Welcome to our dedicated page for Sprott SEC filings (Ticker: SII), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Sprott Inc. (SII) SEC filings page provides access to the company’s U.S. regulatory disclosures as a foreign private issuer. Sprott files under Form 40-F for its annual reporting and uses Form 6-K to furnish current reports, including press releases, management’s discussion and analysis (MD&A) and interim condensed consolidated financial statements.
Recent Form 6-K filings have included MD&A and interim financial statements for periods such as the three and nine months ended September 30, 2025, along with certifications from the Chief Executive Officer and Chief Financial Officer. Other 6-K submissions incorporate press releases on quarterly results, dividend declarations, earnings webcasts, product launches and milestones for Sprott’s physical trusts and ETFs. These documents provide detail on assets under management across exchange listed products, managed equities and private strategies, as well as information on management fees, performance fees, compensation expense and other financial metrics.
On Stock Titan, Sprott’s filings are updated in near real time as they are posted to the SEC’s EDGAR system. Each filing can be reviewed in full, while AI-powered tools help summarize key points, highlight segment performance and clarify complex accounting or regulatory language. This is particularly useful for multi-document 6-K submissions that bundle financial statements, MD&A and certifications.
In addition to periodic and current reports, investors can use this page to monitor other Sprott filings that may relate to share-based compensation plans, registration statements referenced in 6-K exhibits or changes in corporate structure. While insider transactions for Sprott would be reported on Form 4 by reporting persons, this page focuses on the company’s own filings, giving a structured view of its regulatory history and financial reporting in the United States.
Sprott Inc., a Canadian-based foreign private issuer, submitted a Form 6-K to provide its 2025 Annual Report to investors as Exhibit 99.1. The filing confirms that Sprott files its annual reports under Form 40-F and lists its principal executive offices in Toronto, Ontario.
Sprott Inc. reported a strong year for 2025, with Assets Under Management reaching $59.6 billion as of December 31, 2025, up from $31.5 billion a year earlier. Growth was driven by $3.9 billion in net inflows and substantial market value gains, especially in precious metals products.
In the fourth quarter, Sprott generated total revenues of $111.4 million and net income of $28.7 million, or $1.11 per share$67.3 million and adjusted EBITDA was $121.4 million, reflecting higher management fees on a larger AUM base.
Expenses rose notably due to a shift to cash-settled stock-based compensation, with related expense at $75.5 million for 2025 versus $18.8 million in 2024, amplified by the company’s share price increasing 132% over the year. Management highlights strong performance in precious metals and critical materials strategies and sees a supportive macro backdrop for these asset classes.
Sprott Inc. filed its Annual Report on Form 40-F reporting corporate governance and control conclusions for the fiscal year ended
The filing also confirms there were no waivers under the Code, that the Audit and Risk Management Committee includes an audit committee financial expert, and that no changes materially affecting internal control occurred during the period. The report incorporates the Annual Information Form, MD&A and audited consolidated financial statements by reference.
Sprott Inc. reported that its Board of Directors has declared a fourth quarter 2025 dividend of US$0.40 per common share. The dividend will be paid on March 17, 2026 to shareholders of record at the close of business on March 2, 2026.
Canadian registered shareholders and certain beneficial holders through CDS will receive the dividend in Canadian dollars, converted at the spot exchange rate on March 17, 2026, unless they elect U.S. dollars. Shareholders outside Canada and those holding through DTC will receive U.S. dollars. The dividend is designated as an eligible dividend for Canadian income tax purposes.
Sprott is a global asset manager focused on precious metals and critical materials, offering exchange-listed products, managed equities and private strategies, with shares listed on the NYSE and TSX under symbol SII.
Sprott Inc. filed a Form 6-K to share a press release announcing the timing of its upcoming fourth quarter results and related webcast. The company plans to release its fourth quarter results at 7:00 a.m. on February 19, 2026.
Sprott will then host an earnings webcast at 10:00 a.m. on February 19, 2026 to discuss the results. The webcast will feature CEO Whitney George, CFO and Co-COO Kevin Hibbert, and Sprott Asset Management CEO John Ciampaglia, with pre-registration for the event already open.
Sprott Inc. filed a Form 13F reporting its institutional holdings. The report lists 221 holdings with a total value of $2,962,233,915, and indicates 0 other included managers. The filing was signed by Thomas W. Ulrich, Chief Compliance Officer on 02-12-2026.
Mawer Investment Management Ltd. filed a Schedule 13G reporting a passive ownership stake in Sprott Inc. common shares. Mawer beneficially owns 1,515,002 common shares, representing 5.88% of the class.
The percentage is based on 25,786,258 Sprott common shares outstanding as of September 30, 2025, as reported in the company’s prior filing. Mawer certifies the shares were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Sprott.
Sprott Inc. filed a Form 13F reporting its institutional holdings as of the reporting period. The filing lists 214 holdings with a total reported market value of $2,860,604,905. The report was signed by Thomas W. Ulrich, Chief Compliance Officer, on 11-12-2025.
Sprott Inc. submitted a Form 6-K as a foreign private issuer, providing investors with its Management’s Discussion & Analysis and interim condensed consolidated financial statements for the three and nine months ended September 30, 2025. The filing also includes CEO and CFO certifications of the interim filings and a related press release, all dated November 5, 2025. Exhibit 99.1 is incorporated by reference into Sprott’s existing Form S-8 registration statement.