SCHMID Group officer files initial Form 3

SCHMID Group N.V. officer Helmut Rauch, identified as COO of an affiliate of the issuer, has filed an initial Form 3 statement of beneficial ownership.

Accepted by SEC EDGAR 03/27/2026 - 08:56 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

SCHMID Group N.V. officer Helmut Rauch, identified as COO of an affiliate of the issuer, has filed an initial Form 3 statement of beneficial ownership. The provided data shows no reported transactions, with buy, sell, exercise, gift, tax withholding, and restructuring counts all at zero.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does SCHMID Group N.V. (SHMD) disclose in this Form 3 filing?

The filing records an initial statement of beneficial ownership for Helmut Rauch related to SCHMID Group N.V.. It is a baseline disclosure and the provided data shows no reported purchases, sales, or derivative exercises in this specific Form 3 record.

Who is the reporting person in SCHMID Group (SHMD) Form 3?

The reporting person is Helmut Rauch, identified as an officer serving as COO of an affiliate of the issuer. This establishes his status as an insider whose ownership and future transactions in SCHMID Group securities must be reported to the SEC.

Does the SCHMID Group (SHMD) Form 3 show any stock buys or sells?

No, the provided Form 3 data shows no reported transactions. Buy, sell, exercise, gift, tax withholding, and restructuring counts are all listed as zero, indicating this filing only establishes initial insider status without recording trading activity.

What does a neutral net buy/sell direction mean in SHMD’s Form 3?

A neutral net buy/sell direction indicates that the Form 3 contains no net buying or selling activity. In this case, all transaction counts and share amounts are zero, so the filing functions purely as an initial ownership statement for the insider.

Are there any derivative positions reported in SCHMID Group (SHMD) Form 3?

The derivative summary in this Form 3 is empty, and derivative transaction counts are zero. That means the provided data does not show any options, warrants, or other derivative positions being reported for Helmut Rauch in this specific filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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1. Name and Address of Reporting Person^*

Rauch Helmut

(Last) (First) (Middle)

ROBERT-BOSCH-STR. 32 - 36

(Street)

FREUDENSTADT 72250

(City) (State) (Zip)

GERMANY

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
SCHMID Group N.V. [ SHMD ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	COO of Issuers affiliate

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	Karl Reismueller as attorney in fact as for Helmut Rauch	03/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)