Siebert's Gebbia reports 17,050,603-share group stake
Form 4 for SIEB details John M. Gebbia’s direct, family, and control-group holdings, including a 10,000‑share gift by the control group.
Rhea-AI Filing Summary
SIEBERT FINANCIAL CORP (SIEB) reports in this Form 4 that group member John M. Gebbia is shown with 1,921,891 shares of common stock held directly and an additional 490,000 shares held by various family members that are reported as indirect beneficial ownership, with beneficial ownership of those family holdings disclaimed except for any pecuniary interest. The filing also shows Mr. Gebbia as part of a family “control group” reported with 17,050,603 shares after members of that group gifted 10,000 shares of common stock to an individual outside the group, reducing the control group’s aggregate holdings by that amount. No specific buy or sell transaction by Mr. Gebbia is reported in this filing.
Positive
- None.
Negative
- None.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
Gebbia John M.
Role
Insider
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock, $0.01 par value per share F1 | -- | -- | -- |
| holding | Common Stock, $0.01 par value per share F2 | -- | -- | -- |
| holding | Common Stock, $0.01 par value per share F3 | -- | -- | -- |
Holdings After Transaction:
Common Stock, $0.01 par value per share — 1,921,891 shares (Direct);
Common Stock, $0.01 par value per share — 490,000 shares (Indirect, See Footnote);
Common Stock, $0.01 par value per share — 17,050,603 shares (Indirect, Control Group)
Footnotes (3)
- F1. The Reporting Person owns 1,921,891 shares of Issuer common stock.
- F2. The Reporting Person's various family members own 490,000 shares of Issuer common stock. These shares are included in the Reporting Person's indirect beneficial ownership holdings. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
- F3. The Reporting Person is part of a control group consisting of family members of the Reporting Person. Members of the control group gifted 10,000 shares of Issuer common stock to an individual not included within the control group, resulting in a net decrease of 10,000 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
Key Figures
Directly owned common shares: 1,921,891 shares
Family-owned common shares (indirect): 490,000 shares
Control group common shares after gift: 17,050,603 shares
+1 more
4 metrics
Directly owned common shares
1,921,891 shares
Common stock of SIEBERT FINANCIAL CORP held directly by John M. Gebbia
Family-owned common shares (indirect)
490,000 shares
Shares owned by various family members, included as indirect beneficial ownership with beneficial ownership disclaimed except for pecuniary interest
Control group common shares after gift
17,050,603 shares
Aggregate SIEB common stock reported for the family control group following a 10,000‑share gift
Gift by control group
10,000 shares
Shares of SIEB common stock gifted by control-group members to an individual outside the group
Key Terms
indirect beneficial ownership, pecuniary interest, control group
3 terms
indirect beneficial ownership financial
"These shares are included in the Reporting Person's indirect beneficial ownership holdings."
pecuniary interest financial
"except to the extent of the Reporting Person's pecuniary interest therein."
control group financial
"The Reporting Person is part of a control group consisting of family members"
A control group is a set of study subjects that does not receive the treatment or change being tested, providing a baseline to show what happens without the intervention. For investors, control groups matter because they help determine whether reported benefits are real or just coincidence or outside influences—think of testing a new recipe by comparing it against the original to see if the change truly improves the result.
FAQ
Does this SIEB Form 4 report any purchases or sales by John M. Gebbia?
No. The entries are characterized as holdings, and the summary shows no buy or sell transactions; instead, it updates direct, indirect, and control-group ownership, including the effect of a 10,000‑share gift by the control group.
Is a Rule 10b5-1 trading plan indicated for this SIEB Form 4 filing?
No. The document-level indicator is false, which means the Form 4 does not affirm that the reported holdings or changes were made under a Rule 10b5-1 trading plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
