Welcome to our dedicated page for Sprott SEC filings (Ticker: SII), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Sprott Inc. filings document the regulatory disclosures of a Canadian foreign private issuer whose common shares trade on the NYSE and TSX under SII. Form 6-K reports include annual and interim financial statements, MD&A, certifications, press releases and annual meeting materials filed under the Form 40-F framework.
The filings describe assets under management, segment results for Exchange Listed Products, Managed Equities, Private Strategies and Corporate activities, dividend declarations, shareholder meeting votes, director elections, auditor appointments and proxy materials. Annual reports and circulars provide formal disclosure on governance, financial reporting, risk matters and the company's capital and shareholder structure.
Sprott Inc. filed a Form 13F reporting institutional holdings totaling $3,437,279,044. The report lists 243 Form 13F information-table entries and indicates 0 other included managers. The filing is signed by Thomas W. Ulrich, Chief Compliance Officer.
Sprott Inc. reported the results of its annual meeting of shareholders held on May 6, 2026. All resolutions set out in the March 17, 2026 Management Information Circular were approved, including the election of seven director nominees and the re-appointment of KPMG LLP as auditor.
Each director received strong support, with votes for ranging from 95.682% to 99.329%. KPMG LLP was re-appointed as auditor with 99.263% of votes for. Detailed voting results will be filed and are available on SEDAR+.
Sprott Inc. reported a strong first quarter of 2026, with net income of $29.2 million or $1.13 per share, up from $12.0 million or $0.46 per share a year earlier. Results were driven by higher average assets under management and crystallization of carried interest and performance fees.
Assets under management reached $65.1 billion at March 31, 2026, up 9% from $59.6 billion at December 31, 2025, helped by $1.7 billion in net sales and market appreciation. Subsequent to quarter-end, AUM increased further to $65.5 billion as of May 1, 2026.
Adjusted EBITDA rose to $57.9 million or $2.25 per share from $21.9 million or $0.85 per share. Management fees more than doubled year over year to $81.5 million, and net revenues increased to $80.7 million. The exchange listed products segment contributed most of the growth, supported by strong precious metals and critical materials strategies.
The company ended the quarter with $173.9 million in cash and cash equivalents and no amounts drawn on its $75 million credit facility. It declared a quarterly dividend of $0.40 per share and reported lower liabilities mainly due to reduced compensation payable.
Sprott Inc. declared a first quarter 2026 dividend of US$0.40 per common share. The dividend will be paid on June 3, 2026 to shareholders of record at the close of business on May 19, 2026.
Shareholders linked to Canadian clearing systems will receive the dividend in Canadian dollars, converted at the spot exchange rate on June 3, while those linked to U.S. systems will receive U.S. dollars. Certain holders may elect to change the dividend currency through their intermediaries. The dividend is designated as an eligible dividend for Canadian income tax purposes.
Sprott Inc. plans to release its 2026 first quarter results at 7:00 a.m. on May 6, 2026. The company will host an earnings webcast that same day at 10:00 a.m. to discuss the results.
The webcast will feature CEO Whitney George, CFO and Co-COO Kevin Hibbert, and Sprott Asset Management CEO John Ciampaglia. Sprott describes itself as a global asset manager focused on precious metals and critical materials, offering exchange listed products, managed equities and private strategies, with shares listed on the NYSE and TSX under the symbol SII.
Sprott Inc. is calling a virtual-only annual meeting of shareholders on May 6, 2026 at 12:00 p.m. Toronto time. Holders of common shares at the close of business on March 17, 2026 can vote online by proxy or during the webcast.
The meeting will receive the audited consolidated financial statements for the year ended December 31, 2025, elect seven directors, and re-appoint KPMG LLP as auditor with the Board fixing remuneration. The circular outlines detailed governance practices, board skills, diversity and committee structures.
Sprott has 25,786,258 common shares issued and outstanding as of the record date. Sprott Asset Management USA Inc. controls or directs 4,216,164 common shares, about 16.35% of the class, on behalf of managed accounts whose holders may withdraw at their discretion.
Sprott Inc., a Canadian-based asset management firm, submitted a Form 6-K as a foreign private issuer. The filing covers the month of February 2026 and includes one exhibit: a Notice of Record and Meeting Dates related to the company’s corporate meeting process.
Sprott Inc., a Canadian-based foreign private issuer, submitted a Form 6-K to provide its 2025 Annual Report to investors as Exhibit 99.1. The filing confirms that Sprott files its annual reports under Form 40-F and lists its principal executive offices in Toronto, Ontario.
Sprott Inc. reported a strong year for 2025, with Assets Under Management reaching $59.6 billion as of December 31, 2025, up from $31.5 billion a year earlier. Growth was driven by $3.9 billion in net inflows and substantial market value gains, especially in precious metals products.
In the fourth quarter, Sprott generated total revenues of $111.4 million and net income of $28.7 million, or $1.11 per share$67.3 million and adjusted EBITDA was $121.4 million, reflecting higher management fees on a larger AUM base.
Expenses rose notably due to a shift to cash-settled stock-based compensation, with related expense at $75.5 million for 2025 versus $18.8 million in 2024, amplified by the company’s share price increasing 132% over the year. Management highlights strong performance in precious metals and critical materials strategies and sees a supportive macro backdrop for these asset classes.
Sprott Inc. filed its Annual Report on Form 40-F reporting corporate governance and control conclusions for the fiscal year ended December 31, 2025. The report states the Company had 25,786,258 Common Shares issued and outstanding as of December 31, 2025. Management concluded that disclosure controls and internal control over financial reporting were effective as of December 31, 2025, and an independent audit firm, KPMG LLP, attested to the effectiveness of internal control over financial reporting.
The filing also confirms there were no waivers under the Code, that the Audit and Risk Management Committee includes an audit committee financial expert, and that no changes materially affecting internal control occurred during the period. The report incorporates the Annual Information Form, MD&A and audited consolidated financial statements by reference.