Siebert Financial director gifts 22,500 shares
SIEBERT FINANCIAL CORP (SIEB) director and 10% owner-group member Gloria E. Gebbia reported a bona fide gift of 22,500 shares of common stock on August 26, 2026, made indirectly through the John J & Gloria E Gebbia Living Trust.
Rhea-AI Filing Summary
SIEBERT FINANCIAL CORP (SIEB) director and 10% owner-group member Gloria E. Gebbia reported a bona fide gift of 22,500 shares of common stock on August 26, 2026, made indirectly through the John J & Gloria E Gebbia Living Trust. Following this gift, she indirectly owns 9,804,994 shares via the trust and holds no shares directly. A broader family control group now collectively holds 17,060,603 shares, after a net decrease of 7,500 shares due to gifts and a separate family member’s purchase of 15,000 shares. The reporting person disclaims beneficial ownership of certain control-group shares beyond her pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
22,500 shares gifted
Gift
3 txns
Insider
Gebbia Gloria E
Role
Director, 10% Owner
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Common Stock, $0.01 par value per share F2 | 22,500 | $0.00 | $0.00 |
| holding | Common Stock, $0.01 par value per share F1 | -- | -- | -- |
| holding | Common Stock, $0.01 par value per share F3 | -- | -- | -- |
Holdings After Transaction:
Common Stock, $0.01 par value per share — 9,804,994 shares (Indirect, See footnote);
Common Stock, $0.01 par value per share — 0 shares (Direct);
Common Stock, $0.01 par value per share — 17,060,603 shares (Indirect, Control Group)
Footnotes (3)
- F1. The Reporting Person does not directly own any shares of Issuer common stock.
- F2. The Reporting Person and the Reporting Person's spouse, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 22,500 shares of Issuer common stock to family members and individuals which resulted in a net decrease of 22,500 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,804,994 shares of Issuer common stock owned by the Gebbia Living Trust.
- F3. The Reporting Person is part of a control group consisting of family members of the Reporting Person. Members of the control group gifted 22,500 shares of Issuer common stock to individuals not included within the control group. Additionally, a family member of a member in the control group acquired 15,000 shares of Issuer common stock. These events resulted in a net decrease of 7,500 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
Key Figures
Shares gifted: 22,500 shares of common stock
Indirect ownership after transaction: 9,804,994 shares of common stock
Direct ownership after transaction: 0 shares of common stock
+3 more
6 metrics
Shares gifted
22,500 shares of common stock
Bona fide gift by Gebbia Living Trust on August 26, 2026
Indirect ownership after transaction
9,804,994 shares of common stock
Indirectly owned by Gloria E. Gebbia through the Gebbia Living Trust after gift
Direct ownership after transaction
0 shares of common stock
Reporting person does not directly own any issuer common stock
Control group holdings after transactions
17,060,603 shares of common stock
Total shares held by family control group after gifts and acquisition
Net decrease in control group shares
7,500 shares of common stock
Result of 22,500-share gift and 15,000-share acquisition within family
Family member acquisition
15,000 shares of common stock
Acquired by a family member of a member in the control group
Key Terms
bona fide gift, control group, pecuniary interest, indirect ownership
4 terms
bona fide gift financial
"transaction_code_description": "Bona fide gift"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
control group financial
"The Reporting Person is part of a control group consisting of family"
A control group is a set of study subjects that does not receive the treatment or change being tested, providing a baseline to show what happens without the intervention. For investors, control groups matter because they help determine whether reported benefits are real or just coincidence or outside influences—think of testing a new recipe by comparing it against the original to see if the change truly improves the result.
pecuniary interest financial
"except to the extent of the Reporting Person's pecuniary interest therein"
indirect ownership financial
"The Reporting Person indirectly owns 9,804,994 shares of Issuer common stock"
FAQ
What insider transaction did Gloria E. Gebbia report for SIEB on August 26, 2026?
She reported a bona fide gift of 22,500 shares of SIEB common stock, made indirectly through the John J & Gloria E Gebbia Living Trust, resulting in a reduction of her indirectly owned shares reported for that entity.
Was the Form 4 transaction in SIEB a purchase, sale, or gift?
The Form 4 reports a bona fide gift of 22,500 SIEB shares by the Gebbia Living Trust to family members and individuals, categorized as a disposition coded as transaction type G (gift).
What is the total SIEB ownership reported for the Gebbia family control group?
The filing states that a family control group related to Gloria E. Gebbia holds 17,060,603 shares of SIEB common stock after the reported transactions, reflecting a net decrease of 7,500 shares for the group.
AI-generated analysis. How Rhea-AI works. Not financial advice.
