIN STREET

(Street)
PINE BLUFF ARKANSAS 71601

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SIMMONS FIRST NATIONAL CORP [ SFNC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
SFNC Common Stock10/01/2026M975A(1)89,356D
SFNC Common Stock4,800IBy IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)10/01/2026M975 (2) (2)SFNC Common Stock975$0976(3)D
Explanation of Responses:
1. Restricted Stock Units convert into shares of SFNC common stock on a one-for-one basis.
2. The Restricted Stock Units vested on October 1, 2026.
3. 976 Restricted Stock Units vest on January 4, 2027. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability, and other specified events in the award agreement may result in earlier vesting.
/s/ Natalie Gassiott, attorney-in-fact for Robert L. Shoptaw10/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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