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SHF Holdings (SHFS) director won’t seek reelection as new board chairs named

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

SHF Holdings, Inc. reported board and committee changes. Richard Carleton informed the company on May 8, 2026 that he will not stand for reelection as a director at the 2026 annual meeting. The company states his decision is not due to any disagreement regarding operations, policies, or practices.

The board recently added two directors, Tyler Klimas and Sean Tonner, each appointed on April 22, 2026. Effective May 8, 2026, Klimas joined the Audit, Compensation, and Nominating and Corporate Governance Committees and became chairman of the Nominating and Corporate Governance Committee. Tonner joined the Compensation and Nominating and Corporate Governance Committees and became chairman of the Compensation Committee.

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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance
Key personnel changes including departures, elections, or appointments of directors and executive officers.
Common stock par value $0.0001 per share Class A Common Stock
Warrant exercise price $230.00 per share Redeemable warrants exercisable for Class A Common Stock
Form type Form 8-K Item 5.02 – director and committee changes
Carleton reelection decision date May 8, 2026 Date he informed the board
Director appointment date April 22, 2026 Initial appointments of Klimas and Tonner as directors
Committee appointment date May 8, 2026 Effective date of committee roles for Klimas and Tonner
Emerging growth company regulatory
"Emerging growth company"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
Audit Committee financial
"appointed to each of the Audit Committee, the Compensation Committee"
A company's audit committee is a small group of board members who act like independent inspectors for the firm's finances, overseeing how financial reports are prepared, monitoring internal controls, and managing the relationship with external auditors. Investors care because a strong audit committee reduces the risk of accounting errors, fraud, or misleading statements, making financial statements more trustworthy and helping protect shareholder value.
Compensation Committee financial
"appointed to each of the Audit Committee, the Compensation Committee"
A compensation committee is a group within a company's leadership responsible for setting and reviewing how much top executives and employees are paid, including salaries, bonuses, and benefits. It matters to investors because fair and effective pay decisions can influence a company's performance, leadership motivation, and overall governance, helping ensure that the company’s management is aligned with shareholders’ interests.
Nominating and Corporate Governance Committee financial
"the Nominating and Corporate Governance Committee of the Board"
A nominating and corporate governance committee is a group within a company's board of directors responsible for selecting and recommending individuals to serve as company leaders, such as directors or executives. They also develop and oversee policies to ensure the company is run fairly, ethically, and transparently. This committee matters to investors because it helps ensure the company is well-managed and guided by qualified, responsible leadership.
Redeemable Warrants financial
"Redeemable Warrants, each whole warrant exercisable for one share"
A redeemable warrant is a tradable right that lets its holder buy a company’s shares at a fixed price before a set date, but the issuer has the contract power to cancel (redeem) the warrant early under agreed terms. For investors this matters because early redemption can force decision-making, change the timing of when new shares might be created, and affect potential gains or dilution—much like a store coupon that the issuer can cancel by paying you off instead of letting you use it.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 8, 2026

 

SHF Holdings, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

(State or other jurisdiction of incorporation)

 

001-40524   86-2409612

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

1526 Cole Blvd., Suite 250

Golden, Colorado 80401

(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code (303) 431-3435

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class   Trading Symbol(s)   Name of Each Exchange on Which Registered
Class A Common Stock, $0.0001 par value per share   SHFS   The Nasdaq Stock Market LLC
Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $230.00 per share   SHFSW   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

   

 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

Richard Carleton

 

On May 8, 2026, Richard Carleton informed the board of directors (the “Board”) of SHF Holdings, Inc. (the “Company”) of his decision not to be considered for reelection to the Board at the Company’s 2026 annual meeting of stockholders. Mr. Carleton’s decision is not the result of any disagreement with the Company on any matter relating to its operations, policies or practices.

 

Tyler Klimas

 

As previously disclosed, the Board appointed Tyler Klimas as a director on April 22, 2026, effective immediately. On May 8, 2026, Mr. Klimas was appointed to each of the Audit Committee, the Compensation Committee, and the Nominating and Corporate Governance Committee of the Board. Mr. Klimas was also appointed as the chairman of the Nominating and Corporate Governance Committee.

 

Sean Tonner

 

As previously disclosed, the Board appointed Sean Tonner as a director on April 22, 2026, effective immediately. On May 8, 2026, Mr. Tonner was appointed to each of the Compensation Committee and the Nominating and Corporate Governance Committee of the Board. Mr. Tonner was also appointed as the chairman of the Compensation Committee.

 

   

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  SHF HOLDINGS, INC.
     
Date: May 11, 2026 By: /s/ Terrance Mendez
    Terrance Mendez
    Chief Executive Officer and Chief Financial Officer

 

   

 

 

FAQ

What board change did SHFS report in this 8-K filing?

SHF Holdings, Inc. reported that director Richard Carleton will not seek reelection at the 2026 annual stockholder meeting. The company notes his decision is not due to any disagreement about operations, policies, or practices.

Why is Richard Carleton leaving the SHFS board?

Richard Carleton informed SHF Holdings, Inc. that he does not wish to be considered for reelection at the 2026 annual meeting. The company states his decision is not based on any disagreement with its operations, policies, or practices.

What new roles did Tyler Klimas receive at SHFS on May 8, 2026?

Effective May 8, 2026, Tyler Klimas was appointed to the Audit, Compensation, and Nominating and Corporate Governance Committees. He was also named chairman of the Nominating and Corporate Governance Committee of the SHF Holdings board.

What committee positions did Sean Tonner assume at SHFS?

Sean Tonner, appointed as a director on April 22, 2026, joined the Compensation Committee and the Nominating and Corporate Governance Committee. On May 8, 2026, he was also named chairman of the Compensation Committee.

When were Tyler Klimas and Sean Tonner appointed as directors of SHFS?

SHF Holdings, Inc. previously disclosed that both Tyler Klimas and Sean Tonner were appointed as directors on April 22, 2026. Their subsequent committee assignments and chair roles became effective on May 8, 2026.

What securities of SHF Holdings, Inc. are listed on Nasdaq?

SHF Holdings, Inc. lists its Class A Common Stock, with a par value of $0.0001 per share and trading symbol SHFS, and its redeemable warrants trading under SHFSW on The Nasdaq Stock Market LLC.

Filing Exhibits & Attachments

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