Sprott SEC Filings

Welcome to our dedicated page for Sprott SEC filings (Ticker: SII), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The Sprott Inc. (SII) SEC filings page provides access to the company’s U.S. regulatory disclosures as a foreign private issuer. Sprott files under Form 40-F for its annual reporting and uses Form 6-K to furnish current reports, including press releases, management’s discussion and analysis (MD&A) and interim condensed consolidated financial statements.

Recent Form 6-K filings have included MD&A and interim financial statements for periods such as the three and nine months ended September 30, 2025, along with certifications from the Chief Executive Officer and Chief Financial Officer. Other 6-K submissions incorporate press releases on quarterly results, dividend declarations, earnings webcasts, product launches and milestones for Sprott’s physical trusts and ETFs. These documents provide detail on assets under management across exchange listed products, managed equities and private strategies, as well as information on management fees, performance fees, compensation expense and other financial metrics.

On Stock Titan, Sprott’s filings are updated in near real time as they are posted to the SEC’s EDGAR system. Each filing can be reviewed in full, while AI-powered tools help summarize key points, highlight segment performance and clarify complex accounting or regulatory language. This is particularly useful for multi-document 6-K submissions that bundle financial statements, MD&A and certifications.

In addition to periodic and current reports, investors can use this page to monitor other Sprott filings that may relate to share-based compensation plans, registration statements referenced in 6-K exhibits or changes in corporate structure. While insider transactions for Sprott would be reported on Form 4 by reporting persons, this page focuses on the company’s own filings, giving a structured view of its regulatory history and financial reporting in the United States.