SHF Holdings CEO to present at Microcap Conference Nov 13, 2025

Q: Which exhibits were included with the SHFS 8-K?

The filing furnished Exhibit 99.1 (press release) and Exhibit 99.2 (presentation materials).

Q: Is the information considered filed or furnished?

Item 7.01 and Exhibits 99.1 and 99.2 are furnished and not deemed filed under the Exchange Act.

Q: What are SHFS’s Nasdaq symbols?

Class A Common Stock trades as SHFS; redeemable warrants trade as SHFSW.

Q: What is the par value and warrant exercise price referenced?

The Class A Common Stock has $0.0001 par value; each warrant is exercisable at $11.50 per share.

SHF Holdings, Inc. (SHFS) filed an 8-K announcing CEO Terry Mendez will present at the Trickle Research Microcap Conference on November 13, 2025.

Accepted by SEC EDGAR 11/12/2025 - 05:17 PM EST

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

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Form Type

8-K

Rhea-AI Filing Summary

SHF Holdings, Inc. (SHFS) filed an 8-K announcing CEO Terry Mendez will present at the Trickle Research Microcap Conference on November 13, 2025. The company furnished a press release and the presentation materials as exhibits associated with this Reg FD disclosure.

The information in Item 7.01 and Exhibits 99.1 and 99.2 is furnished and not deemed filed under the Exchange Act. SHFS’s Class A Common Stock trades under SHFS and its redeemable warrants under SHFSW on Nasdaq.

8-K Event Classification

2 items: 7.01, 9.01

2 items

Item 7.01 Regulation FD Disclosure Disclosure

Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did SHFS (SHFS) announce in its 8-K?

The CEO, Terry Mendez, will present at the Trickle Research Microcap Conference on November 13, 2025.

Which exhibits were included with the SHFS 8-K?

The filing furnished Exhibit 99.1 (press release) and Exhibit 99.2 (presentation materials).

Is the information considered filed or furnished?

Item 7.01 and Exhibits 99.1 and 99.2 are furnished and not deemed filed under the Exchange Act.

What are SHFS’s Nasdaq symbols?

Class A Common Stock trades as SHFS; redeemable warrants trade as SHFSW.

Who is presenting for SHFS and where?

CEO Terry Mendez will present at the Trickle Research Microcap Conference.

What is the purpose of furnishing the presentation materials?

To provide the same information used in the conference presentation to the market under Reg FD.

What is the par value and warrant exercise price referenced?

The Class A Common Stock has $0.0001 par value; each warrant is exercisable at $11.50 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 12, 2025

SHF Holdings, Inc.

(Exact name of registrant as specified in its charter)

Delaware

(State or other jurisdiction of incorporation)

001-40524		86-2409612
(Commission File Number)		(IRS Employer Identification No.)

1526 Cole Blvd., Suite 250

Golden, Colorado 80401

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code (303) 431-3435

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class	Trading Symbol(s)	Name of Each Exchange on Which Registered
Class A Common Stock, $0.0001 par value per share	SHFS	The Nasdaq Stock Market LLC
Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share	SHFSW	The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 7.01

Regulation FD Disclosure.

On November 12, 2025, SHF Holdings, Inc. (the “Company”) issued a press release announcing that the Company’s Chief Executive Officer, Terry Mendez, will make a presentation at the Trickle Research Microcap Conference on November 13, 2025 (the “Presentation”), which is being furnished hereto as Exhibit 99.1 to this Current Report on Form 8-K.

Mr. Mendez will use certain presentation materials (the “Presentation Materials”) in connection with the Presentation. These Presentation Materials are furnished herewith as Exhibit 99.2 and are incorporated by reference in this Item 7.01.

The information contained in Item 7.01, Exhibit 99.1 and Exhibit 99.2 is being furnished and shall not be deemed “filed” for purposes of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into any filing of the Registrant under the Securities Act of 1933, as amended, or the Exchange Act, unless specifically identified therein as being incorporated by reference.

Item 9.01

Financial Statement and Exhibits

(d) Exhibits.

Exhibit Number		Description
99.1		Press Release, dated November 12, 2025.
99.2		Presentation Materials.
104		Cover Page Interactive Data File (formatted in Inline XBRL and contained in Exhibit 101)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	SHF HOLDINGS, INC.

Date: November 12, 2025	By:	/s/ Terrance E. Mendez
		Terrance E. Mendez
		Chief Executive Officer

Source: View Original Filing on SEC EDGAR