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SHF Holdings (SHFS) investors approve directors and 2026 audit firm

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

SHF Holdings, Inc. reported the results of its 2026 Annual Meeting of Stockholders held on June 17, 2026. Stockholders elected two Class II directors, Jonathon F. Niehaus and Sean Tonner, to continue serving on the board.

Stockholders also ratified the appointment of Macias, Gini & O’Connell LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2026. All proposals received the required level of stockholder approval, including strong support for the auditor ratification.

Positive

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Negative

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Item 5.07 Submission of Matters to a Vote of Security Holders Governance
Results of a shareholder vote on proposals at an annual or special meeting.
Warrant exercise price $230.00 per share Redeemable warrants, each for one share of Class A Common Stock
Votes for Niehaus 1,290,372 votes Election of Class II director Jonathon F. Niehaus
Votes for Tonner 1,304,236 votes Election of Class II director Sean Tonner
Auditor ratification for 2,399,926 votes Ratification of Macias, Gini & O’Connell LLP for FY ending Dec. 31, 2026
Auditor ratification against 342,954 votes Opposing votes on auditor ratification item
Auditor abstentions 33,757 votes Abstentions on auditor ratification proposal
Emerging growth company regulatory
"405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
independent registered public accounting firm financial
"Ratification of the appointment of Macias, Gini & O’Connell LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2026."
An independent registered public accounting firm is an outside accounting company officially registered with the government regulator to examine and report on a public company's financial records and controls. Investors treat its reports like an impartial inspector’s certificate — they add credibility to financial statements, help spot errors or misleading claims, and reduce the risk that shareholders are relying on unchecked or biased numbers.
broker non-vote regulatory
"The matters that were voted upon at the Annual Meeting, and the number of votes cast for or against, as well as the number of abstentions and broker non-votes, as to each such matter are set forth below."
Class II Directors financial
"Election of two (2) Class II Directors. The following two Class II director nominees were elected to serve as Class II directors of the Company"
redeemable warrants financial
"Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $230.00 per share"
A redeemable warrant is a tradable right that lets its holder buy a company’s shares at a fixed price before a set date, but the issuer has the contract power to cancel (redeem) the warrant early under agreed terms. For investors this matters because early redemption can force decision-making, change the timing of when new shares might be created, and affect potential gains or dilution—much like a store coupon that the issuer can cancel by paying you off instead of letting you use it.
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Learn about SEC filing dates
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 17, 2026

 

SHF Holdings, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

(State or other jurisdiction of incorporation)

 

001-40524   86-2409612

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

1526 Cole Blvd., Suite 250

Golden, Colorado 80401

(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code (303) 431-3435

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class   Trading Symbol(s)   Name of Each Exchange on Which Registered
Class A Common Stock, $0.0001 par value per share   SHFS   The Nasdaq Stock Market LLC
Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $230.00 per share   SHFSW   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

On June 17, 2026, SHF Holdings, Inc. (the “Company”) held its 2026 Annual Meeting of Stockholders (the “Annual Meeting”). Each proposal presented at the Annual Meeting is described in the Company’s definitive proxy statement for the Annual Meeting, which was filed with the Securities and Exchange Commission on May 8, 2026. All matters voted upon at the Annual Meeting were approved with the required votes, as set forth below. The matters that were voted upon at the Annual Meeting, and the number of votes cast for or against, as well as the number of abstentions and broker non-votes, as to each such matter are set forth below.

 

1. Election of two (2) Class II Directors.

 

The following two Class II director nominees were elected to serve as Class II directors of the Company, with the following votes tabulated:

 

   For   Withheld   Broker Non-Vote 
Jonathon F. Niehaus   1,290,372    486,420    999,845 
Sean Tonner   1,304,236    472,556    999,845 

 

2. Ratification of the appointment of Macias, Gini & O’Connell LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2026.

 

The appointment of Macias, Gini & O’Connell LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2026, was ratified, with the following votes tabulated:

 

For     Against     Abstain     Broker Non-Vote  
2,399,926     342,954     33,757     0  

  

 

 

  

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  SHF HOLDINGS, INC.
     
Date: June 24, 2026 By: /s/ Terrance E. Mendez
    Terrance E. Mendez
    Chief Executive Officer and Chief Financial Officer

 

 

 

FAQ

What did SHFS stockholders vote on at the 2026 Annual Meeting?

Stockholders voted on electing two Class II directors and ratifying the appointment of Macias, Gini & O’Connell LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2026. Both proposals received the required approval levels.

Were SHFS director nominees elected at the June 17, 2026 meeting?

Yes. Class II director nominees Jonathon F. Niehaus and Sean Tonner were elected. Niehaus received 1,290,372 votes for and Tonner received 1,304,236 votes for, with additional withheld votes and broker non-votes recorded for each nominee.

Did SHFS stockholders ratify the 2026 independent auditor?

Yes. Stockholders ratified Macias, Gini & O’Connell LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026, with 2,399,926 votes for, 342,954 against, 33,757 abstentions, and no broker non-votes reported on this item.

What are the trading symbols for SHF Holdings, Inc. securities?

The Class A Common Stock of SHF Holdings, Inc. trades under the symbol SHFS on The Nasdaq Stock Market LLC. Redeemable warrants, each exercisable for one share of Class A Common Stock at a $230.00 exercise price, trade under the symbol SHFSW.

Where is SHF Holdings, Inc. headquartered and incorporated?

SHF Holdings, Inc. is incorporated in Delaware and maintains principal executive offices at 1526 Cole Blvd., Suite 250, Golden, Colorado 80401. The company’s reported main telephone number at this location is (303) 431-3435, as disclosed in the filing header information.

Filing Exhibits & Attachments

4 documents