Sotera Health (SHC) director Ann R. Klee granted 14,970 RSUs as equity award
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Klee Ann R. reported acquisition or exercise transactions in this Form 4 filing.
Sotera Health Co director Ann R. Klee received an equity award in the form of restricted stock units. On May 22, 2026, she was granted 14,970 RSUs under the Sotera Health Company 2020 Omnibus Incentive Plan, with no cash paid per unit.
Each RSU represents the right to receive one share of common stock, subject to vesting. The RSUs vest in full on the earlier of the first anniversary of the grant date or immediately before the next regular annual shareholders meeting, provided she continues to serve as a non-employee director. After this grant, her reported holdings total 140,926 units and shares, consisting of 14,970 RSUs and 125,956 shares of common stock.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Klee Ann R.
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock, $0.01 par value per share ("Common Stock") | 14,970 | $0.00 | -- |
Holdings After Transaction:
Common Stock, $0.01 par value per share ("Common Stock") — 140,926 shares (Direct, null)
Footnotes (1)
- These securities consist of 14,970 restricted stock units ("RSUs") that were granted on May 22, 2026, pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incenctive Plan. Each RSU represents the Reporting Person's right to receive one share of Common Stock, subject to vesting conditions. The RSUs will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service as a non-employee director of the Issuer through such date. Consist of 14,970 RSUs and 125,956 shares of Common Stock.
Key Figures
RSU grant size: 14,970 RSUs
Transaction price per RSU: $0.00 per unit
Total holdings after grant: 140,926 units and shares
+1 more
4 metrics
RSU grant size
14,970 RSUs
Granted on May 22, 2026 to Ann R. Klee
Transaction price per RSU
$0.00 per unit
Equity award, not a market purchase
Total holdings after grant
140,926 units and shares
Post-transaction position reported on Form 4
Common shares held
125,956 shares
Common stock held in addition to 14,970 RSUs
Key Terms
restricted stock units, 2020 Omnibus Incentive Plan, vesting conditions, non-employee director
4 terms
restricted stock units financial
"These securities consist of 14,970 restricted stock units ("RSUs") that were granted on May 22, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2020 Omnibus Incentive Plan financial
"pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incenctive Plan"
vesting conditions financial
"Each RSU represents the Reporting Person's right to receive one share of Common Stock, subject to vesting conditions"
Vesting conditions are the rules that determine when someone earning company stock or stock options actually gains the right to keep or sell them, typically based on staying with the company for a set time or meeting performance targets. Think of it like keys that unlock gradually — some unlock by calendar date, others only after agreed milestones. Investors care because vesting shapes management incentives, the timing of share sales, and the number of shares that can enter the market, which can affect a company's valuation and ownership mix.
non-employee director financial
"subject to the Reporting Person's continued service as a non-employee director of the Issuer through such date"
FAQ
What insider transaction did Sotera Health (SHC) report for Ann R. Klee?
Sotera Health reported that director Ann R. Klee received 14,970 restricted stock units as an equity award. The grant was made on May 22, 2026 under the company’s 2020 Omnibus Incentive Plan, with each RSU representing one share of common stock, subject to vesting.
What are the vesting terms of Ann R. Klee’s 14,970 RSUs in Sotera Health (SHC)?
The 14,970 RSUs granted to Ann R. Klee vest in full on the earlier of the first anniversary of the May 22, 2026 grant date or immediately before Sotera Health’s next regular annual shareholders meeting, provided she continues serving as a non-employee director through that date.
Was Ann R. Klee’s Sotera Health (SHC) RSU grant a market purchase or compensation award?
The filing classifies Ann R. Klee’s acquisition of 14,970 RSUs as a grant or award, not an open-market purchase. The transaction price per unit is reported as zero, indicating it is part of her compensation as a non-employee director rather than a cash investment.
What plan governs Ann R. Klee’s restricted stock units in Sotera Health (SHC)?
Ann R. Klee’s 14,970 restricted stock units were granted under the Sotera Health Company 2020 Omnibus Incentive Plan. The RSUs are issued pursuant to an RSU agreement under this plan, which sets the terms for vesting and the right to receive common shares.