Siebert director reports 6,000-share stock gift

SIEBERT FINANCIAL CORP director and 10% owner group member Gloria E. Gebbia reported a bona fide gift of 6,000 shares of common stock on March 9, 2026.

Accepted by SEC EDGAR 03/12/2026 - 06:31 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

SIEBERT FINANCIAL CORP director and 10% owner group member Gloria E. Gebbia reported a bona fide gift of 6,000 shares of common stock on March 9, 2026. The shares were gifted at a price of $0.00 per share.

The transaction was made indirectly through the jointly owned John J & Gloria E Gebbia Living Trust, reducing that trust’s holdings by 6,000 shares to 9,827,494 shares of Siebert common stock. Gebbia reports no directly owned shares and is part of a family control group that indirectly holds 17,068,103 shares after the gift. She disclaims beneficial ownership of control group shares except to the extent of her pecuniary interest.

Insider Trade Summary

6,000 shares gifted

Gift 1 txn

Insider Gebbia Gloria E

Role Director, 10% Owner

Type	Security	Shares	Price	Value
Gift	Common Stock, $0.01 par value per share	6,000	$0.00	$0.00
Holding	Common Stock, $0.01 par value per share	--	--	--
Holding	Common Stock, $0.01 par value per share	--	--	--

Holdings After Transaction: Common Stock, $0.01 par value per share — 9,827,494 shares (Indirect, See footnote); Common Stock, $0.01 par value per share — 0 shares (Direct); Common Stock, $0.01 par value per share — 17,068,103 shares (Indirect, Control Group)

Holdings Before and After: Common Stock, $0.01 par value per share, 9,833,494 to 9,827,494 shares (Indirect, See footnote)

Footnotes (3)

1. F1. The Reporting Person does not directly own any shares of Issuer common stock.
2. F2. The Reporting Person and the Reporting Person's husband, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 6,000 shares of Issuer common stock to individuals which resulted in a net decrease of 6,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,827,494 shares of Issuer common stock owned by the Gebbia Living Trust.
3. F3. The Reporting Person is part of a control group consisting of family members of the Reporting Person. Members of the control group gifted 6,000 shares of issuer common stock to individuals not included within the control group, which resulted in a net decrease of 6,000 shares of issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Gloria E. Gebbia report for SIEB?

Gloria E. Gebbia reported a bona fide gift of 6,000 SIEB shares. The gift occurred on March 9, 2026, at $0.00 per share and reduced her indirect ownership through a family trust, rather than reflecting an open-market sale or purchase.

Through which entity were the 6,000 SIEB shares gifted by Gloria Gebbia?

The 6,000 SIEB shares were gifted by the John J & Gloria E Gebbia Living Trust. Gloria E. Gebbia and her husband jointly own this trust, and the gift decreased the trust’s indirect holdings of Siebert Financial Corp common stock by 6,000 shares.

How many SIEB shares does Gloria E. Gebbia indirectly own after the reported gift?

After the gift, Gloria E. Gebbia indirectly owns 9,827,494 SIEB shares. These shares are held by the jointly owned Gebbia Living Trust, and this figure reflects the net decrease of 6,000 shares from the March 9, 2026 bona fide gift transaction.

What is the size of the Gebbia family control group’s SIEB holdings after the gift?

The Gebbia family control group indirectly holds 17,068,103 SIEB shares after the gift. Family members in the control group collectively gifted 6,000 shares to individuals outside the group, resulting in a net 6,000-share reduction in the group’s aggregate ownership.

Did Gloria E. Gebbia receive any proceeds from the 6,000-share SIEB transaction?

No, the 6,000-share SIEB transaction was a bona fide gift at $0.00 per share. Because it was a gift, there was no sale price or cash consideration, distinguishing it from an open-market sale intended to realize proceeds.

Does Gloria E. Gebbia directly own any SIEB shares after this Form 4 filing?

No, the filing states that Gloria E. Gebbia does not directly own SIEB shares. All reported ownership is indirect, primarily through the Gebbia Living Trust and the broader family control group, with direct holdings shown as zero following the reported transactions.

How does Gloria E. Gebbia describe her beneficial ownership of SIEB control group shares?

Gloria E. Gebbia disclaims beneficial ownership of control group SIEB shares. She notes that her family control group holds shares collectively, and she only acknowledges beneficial ownership to the extent of her pecuniary interest in those indirectly held shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gebbia Gloria E

(Last) (First) (Middle)

C/O SIEBERT FINANCIAL CORP.

653 COLLINS AVENUE

(Street)

MIAMI BEACH FL 33139

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
SIEBERT FINANCIAL CORP [ SIEB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Member of 10% owner group

3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.01 par value per share								0	D(1)
Common Stock, $0.01 par value per share	03/09/2026		G		6,000	D	$0	9,827,494	I	See footnote(2)
Common Stock, $0.01 par value per share								17,068,103	I	Control Group(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Reporting Person does not directly own any shares of Issuer common stock.

2. The Reporting Person and the Reporting Person's husband, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 6,000 shares of Issuer common stock to individuals which resulted in a net decrease of 6,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,827,494 shares of Issuer common stock owned by the Gebbia Living Trust.

3. The Reporting Person is part of a control group consisting of family members of the Reporting Person. Members of the control group gifted 6,000 shares of issuer common stock to individuals not included within the control group, which resulted in a net decrease of 6,000 shares of issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

	/s/ Gloria E. Gebbia	03/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.