How is Sprott Inc.’s Form 6-K related to its Form S-8 registration?

Exhibit 99.1 from this Form 6-K is incorporated by reference into Sprott Inc.’s existing Form S-8 registration statement filed August 7, 2020. This allows the interim MD&A and financial statements to become part of the disclosure package for securities issued under that registration.

Sprott Inc. (SII) submits Form 6-K with Q3 2025 interim filings

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

6-K

Rhea-AI Filing Summary

Sprott Inc. submitted a Form 6-K as a foreign private issuer, providing investors with its Management’s Discussion & Analysis and interim condensed consolidated financial statements for the three and nine months ended September 30, 2025. The filing also includes CEO and CFO certifications of the interim filings and a related press release, all dated November 5, 2025. Exhibit 99.1 is incorporated by reference into Sprott’s existing Form S-8 registration statement.

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Form 6-K: How Foreign Companies Report to the SEC →

11/05/2025 - 07:07 AM

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934


For the month of	November	2025
Commission File Number	001-39298


Sprott Inc.
(Translation of registrant’s name into English)

Suite 2600, 200 Bay Street Royal Bank Plaza, South Tower Toronto, Ontario, Canada M5J 2J1
(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:


Form 20-F						Form 40-F			X

DOCUMENTS INCLUDED AS PART OF THIS REPORT


Exhibit

99.1			Management’s Discussion & Analysis and Interim Condensed Consolidated Financial Statements for the three and nine months ended September 30, 2025
99.2			Chief Executive Officer Certification of Interim Filings, dated November 5, 2025
99.3			Chief Financial Officer Certification of Interim Filings, dated November 5, 2025
99.4			Press Release dated November 5, 2025

Exhibit 99.1 of this Report on Form 6-K is incorporated by reference into the Registration Statement on Form S-8 of the Registrant, which was originally filed with the Securities and Exchange Commission on August 7, 2020 (File No. 333-242456).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Sprott Inc.

(Registrant)

Date:

November 5, 2025

By:

/s/ Kevin Hibbert

Name:

Kevin Hibbert

Title:

Senior Managing Partner and Chief Financial Officer

Source: View Original Filing on SEC EDGAR

FAQ

What does Sprott Inc. (SII) report in this Form 6-K?

Sprott Inc. furnishes a Form 6-K containing its Management’s Discussion & Analysis and interim condensed consolidated financial statements for the three and nine months ended September 30, 2025, along with certifications from its CEO and CFO and an accompanying press release.

Which financial period is covered by Sprott Inc.’s (SII) interim filings?

The interim filings cover Sprott Inc.’s financial results for the three and nine months ended September 30, 2025. These are presented in the interim condensed consolidated financial statements and MD&A included as Exhibit 99.1 to the Form 6-K submitted to regulators.

What exhibits are included in Sprott Inc.’s November 2025 Form 6-K?

The Form 6-K includes Exhibit 99.1 (MD&A and interim financial statements), Exhibit 99.2 (CEO certification), Exhibit 99.3 (CFO certification), and Exhibit 99.4 (press release), each dated November 5, 2025, giving a complete package of interim disclosure materials.

Who signed Sprott Inc.’s November 5, 2025 Form 6-K filing?

The Form 6-K was signed on behalf of Sprott Inc. by Kevin Hibbert, who is identified as Senior Managing Partner and Chief Financial Officer. His signature confirms the company’s authorization of the submission under the Securities Exchange Act of 1934.

What certifications accompany Sprott Inc.’s interim filings in this 6-K?

The 6-K includes separate certifications of the interim filings from Sprott Inc.’s Chief Executive Officer and Chief Financial Officer, each dated November 5, 2025. These certifications are provided as Exhibit 99.2 and Exhibit 99.3, respectively, alongside the financial statements and MD&A.