Every 10-Q that Siebert Financial Corp (SIEB) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 10-Q covers the quarterly report filed between annual reports, so if you follow SIEB and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SIEB filings page.
Siebert Financial Corp. reported higher revenue but a swing to loss for the six months ended June 30, 2026. Total revenue rose to $54.6 million from $43.8 million a year earlier, driven by growth in stock borrow/loan activity, riskless principal trading, investment banking, and advisory fees.
Expenses increased to $58.0 million from $39.1 million, reflecting higher compensation, technology, professional fees, advertising, and a $1.48 million settlement charge. The company also recorded $330,000 of goodwill impairment and $454,000 of intangible asset impairment in its Media, Sports and Entertainment segment, which generated $624,000 of revenue and a $2.9 million operating loss year-to-date. Net loss attributable to common shareholders was $2.3 million versus net income of $3.9 million in the prior-year period.
Total assets expanded to $968.8 million, largely from higher securities borrowed and loaned balances, while stockholders’ equity was $88.7 million. Operating activities used $28.7 million of cash, but cash and segregated cash remained $142.8 million. Key broker-dealer subsidiaries MSCO and RISE stayed well above their regulatory net capital requirements, and Siebert added strategic relationships and investments, including a clearing arrangement with an FMR affiliate and positions in FusionIQ and Arqitech.
Siebert Financial Corp. reported a net loss available to common stockholders of $1.97 million, or $0.05 per share, for the three months ended March 31, 2026, compared with net income of $8.66 million, or $0.22 per share, a year earlier.
Revenue declined to $23.47 million from $28.92 million, mainly because prior-year results included a $9.2 million unrealized gain on an equity investment and stronger proprietary trading and interest income. In 2026, Siebert recorded noncash charges of $330,000 for goodwill impairment and $454,000 for an intangible asset impairment in its Media, Sports and Entertainment segment, while continuing to invest in staff, technology, advertising and new business lines.
Siebert Financial Corp. reported third-quarter 2025 results. Revenue was $26.8 million, up from $22.6 million a year ago, while net income was $1.62 million versus $3.83 million. For the first nine months of 2025, revenue reached $70.6 million and net income was $5.57 million, compared with $63.9 million and $11.6 million in the prior-year period.
Total assets were $607.5 million and total equity was $91.9 million as of September 30, 2025. Operating cash flow was $9.84 million year to date. The quarter reflected stronger stock borrow/loan activity and market making, partly offset by lower interest-related revenues and higher compensation and technology costs.
The company realized a $2.4 million gain from an equity investment sold by August 2025. It amended its clearing agreement with NFS, recording a $4.8 million business development credit to be recognized over five years, with early termination fees set on a declining schedule through 2030. A shelf registration of $100 million and a $50 million at‑the‑market program are in place; no shares were sold in Q3.
Siebert Financial Corp. reported weaker second-quarter results driven by trading losses and higher compensation, while balance sheet and regulatory capital remained sound. Revenue for the quarter was $14.9 million, down from $20.9 million a year earlier, primarily because a $6.8 million loss on an equity investment reduced principal transactions. The company recorded a net loss of $4.7 million for the quarter versus net income of $4.0 million in the prior-year quarter, and operating income swung to a $5.8 million loss.
For the six months, revenue rose to $43.8 million from $41.3 million, and year-to-date net income was $3.9 million. Total assets increased to $560.5 million. MSCO maintained regulatory cushions: net capital of $62.4 million (about $60.5 million excess) and special reserve deposits of $144.7 million (about $3.8 million excess). The company made a $2.0 million strategic investment in FusionIQ and acquired music masters for $441,000.