Gebbia details 17.1M-share Siebert control stake
SIEBERT FINANCIAL CORP (SIEB) insider David Gebbia reported his ownership of common stock as of 2026-08-26.
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Form Type
4
Rhea-AI Filing Summary
SIEBERT FINANCIAL CORP (SIEB) insider David Gebbia reported his ownership of common stock as of 2026-08-26. He holds 1,415,318 shares directly. Various family members hold 387,000 additional shares, for which he disclaims beneficial ownership except for any pecuniary interest. He is also part of a family control group that collectively holds 17,060,603 shares after members gifted 22,500 shares and a related family member acquired 15,000 shares, a net decrease of 7,500 shares to the control group.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
Gebbia David
Role
Insider
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock, $0.01 par value per share F1 | -- | -- | -- |
| holding | Common Stock, $0.01 par value per share F2 | -- | -- | -- |
| holding | Common Stock, $0.01 par value per share F3 | -- | -- | -- |
Holdings After Transaction:
Common Stock, $0.01 par value per share — 1,415,318 shares (Direct);
Common Stock, $0.01 par value per share — 374,000 shares (Indirect, See Footnote);
Common Stock, $0.01 par value per share — 17,060,603 shares (Indirect, Control Group)
Footnotes (3)
- F1. The Reporting Person owns 1,415,318 shares of Issuer common stock.
- F2. The Reporting Person's various family members own 387,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
- F3. The Reporting Person is part of a control group consisting of family members of the Reporting Person. Members of the control group gifted 22,500 shares of Issuer common stock to individuals not included within the control group. Additionally, a family member of a member in the control group acquired 15,000 shares of Issuer common stock. These events resulted in a net decrease of 7,500 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
Key Figures
Directly owned shares: 1,415,318 shares of common stock
Family members’ shares: 387,000 shares of common stock
Control group holdings: 17,060,603 shares of common stock
+3 more
6 metrics
Directly owned shares
1,415,318 shares of common stock
Owned by David Gebbia as stated in footnote F1
Family members’ shares
387,000 shares of common stock
Held by various family members, with beneficial ownership disclaimed (F2)
Control group holdings
17,060,603 shares of common stock
Total control group position after described gifts and acquisition (F3)
Shares gifted by control group members
22,500 shares of common stock
Gifted to individuals not in the control group (F3)
Shares acquired by related family member
15,000 shares of common stock
Acquired by a family member of a control group member (F3)
Net change to control group
7,500 shares of common stock decrease
Net result of gifts and acquisition to the control group (F3)
Key Terms
control group, beneficial ownership, pecuniary interest
3 terms
control group financial
"The Reporting Person is part of a control group consisting of family members"
A control group is a set of study subjects that does not receive the treatment or change being tested, providing a baseline to show what happens without the intervention. For investors, control groups matter because they help determine whether reported benefits are real or just coincidence or outside influences—think of testing a new recipe by comparing it against the original to see if the change truly improves the result.
beneficial ownership financial
"The Reporting Person disclaims beneficial ownership of such shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"except to the extent of the Reporting Person's pecuniary interest therein"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What direct ownership did David Gebbia report in SIEB common stock?
David Gebbia reported direct ownership of 1,415,318 shares of SIEBERT FINANCIAL CORP common stock as of 2026-08-26, according to the Form 4 footnote.
What transactions affected the SIEB control group’s holdings?
Members of the control group gifted 22,500 SIEB shares to individuals outside the group, while a family member of a group member acquired 15,000 shares, resulting in a net decrease of 7,500 shares to the control group’s holdings.
Does David Gebbia claim beneficial ownership of all reported family and control group SIEB shares?
No. David Gebbia disclaims beneficial ownership of the family and control group shares described in the footnotes, except to the extent of his pecuniary interest in those shares.
AI-generated analysis. How Rhea-AI works. Not financial advice.
