Siebert director gifts 10,000 shares of stock
Gloria E. Gebbia reported a 10,000-share gift in SIEB, with indirect trust and family control-group holdings disclosed.
Rhea-AI Filing Summary
SIEBERT FINANCIAL CORP (SIEB) director and more-than-10% owner Gloria E. Gebbia reported a bona fide gift of 10,000 shares of common stock on September 2, 2026, made through the jointly owned Gebbia Living Trust to an individual.
After the gift, she reports indirect ownership of 9,794,994 shares via the Gebbia Living Trust and no direct ownership. As part of a family control group, total reported indirect holdings are 17,050,603 shares, and she disclaims beneficial ownership of control-group shares beyond her pecuniary interest. No Rule 10b5-1 trading plan is reported.
Positive
- None.
Negative
- None.
Insider Trade Summary
10,000 shares gifted
Gift
3 txns
Insider
Gebbia Gloria E
Role
Director, 10% Owner
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Common Stock, $0.01 par value per share F2 | 10,000 | $0.00 | $0.00 |
| holding | Common Stock, $0.01 par value per share F1 | -- | -- | -- |
| holding | Common Stock, $0.01 par value per share F3 | -- | -- | -- |
Holdings After Transaction:
Common Stock, $0.01 par value per share — 9,794,994 shares (Indirect, See footnote);
Common Stock, $0.01 par value per share — 0 shares (Direct);
Common Stock, $0.01 par value per share — 17,050,603 shares (Indirect, Control Group)
Footnotes (3)
- F1. The Reporting Person does not directly own any shares of Issuer common stock.
- F2. The Reporting Person and the Reporting Person's spouse, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 10,000 shares of Issuer common stock to an individual which resulted in a net decrease of 10,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,794,994 shares of Issuer common stock owned by the Gebbia Living Trust.
- F3. The Reporting Person is part of a control group consisting of family members of the Reporting Person. Members of the control group gifted 10,000 shares of Issuer common stock to an individual not included within the control group, resulting in a net decrease of 10,000 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
Key Figures
Shares gifted: 10,000 shares
Gift price per share: $0.00 per share
Indirect holdings via Gebbia Living Trust: 9,794,994 shares
+2 more
5 metrics
Shares gifted
10,000 shares
Bona fide gift of common stock on September 2, 2026
Gift price per share
$0.00 per share
Reported price for the 10,000-share bona fide gift
Indirect holdings via Gebbia Living Trust
9,794,994 shares
Indirect ownership of Siebert Financial Corp common stock after the gift
Direct holdings after transaction
0 shares
Reporting person’s direct ownership of Siebert Financial Corp common stock
Family control-group holdings
17,050,603 shares
Total Siebert Financial Corp common stock held by the family control group after the gift
Key Terms
bona fide gift, indirect ownership, control group, pecuniary interest
4 terms
bona fide gift financial
"The transaction was reported as a bona fide gift of 10,000 shares"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
indirect ownership financial
"The Reporting Person indirectly owns 9,794,994 shares of Issuer common stock"
control group financial
"The Reporting Person is part of a control group consisting of family members"
A control group is a set of study subjects that does not receive the treatment or change being tested, providing a baseline to show what happens without the intervention. For investors, control groups matter because they help determine whether reported benefits are real or just coincidence or outside influences—think of testing a new recipe by comparing it against the original to see if the change truly improves the result.
pecuniary interest financial
"disclaims beneficial ownership of such shares ... except to the extent of the Reporting Person's pecuniary interest"
FAQ
What insider transaction did Gloria E. Gebbia report for SIEB on September 2, 2026?
She reported a bona fide gift of 10,000 shares of Siebert Financial Corp common stock on September 2, 2026, made through the jointly owned Gebbia Living Trust to an individual.
What are the SIEB holdings of the family control group mentioned in the Form 4?
The filing states that Gloria E. Gebbia is part of a control group of family members that, after the 10,000-share gift, holds 17,050,603 shares of Siebert Financial Corp common stock.
Was the SIEB insider gift made under a Rule 10b5-1 trading plan?
No. The document-level checkbox indicates no Rule 10b5-1 plan, so the reported 10,000-share gift was not affirmed as made under a trading plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
