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[8-K] Safety Shot, Inc. Warrant Reports Material Event

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(Neutral)
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8-K
Rhea-AI Filing Summary

Celularity Inc. (CELUW) filed a new Form D under Regulation D Rule 506(b) disclosing a completed private placement. The biotech firm sold $2 million in a mix of equity, warrants or similar rights, and securities issuable upon exercise of those rights. The first sale occurred on 30 Jul 2025 and the entire offering amount has been sold, leaving $0 remaining. Only one accredited investor participated.

No broker-dealers were engaged and no sales commissions or finder’s fees were paid, suggesting cost-effective capital raising. The issuer declined to disclose revenue range but indicated it is incorporated in Delaware and operates from Florham Park, NJ. The offering is not linked to any business-combination transaction and is expected to last less than one year.

  • Offering size: $2 million (100% sold)
  • Securities: Equity and warrants
  • Exemption: Rule 506(b) (private offering, accredited investors only)
  • Investors: 1
  • Use of proceeds to insiders: $0

Celularity Inc. (CELUW) ha presentato un nuovo Modulo D ai sensi del Regolamento D Regola 506(b), comunicando il completamento di un collocamento privato. La società biotech ha venduto 2 milioni di dollari in una combinazione di azioni, warrant o diritti simili, e titoli emessi al momento dell'esercizio di tali diritti. La prima vendita è avvenuta il 30 luglio 2025 e l'intero ammontare dell'offerta è stato venduto, con un residuo di 0 dollari. Ha partecipato un solo investitore accreditato.

Non sono stati coinvolti broker-dealer e non sono state pagate commissioni di vendita né commissioni di intermediazione, suggerendo un finanziamento a basso costo. L'emittente ha rifiutato di divulgare la fascia di ricavi ma ha indicato di essere incorporata in Delaware e di operare da Florham Park, NJ. L'offerta non è collegata a nessuna transazione di fusione o acquisizione e dovrebbe durare meno di un anno.

  • Dimensione dell'offerta: 2 milioni di dollari (100% venduti)
  • Tipologia di titoli: Azioni e warrant
  • Esenzione: Regola 506(b) (offerta privata, solo investitori accreditati)
  • Investitori: 1
  • Utilizzo dei proventi per gli insider: 0 dollari

Celularity Inc. (CELUW) presentó un nuevo Formulario D bajo la Regulación D Regla 506(b), revelando un colocación privada completada. La empresa biotecnológica vendió 2 millones de dólares en una combinación de acciones, warrants o derechos similares, y valores emitibles al ejercer dichos derechos. La primera venta ocurrió el 30 de julio de 2025 y el monto total de la oferta ha sido vendido, quedando 0 dólares restantes. Solo participó un inversionista acreditado.

No se contrataron corredores ni agentes y no se pagaron comisiones de venta ni honorarios de intermediación, lo que sugiere una captación de capital eficiente en costos. El emisor no reveló el rango de ingresos pero indicó que está incorporado en Delaware y opera desde Florham Park, NJ. La oferta no está vinculada a ninguna transacción de combinación empresarial y se espera que dure menos de un año.

  • Tamaño de la oferta: 2 millones de dólares (100% vendido)
  • Valores: Acciones y warrants
  • Exención: Regla 506(b) (oferta privada, solo inversores acreditados)
  • Inversionistas: 1
  • Uso de los fondos para insiders: 0 dólares

Celularity Inc. (CELUW)는 규정 D 규칙 506(b)에 따라 새로운 Form D를 제출하여 완료된 사모 발행을 공개했습니다. 이 바이오텍 회사는 200만 달러 상당의 주식, 워런트 또는 유사 권리, 그리고 해당 권리 행사 시 발행 가능한 증권을 혼합하여 판매했습니다. 첫 판매는 2025년 7월 30일에 이루어졌으며 전체 모집 금액이 모두 판매되어 잔여 금액 0달러입니다. 단 한 명의 적격 투자자가 참여했습니다.

중개업자는 참여하지 않았으며 판매 수수료나 중개 수수료도 지급되지 않아 비용 효율적인 자금 조달임을 시사합니다. 발행자는 매출 범위를 공개하지 않았으나 델라웨어에 법인 등록되어 있으며 뉴저지 주 플로햄 파크에서 운영 중임을 밝혔습니다. 이번 발행은 어떤 사업 결합 거래와도 연계되어 있지 않으며 1년 미만 지속될 예정입니다.

  • 모집 규모: 200만 달러 (100% 판매 완료)
  • 증권 종류: 주식 및 워런트
  • 면제 규정: 규칙 506(b) (사모 발행, 적격 투자자 전용)
  • 투자자 수: 1명
  • 임원 등 내부자에 대한 수익 사용: 0달러

Celularity Inc. (CELUW) a déposé un nouveau formulaire D conformément à la Réglementation D, règle 506(b), révélant une émission privée achevée. La société biotechnologique a vendu 2 millions de dollars sous forme d’actions, de bons de souscription ou droits similaires, ainsi que de titres émis lors de l’exercice de ces droits. La première vente a eu lieu le 30 juillet 2025 et la totalité de l’offre a été vendue, laissant 0 dollar restant. Un seul investisseur accrédité a participé.

Aucun courtier n’a été engagé et aucune commission de vente ni frais d’intermédiaire n’ont été payés, ce qui suggère une levée de fonds économique. L’émetteur a refusé de divulguer sa fourchette de revenus mais a indiqué être incorporé dans le Delaware et opérer depuis Florham Park, NJ. L’offre n’est liée à aucune opération de fusion-acquisition et devrait durer moins d’un an.

  • Taille de l’offre : 2 millions de dollars (100 % vendus)
  • Titres : Actions et bons de souscription
  • Exemption : Règle 506(b) (offre privée, investisseurs accrédités uniquement)
  • Investisseurs : 1
  • Utilisation des fonds par les initiés : 0 dollar

Celularity Inc. (CELUW) hat ein neues Formular D gemäß Regulation D Regel 506(b) eingereicht und eine abgeschlossene Privatplatzierung offengelegt. Das Biotech-Unternehmen verkaufte 2 Millionen US-Dollar in einer Mischung aus Eigenkapital, Optionen oder ähnlichen Rechten sowie Wertpapieren, die bei Ausübung dieser Rechte ausgegeben werden. Der erste Verkauf fand am 30. Juli 2025 statt, und der gesamte Angebotsbetrag wurde verkauft, sodass 0 US-Dollar verbleiben. Es nahm nur ein akkreditierter Investor teil.

Es wurden keine Broker-Dealer eingesetzt und keine Verkaufsprovisionen oder Vermittlungsgebühren gezahlt, was auf eine kosteneffiziente Kapitalbeschaffung hinweist. Der Emittent verweigerte die Angabe der Umsatzspanne, gab jedoch an, in Delaware eingetragen zu sein und von Florham Park, NJ, aus zu operieren. Das Angebot steht in keinem Zusammenhang mit einer Unternehmenszusammenschluss-Transaktion und soll weniger als ein Jahr dauern.

  • Angebotsgröße: 2 Millionen US-Dollar (100 % verkauft)
  • Wertpapiere: Eigenkapital und Optionen
  • Ausnahme: Regel 506(b) (Privatplatzierung, nur akkreditierte Investoren)
  • Investoren: 1
  • Verwendung der Erlöse für Insider: 0 US-Dollar
Positive
  • $2 million fully raised via private placement, immediately adding liquidity.
  • No sales commissions or finder’s fees, maximizing net proceeds.
Negative
  • Small raise size relative to typical biotech capital requirements, offering limited runway extension.
  • Only one investor participated, providing limited market validation and price discovery.

Insights

TL;DR: Small $2 M Rule 506(b) raise completed without fees—efficient but modest impact on Celularity’s funding runway.

The filing shows Celularity tapped a single accredited investor for $2 million, using the well-trodden Rule 506(b) exemption. Absence of broker commissions keeps net proceeds intact, and completion in one tranche indicates committed funding. However, $2 million is negligible relative to typical biotech development burn rates, implying the raise is likely bridge financing rather than a transformative capital event. Investors should view the transaction as neutral to valuation: positive for liquidity but insufficient to materially extend cash runway or signal market validation.

TL;DR: Cash boost adds flexibility, yet scale is minor versus Celularity’s likely R&D needs.

For a cell-therapy company, $2 million covers only a fraction of clinical trial costs. The non-dilutive element (no fees, insider proceeds, or business-combination tie-ins) is constructive, but the raise does not alter strategic optionality or near-term milestones. The single-investor structure limits price discovery and may reflect opportunistic insider or strategic participation. Overall, impact on equity narrative is minimal; focus remains on larger financing or partnership catalysts.

Celularity Inc. (CELUW) ha presentato un nuovo Modulo D ai sensi del Regolamento D Regola 506(b), comunicando il completamento di un collocamento privato. La società biotech ha venduto 2 milioni di dollari in una combinazione di azioni, warrant o diritti simili, e titoli emessi al momento dell'esercizio di tali diritti. La prima vendita è avvenuta il 30 luglio 2025 e l'intero ammontare dell'offerta è stato venduto, con un residuo di 0 dollari. Ha partecipato un solo investitore accreditato.

Non sono stati coinvolti broker-dealer e non sono state pagate commissioni di vendita né commissioni di intermediazione, suggerendo un finanziamento a basso costo. L'emittente ha rifiutato di divulgare la fascia di ricavi ma ha indicato di essere incorporata in Delaware e di operare da Florham Park, NJ. L'offerta non è collegata a nessuna transazione di fusione o acquisizione e dovrebbe durare meno di un anno.

  • Dimensione dell'offerta: 2 milioni di dollari (100% venduti)
  • Tipologia di titoli: Azioni e warrant
  • Esenzione: Regola 506(b) (offerta privata, solo investitori accreditati)
  • Investitori: 1
  • Utilizzo dei proventi per gli insider: 0 dollari

Celularity Inc. (CELUW) presentó un nuevo Formulario D bajo la Regulación D Regla 506(b), revelando un colocación privada completada. La empresa biotecnológica vendió 2 millones de dólares en una combinación de acciones, warrants o derechos similares, y valores emitibles al ejercer dichos derechos. La primera venta ocurrió el 30 de julio de 2025 y el monto total de la oferta ha sido vendido, quedando 0 dólares restantes. Solo participó un inversionista acreditado.

No se contrataron corredores ni agentes y no se pagaron comisiones de venta ni honorarios de intermediación, lo que sugiere una captación de capital eficiente en costos. El emisor no reveló el rango de ingresos pero indicó que está incorporado en Delaware y opera desde Florham Park, NJ. La oferta no está vinculada a ninguna transacción de combinación empresarial y se espera que dure menos de un año.

  • Tamaño de la oferta: 2 millones de dólares (100% vendido)
  • Valores: Acciones y warrants
  • Exención: Regla 506(b) (oferta privada, solo inversores acreditados)
  • Inversionistas: 1
  • Uso de los fondos para insiders: 0 dólares

Celularity Inc. (CELUW)는 규정 D 규칙 506(b)에 따라 새로운 Form D를 제출하여 완료된 사모 발행을 공개했습니다. 이 바이오텍 회사는 200만 달러 상당의 주식, 워런트 또는 유사 권리, 그리고 해당 권리 행사 시 발행 가능한 증권을 혼합하여 판매했습니다. 첫 판매는 2025년 7월 30일에 이루어졌으며 전체 모집 금액이 모두 판매되어 잔여 금액 0달러입니다. 단 한 명의 적격 투자자가 참여했습니다.

중개업자는 참여하지 않았으며 판매 수수료나 중개 수수료도 지급되지 않아 비용 효율적인 자금 조달임을 시사합니다. 발행자는 매출 범위를 공개하지 않았으나 델라웨어에 법인 등록되어 있으며 뉴저지 주 플로햄 파크에서 운영 중임을 밝혔습니다. 이번 발행은 어떤 사업 결합 거래와도 연계되어 있지 않으며 1년 미만 지속될 예정입니다.

  • 모집 규모: 200만 달러 (100% 판매 완료)
  • 증권 종류: 주식 및 워런트
  • 면제 규정: 규칙 506(b) (사모 발행, 적격 투자자 전용)
  • 투자자 수: 1명
  • 임원 등 내부자에 대한 수익 사용: 0달러

Celularity Inc. (CELUW) a déposé un nouveau formulaire D conformément à la Réglementation D, règle 506(b), révélant une émission privée achevée. La société biotechnologique a vendu 2 millions de dollars sous forme d’actions, de bons de souscription ou droits similaires, ainsi que de titres émis lors de l’exercice de ces droits. La première vente a eu lieu le 30 juillet 2025 et la totalité de l’offre a été vendue, laissant 0 dollar restant. Un seul investisseur accrédité a participé.

Aucun courtier n’a été engagé et aucune commission de vente ni frais d’intermédiaire n’ont été payés, ce qui suggère une levée de fonds économique. L’émetteur a refusé de divulguer sa fourchette de revenus mais a indiqué être incorporé dans le Delaware et opérer depuis Florham Park, NJ. L’offre n’est liée à aucune opération de fusion-acquisition et devrait durer moins d’un an.

  • Taille de l’offre : 2 millions de dollars (100 % vendus)
  • Titres : Actions et bons de souscription
  • Exemption : Règle 506(b) (offre privée, investisseurs accrédités uniquement)
  • Investisseurs : 1
  • Utilisation des fonds par les initiés : 0 dollar

Celularity Inc. (CELUW) hat ein neues Formular D gemäß Regulation D Regel 506(b) eingereicht und eine abgeschlossene Privatplatzierung offengelegt. Das Biotech-Unternehmen verkaufte 2 Millionen US-Dollar in einer Mischung aus Eigenkapital, Optionen oder ähnlichen Rechten sowie Wertpapieren, die bei Ausübung dieser Rechte ausgegeben werden. Der erste Verkauf fand am 30. Juli 2025 statt, und der gesamte Angebotsbetrag wurde verkauft, sodass 0 US-Dollar verbleiben. Es nahm nur ein akkreditierter Investor teil.

Es wurden keine Broker-Dealer eingesetzt und keine Verkaufsprovisionen oder Vermittlungsgebühren gezahlt, was auf eine kosteneffiziente Kapitalbeschaffung hinweist. Der Emittent verweigerte die Angabe der Umsatzspanne, gab jedoch an, in Delaware eingetragen zu sein und von Florham Park, NJ, aus zu operieren. Das Angebot steht in keinem Zusammenhang mit einer Unternehmenszusammenschluss-Transaktion und soll weniger als ein Jahr dauern.

  • Angebotsgröße: 2 Millionen US-Dollar (100 % verkauft)
  • Wertpapiere: Eigenkapital und Optionen
  • Ausnahme: Regel 506(b) (Privatplatzierung, nur akkreditierte Investoren)
  • Investoren: 1
  • Verwendung der Erlöse für Insider: 0 US-Dollar
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C., 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): August 2, 2025

 

SAFETY SHOT, INC.

(Exact name of registrant as specified in charter)

 

Delaware   001-39569   83-2455880

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

18801 N Thompson Peak Pkwy Ste 380, Scottsdale, AZ 85255

(Address of principal executive offices) (Zip Code)

 

(561) 244-7100

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock   SHOT  

The Nasdaq Stock Market LLC

(The Nasdaq Capital Market)

         
Warrants, each exercisable for one share of Common Stock at $8.50 per share   SHOTW  

The Nasdaq Stock Market LLC

(The Nasdaq Capital Market)

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mart if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

 

 

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

 

As previously disclosed on form 8-K filed with the Securities and Exchange Commission on July 31, 2025, Danielle De Rosa resigned as the Chief Financial Officer of Safety Shot, Inc. (the “Company”) effective as of July 25, 2025. In connection such resignation, the Company and Ms. De Rosa entered into a settlement agreement (the “Settlement Agreement”) dated as of July 25, 202, whereby the Company will issue 425,000 shares of the Company’s common stock, accelerate the vesting of Ms. De Rosa’s 200,000 stock options, and pay Ms. De Rosa $300,000. As consideration for the Settlement Agreement, the Company shall release and forever discharge Ms. De Rosa, and Ms. De Rosa shall release and forever discharge the Company, against any and all claims, whether known or unknown, that either party has or may have against the other now or in the future. The Settlement Agreement provided Ms. De Rosa seven (7) days after the date of the Settlement Agreement to revoke the Settlement Agreement.

 

The foregoing is only a summary of the material terms of the Settlement Agreement and does not purport to be complete. The foregoing summary is qualified in its entirety by reference to the complete text of the Settlement Agreement which is attached hereto as Exhibits 10.1 and incorporated herein by reference.

 

Section 9 - Financial Statements and Exhibits

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit   Description
     
10.1   Settlement Agreement with Danielle De Rosa, effective August 2, 2025 *
104   Cover Page Interactive Data File (embedded within the Inline XBRL Document)

 

* Filed herewith.

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: August 4, 2025

 

SAFETY SHOT, INC.  
     
By:  /s/ Jarrett Boon  
  Jarrett Boon  
  Chief Executive Officer  

 

 

 

FAQ

How much capital did Celularity (CELUW) raise in the Form D offering?

The filing reports $2 million in total offering amount, all of which has been sold.

What type of securities were sold by Celularity?

The company sold equity, warrants, and securities issuable upon warrant exercise.

Which exemption did Celularity rely on for this private placement?

Celularity claimed Regulation D Rule 506(b), limiting sales to accredited investors.

Were any broker commissions or finder’s fees paid?

No. The Form D lists $0 for both sales commissions and finder’s fees.

How many investors purchased the securities?

The notice states one accredited investor participated in the offering.

Is the offering connected to a merger or acquisition?

No, the filing confirms the offering is not part of a business combination transaction.
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