SharonAI Holdings (SHAZ) director Penn Andrew Richard files Form 3

Rhea-AI Filing Summary

SharonAI Holdings Inc. director Penn Andrew Richard has filed an initial insider ownership report on Form 3. This filing establishes his status as a director and confirms there are currently no reportable transactions or derivative positions disclosed for him in this submission.

Key Terms

Form 3, reporting persons, derivative securities

3 terms

Form 3 regulatory

"initial insider ownership report on Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting persons regulatory

""reportingPersons": [ { "name": "Penn Andrew Richard" } ]"

derivative securities financial

"no reportable transactions or derivative positions disclosed"

Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Penn Andrew Richard

(Last) (First) (Middle)

C/O SHARONAI HOLDINGS, INC.

745 FIFTH AVENUE, SUITE 500

(Street)

NEW YORK NEW YORK 10151

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/22/2026

3. Issuer Name and Ticker or Trading Symbol
SharonAI Holdings Inc. [ SHAZ ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24.1 - Power of Attorney

No securities are beneficially owned.

	/s/ Timothy Broadfoot, by power of attorney from Andrew Penn	05/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Penn Andrew Richard Form 3 filing for SHAZ show?

The Form 3 for SHAZ shows director Penn Andrew Richard’s initial insider reporting status. It indicates there are no reported purchases, sales, option exercises, gifts, or other transactions or derivative positions for him in this particular filing.

Is Penn Andrew Richard a director or officer of SharonAI Holdings Inc. (SHAZ)?

Penn Andrew Richard is reported as a director of SharonAI Holdings Inc. He is not listed as an officer and is not identified as a ten percent owner in this Form 3 insider ownership report for SHAZ.

Does the SHAZ Form 3 for Penn Andrew Richard report any stock transactions?

No, the SHAZ Form 3 reports zero buy, sell, exercise, gift, tax withholding, or restructuring transactions. The transaction summary fields all show zero counts and zero shares, indicating no reportable trading activity in this filing.

Are there any derivative securities reported for Penn Andrew Richard in SHAZ?

No derivative securities are reported for Penn Andrew Richard in this SHAZ Form 3. The derivativeSummary is empty and the derivativeTransactionCount is zero, meaning no options, warrants, or other derivative instruments are listed in this submission.

Does the SHAZ Form 3 indicate whether Penn Andrew Richard is a ten percent owner?

The SHAZ Form 3 indicates Penn Andrew Richard is not a ten percent owner. The data flags him as a director only, with the ten percent owner field set to zero, focusing his insider status on board membership rather than large share ownership.