Welcome to our dedicated page for SCHMID Group N.V. SEC filings (Ticker: SHMDW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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SCHMID Group N.V. Chief Executive Officer and director Christian Mathias Schmid filed an initial ownership report showing a large stake in the company’s ordinary shares and related warrants.
He beneficially owns 8,962,200 ordinary shares as an heir to the Community of Heirs of Dieter C. Schmid, representing 60% of that community’s 14,937,000-share position, with the remaining 40% owned by his sister, Anette Schmid. The filing also lists additional directly held ordinary shares totaling 4,979,000. In addition, he is contractually entitled to receive 1,000,000 Private Warrants, each exercisable into ordinary shares at an exercise price of $11.50 per share and expiring on April 30, 2029.
SCHMID Group N.V. officer Helmut Rauch, identified as COO of an affiliate of the issuer, has filed an initial Form 3 statement of beneficial ownership. The provided data shows no reported transactions, with buy, sell, exercise, gift, tax withholding, and restructuring counts all at zero.
SCHMID Group N.V. director Ralf Speth reported his initial ownership in the company. He holds 185,000 Ordinary Shares directly. He also holds Private Warrants that are exercisable into 145,538 Ordinary Shares at an exercise price of $11.50 per share, expiring on April 30, 2029.
SCHMID Group N.V. director Yoon Boo Keun has filed an initial ownership report showing direct holdings of 17,500 Ordinary Shares. This filing simply records his current stake in the company’s shares and does not report any recent buy or sell transaction.
SCHMID Group N.V. director Annedore Streyl filed an initial statement of beneficial ownership on Form 3. This filing establishes her status as a director and shows no reportable transactions or derivative positions, serving as a baseline disclosure of her insider status with the company.
Schmid Group N.V. major shareholders Anette and Christian Schmid have updated their holdings and recent trading activity in this Schedule 13D amendment. Anette Schmid reports beneficial ownership of 14,868,800 Class A shares, representing about 20.8% of the class. Christian Schmid reports beneficial ownership of 17,856,200 Class A shares, or about 24.9%. Their stakes include shares held through the Community of Heirs of Dieter C. Schmid, which owns 14,937,000 Class A shares for their joint benefit. The filing notes that 50,603,011 Class A shares were outstanding as of January 21, 2026, plus 21,000,000 outstanding warrants, and explains that percentages assume full warrant conversion. It also discloses that Christian Schmid sold a total of 1,915,000 shares in open-market transactions between March 6 and March 10, 2026, at prices around $6 per share to generate liquidity for personal tax obligations and related financial matters.
SCHMID Group N.V. has completed the second $15.0 million tranche of its $30.0 million senior convertible notes financing with an institutional investor, following effectiveness of its Form F-1 registration statement on March 3, 2026. This brings the total principal issued under the investment agreement dated January 18, 2026 to $30.0 million.
In connection with the second tranche, the company issued additional warrants to purchase its ordinary shares, with an exercise price tied to the fixed premium conversion prices of the notes and exercisable until December 15, 2028, for cash or on a cashless basis at the company’s election. Net proceeds from the second tranche are earmarked for general corporate purposes, including working capital, capital expenditures, and potential acquisitions or investments.
SCHMID Group N.V. filed its Form 20-F annual report describing its de‑SPAC business combination with Pegasus Digital Mobility Acquisition Corp., completed on April 30, 2024, after which SCHMID became the parent of Gebr. Schmid GmbH and listed ordinary shares and warrants on Nasdaq.
Ordinary shares outstanding were 43,062,427 as of December 31, 2024 and 55,602,966 as of the filing date, reflecting post‑closing share issuance. The report highlights dependence on electronics markets and patented embedded trace PCB technology, intense competition, global supply chain and geopolitical risks, and exposure to currency and macroeconomic volatility.
SCHMID also discloses a $30 million senior convertible note financing, funded in two $15 million tranches. The second tranche depends on effectiveness of a resale registration statement by June 30, 2026; otherwise SCHMID must begin monthly repayments on the first tranche, contributing to a going concern qualification and material liquidity uncertainty.
SCHMID Group N.V. received a major equity investment from entities led by XJ Harbour HK Limited and related Xinjin funds, which now jointly report beneficial ownership of 12,951,199 Class A Ordinary Shares, representing 25.6% of the Class A shares outstanding.
The stake comes from two main steps. First, XJ Harbour received 1,406,361 shares in an April 2024 business combination in exchange for equity in a Chinese subsidiary, later selling 995,701 and retaining 410,660 shares. Second, an unpaid cash obligation of EUR 20 million plus interest (aggregating US$ 26,962,158.90) was settled through a share-for-debt set-off, leading to the issuance of 12,540,539 additional shares on January 16, 2026.
The reporting group has sole voting and dispositive power over these shares and indicates no specific current plans to change control or operations, while reserving flexibility to buy or sell shares over time.