Welcome to our dedicated page for SHIMMICK CORPORATION SEC filings (Ticker: SHIM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Shimmick Corporation (NASDAQ: SHIM) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a construction-sector company focused on water and sewer line and related structures construction and other complex infrastructure, Shimmick uses these filings to report on its financial condition, project portfolio composition, and capital markets activity.
Among the key documents available are current reports on Form 8-K. For example, Shimmick has filed 8-K reports to furnish quarterly earnings press releases, which discuss revenue, gross margin, net loss, adjusted metrics, and the performance of Shimmick Projects versus Non-Core Projects. These filings also describe backlog, new awards, and the status of Non-Core Loss Projects, giving readers a view into the company’s project mix and transition strategy.
Another 8-K filing details an At The Market Offering Agreement with Roth Capital Partners, LLC, under which Shimmick may, at its discretion, sell shares of common stock under an effective shelf registration statement. This filing outlines the structure of the at-the-market program, the maximum aggregate offering amount, the role of the sales agent, and related representations, covenants, and indemnification provisions.
On this page, users can review Shimmick’s 10-K annual reports and 10-Q quarterly reports when available, along with 8-K current reports and other forms, and take advantage of AI-powered summaries that explain complex sections. The platform also surfaces insider transaction reports on Form 4 and related ownership filings, helping users understand executive and director trading activity in the context of Shimmick’s broader financial and strategic disclosures.
Mitchell B. Goldsteen, a director and >10% owner of Shimmick Corporation (SHIM), reported sales of common stock under a Rule 10b5-1 plan. The Form 4 shows 6,300 shares were sold on 08/14/2025 at a weighted average price of $2.11 and 30,805 shares were sold on 08/15/2025 at a weighted average price of $2.23, for a total of 37,105 shares disposed. The filing states Mr. Goldsteen holds indirect beneficial ownership through GOHO, LLC, with reported post-transaction holdings of 21,134,308 to 21,165,113 shares depending on the line reported. The sales were effected pursuant to a plan adopted August 20, 2024, and the Form 4 was signed by power of attorney on 08/18/2025.
Mitchell B. Goldsteen filed a Form 144 indicating a proposed sale of 30,805 shares of common stock of the issuer, to be executed through TD Securities (USA) LLC on 08/15/2025. The filing reports an aggregate market value of $68,679.75 for the shares and total shares outstanding of 35,270,000. The shares being sold were originally acquired on 12/09/2020 in a private acquisition from GOHO, LLC, and the filer previously sold numerous tranches of common stock between 05/21/2025 and 08/14/2025, with the final reported sale on 08/14/2025 matching the proposed 30,805-share transaction. The form includes the standard representation that the seller is not aware of undisclosed material adverse information.
Shimmick Corporation (SHIM) Form 144 notifies a proposed sale of 6,300 common shares through TD Securities (USA) LLC on 08/14/2025 on NASDAQ. The filer reports acquiring the shares on 12/09/2020 via a private acquisition from GOHO, LLC, and indicates total shares outstanding of 35,270,000, giving context to the size of the proposed sale. The filing also lists extensive prior sales by the same person from 05/20/2025 through 08/14/2025, with individual transactions and gross proceeds shown (most recent listed sale on 08/14/2025 for 6,300 shares with aggregate market value $13,270.32). The notice contains the standard signature representation about lack of undisclosed material information.
Shimmick Corporation (SHIM) Form 144 shows a proposed sale of 8,000 common shares through TD Securities (USA) LLC on NASDAQ with an aggregate market value of $16,780.80 and an approximate sale date of 08/13/2025. The filing records that the securities were acquired on 12/09/2020 in a private acquisition from GOHO, LLC totaling 21,908,800 shares. The company reports 35,270,000 shares outstanding, so the acquired block equals about 62.1% of outstanding shares.
The filing also lists numerous dispositions by Mitchell B. Goldsteen between 05/19/2025 and 08/12/2025 totaling approximately 284,353 shares, which is about 0.8% of outstanding shares and roughly 1.3% of the 21.9M acquired block. The Form 144 is a disclosure of proposed sales and prior transactions; it does not provide additional commentary on purpose or company operations.
Mitchell B. Goldsteen, a director and 10% owner of Shimmick Corp (SHIM), reported planned dispositions of common stock under a Rule 10b5-1 sales plan. The filings show disposals totaling 25,426 shares across Aug 11-13, 2025: 15,310 shares at a weighted average price of $1.96, 2,116 shares at $1.98, and 8,000 shares at $2.10. The sales were effected pursuant to a 10b5-1 plan adopted Aug 20, 2024. Goldsteen holds the securities indirectly through GOHO, LLC and states he disclaims beneficial ownership except for any pecuniary interest; after these transactions the reported indirect holding is 21,171,413 shares. The filing discloses weighted-average price ranges and offers fuller trade breakdowns on request.
Shimmick Corporation (SHIM) filed a Form 144 reporting a proposed sale of 2,116 common shares through TD Securities (USA) LLC with an aggregate market value of $4,196.45. The filing shows 35,270,000 shares outstanding, so the planned sale represents about 0.006% of outstanding shares.
The filing identifies the securities as originally acquired on 12/09/2020 in a private acquisition from GOHO, LLC (amount acquired listed as 21,908,800 shares). It also documents extensive open-market sales by Mitchell B. Goldsteen over the past three months, which, when summed from the listed entries, total approximately 283,618 shares for the gross proceeds shown in the table. The Form 144 discloses the broker, the acquisition details, and the seller representation required under Rule 144.
Shimmick Corporation (SHIM) filed a Form 144 reporting a proposed sale of 15,310 common shares through TD Securities (USA) LLC on the NASDAQ with an aggregate market value of $29,992.29. The shares were originally acquired on 12/09/2020 in a private acquisition from GOHO, LLC. The filing lists extensive prior sales by Mitchell B. Goldsteen across May through August 2025, including multiple large transactions (for example, blocks of 29,639, 28,223 and other multi-thousand share trades). The notice includes the seller's representation that no undisclosed material adverse information is known. The document is a routine Rule 144 disclosure identifying the broker, class of security, acquisition history, and recent sales activity.
Shimmick Corporation's Form 144 notifies a proposed sale of 2,500 common shares on 08/08/2025 through TD Securities with an aggregate market value of $4,545. The filing reports that 21,908,800 shares were acquired on 12/09/2020 in a private acquisition from GOHO, LLC, while the company has 35,270,000 shares outstanding.
The form also lists multiple open-market sales by Mitchell B. Goldsteen during the prior three months totaling 278,348 shares. This filing is a Rule 144 notice documenting planned and recent insider sales; the proposed sale amount is small relative to both the filer's prior acquisition and the company's outstanding shares.
Mitchell B. Goldsteen, identified as a director and 10% owner of Shimmick Corp (SHIM), reported dispositions of common stock on 08/07/2025 and 08/08/2025.
The Form 4 shows sales of 2,000 shares on 08/07/2025 at a weighted average price of $1.72 (individual prices ranged $1.68–$1.75) and 2,500 shares on 08/08/2025 at a weighted average price of $1.82 (individual prices ranged $1.77–$1.85), for a total of 4,500 shares sold. The filings state the sales were effected pursuant to a Rule 10b5-1 sales plan adopted August 20, 2024.
The Form discloses indirect beneficial ownership through GOHO, LLC, with post-transaction indirect holdings shown as 21,199,339 and 21,196,839 shares; the reporting person disclaims beneficial ownership except to the extent of any pecuniary interest.