Welcome to our dedicated page for SIEBERT FINANCIAL SEC filings (Ticker: SIEB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Siebert Financial Corp. filings document a public diversified financial-services company with broker-dealer, advisory, custody, clearing, securities lending, principal trading and capital markets activities. Periodic and current reports cover operating results, revenue categories, business-line investments, capital structure and material agreements involving the company's financial-services subsidiaries.
Recent disclosures include proxy materials and 8-K reports on annual meeting voting, director elections, equity incentive plan matters, governance procedures and shareholder approvals. Other filings describe the acquisition of remaining membership interests in RISE Financial Services, making it a wholly owned subsidiary, and equity offering arrangements under a shelf registration statement involving the company's common stock.
SIEBERT FINANCIAL CORP (SIEB) reported that Richard Gebbia, identified as a member of a 10% owner group, had a family member purchase 15,000 shares of common stock on May 28, 2026 at $1.86 per share. These shares are reported as Gebbia’s indirect beneficial ownership through family members, totaling 576,273 shares after the transaction, while he directly owns 3,078,127 shares. A family control group associated with him held 17,060,603 shares after gifts and acquisitions that produced a net decrease of 7,500 shares to the control group. Gebbia disclaims beneficial ownership of family and control group shares except to the extent of his pecuniary interest.
Siebert Financial Corp. reported higher revenue but a swing to loss for the six months ended June 30, 2026. Total revenue rose to $54.6 million from $43.8 million a year earlier, driven by growth in stock borrow/loan activity, riskless principal trading, investment banking, and advisory fees.
Expenses increased to $58.0 million from $39.1 million, reflecting higher compensation, technology, professional fees, advertising, and a $1.48 million settlement charge. The company also recorded $330,000 of goodwill impairment and $454,000 of intangible asset impairment in its Media, Sports and Entertainment segment, which generated $624,000 of revenue and a $2.9 million operating loss year-to-date. Net loss attributable to common shareholders was $2.3 million versus net income of $3.9 million in the prior-year period.
Total assets expanded to $968.8 million, largely from higher securities borrowed and loaned balances, while stockholders’ equity was $88.7 million. Operating activities used $28.7 million of cash, but cash and segregated cash remained $142.8 million. Key broker-dealer subsidiaries MSCO and RISE stayed well above their regulatory net capital requirements, and Siebert added strategic relationships and investments, including a clearing arrangement with an FMR affiliate and positions in FusionIQ and Arqitech.
Siebert Financial Corp. reported a net loss available to common stockholders of $1.97 million, or $0.05 per share, for the three months ended March 31, 2026, compared with net income of $8.66 million, or $0.22 per share, a year earlier.
Revenue declined to $23.47 million from $28.92 million, mainly because prior-year results included a $9.2 million unrealized gain on an equity investment and stronger proprietary trading and interest income. In 2026, Siebert recorded noncash charges of $330,000 for goodwill impairment and $454,000 for an intangible asset impairment in its Media, Sports and Entertainment segment, while continuing to invest in staff, technology, advertising and new business lines.
Siebert Financial Corp. reports mixed 2025 results, combining higher revenue with sharply lower earnings. Net revenues rose to $94.2 million from $83.9 million in 2024, but net income fell to $5.1 million from $13.3 million, and earnings per share declined to $0.13 from $0.33.
The core Financial Services segment generated $93.0 million of 2025 revenue and $6.8 million of operating income, down from $17.6 million a year earlier as compensation, technology and other operating costs increased. A newer Media, Sports and Entertainment segment produced $1.2 million of revenue and a $1.2 million operating loss as the company invests in growth.
Schebert expanded strategically by launching an investment banking division, acquiring music masters and the Big Machine Rock rock label assets, and creating new NIL services for college athletes that generated $594,000 in 2025 revenue. It also realized a $2.4 million gain on an equity investment sale and purchased the remaining 32% of RISE Financial Services for $3.7 million, making it a wholly owned broker-dealer subsidiary.
At June 30, 2025, non-affiliate market capitalization was about $61.99 million. As of March 24, 2026, Siebert had 40,940,936 common shares outstanding, 166 employees, and continued to highlight substantial regulatory, technology, cybersecurity, market and concentration risks, including heavy competition, volatile trading volumes, interest-rate sensitivity and significant influence from its principal shareholder.
Siebert Financial Corp’s CEO and director, who is also part of a 10% owner group, reported a bona fide gift of 6,000 shares of common stock held indirectly. The shares were gifted from the Gebbia Living Trust to individuals, reducing the reporting person’s indirect holdings in that trust to 9,827,494 shares.
The filing also notes the reporting person is part of a family control group that collectively holds 17,068,103 shares after the gift, while the reporting person disclaims beneficial ownership of those control group shares except for any pecuniary interest. This was a non-market, no‑price gift transfer, not an open‑market sale.
SIEBERT FINANCIAL CORP director and 10% owner group member Gloria E. Gebbia reported a bona fide gift of 6,000 shares of common stock on March 9, 2026. The shares were gifted at a price of $0.00 per share.
The transaction was made indirectly through the jointly owned John J & Gloria E Gebbia Living Trust, reducing that trust’s holdings by 6,000 shares to 9,827,494 shares of Siebert common stock. Gebbia reports no directly owned shares and is part of a family control group that indirectly holds 17,068,103 shares after the gift. She disclaims beneficial ownership of control group shares except to the extent of her pecuniary interest.
SIEBERT FINANCIAL CORP insider Richard Gebbia filed a Form 4 updating his ownership in the company’s common stock. He directly owns 3,078,127 shares of SIEBERT FINANCIAL CORP common stock.
The filing notes that his various family members own 561,273 additional shares, for which he disclaims beneficial ownership except to the extent of any pecuniary interest. It also states he is part of a family control group that holds 17,068,103 shares, and that members of this control group collectively gifted 6,000 shares to individuals outside the group, reducing the control group’s holdings by that amount.
SIEBERT FINANCIAL CORP insider John M. Gebbia, described as a member of a 10% owner group, reported his ownership of the company’s common stock. He directly owns 1,921,891 shares. Various family members collectively hold 490,000 shares that he reports indirectly but expressly disclaims beneficial ownership, other than any pecuniary interest. A wider family control group is reported with 17,068,103 shares, and members of this group previously gifted 6,000 shares to people outside the group, reducing the control group’s holdings by that amount. Gebbia also disclaims beneficial ownership of the control group shares beyond his economic interest.
Siebert Financial Corp insider David Gebbia filed a Form 4 that primarily updates his ownership position rather than reporting new trades. The filing states that he owns 1,415,318 shares of Siebert Financial common stock directly.
It also notes that various family members hold an additional 387,000 shares. Gebbia disclaims beneficial ownership of those family-held shares, and of shares held by a broader family control group, except to the extent of his pecuniary interest.
Members of this control group recently gifted 6,000 shares to individuals outside the group, resulting in a 6,000-share net decrease in the group’s overall holdings. The disclosure helps clarify how much stock Gebbia and his related group effectively control.
Siebert Financial Corp. received an updated ownership report from the Gebbia family group, which continues to hold a large controlling stake in the company’s common stock. The amendment explains that members of the control group made gifts of shares to certain family members and others, and those gifted shares were later transferred into a limited liability company owned by various family members.
The update also adds 403,780 shares of common stock underlying a warrant issued by Gloria E. Gebbia to BCW Securities LLC on May 22, 2023, which had previously been left out of the group’s beneficial ownership. Based on 40,720,936 shares outstanding as of January 22, 2026, the group reports beneficial ownership of about 42% of Siebert’s common stock, including 9,833,494 shares (about 24%) held by the Gebbia Living Trust, 3,078,127 shares (about 8%) held directly by Richard Gebbia, 1,921,891 shares (about 5%) held directly by John M. Gebbia, and 1,415,318 shares (about 4%) held directly by David Gebbia, plus additional indirect holdings. Each reporting person disclaims beneficial ownership beyond his or its economic interest.