Welcome to our dedicated page for SPROTT SEC filings (Ticker: SII), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Sprott Inc. filings document the regulatory disclosures of a Canadian foreign private issuer whose common shares trade on the NYSE and TSX under SII. Form 6-K reports include annual and interim financial statements, MD&A, certifications, press releases and annual meeting materials filed under the Form 40-F framework.
The filings describe assets under management, segment results for Exchange Listed Products, Managed Equities, Private Strategies and Corporate activities, dividend declarations, shareholder meeting votes, director elections, auditor appointments and proxy materials. Annual reports and circulars provide formal disclosure on governance, financial reporting, risk matters and the company's capital and shareholder structure.
Sprott Inc. declared a second quarter 2026 cash dividend of US$0.40 per common share, payable on September 1, 2026 to shareholders of record at the close of business on August 17, 2026.
Canadian-registered and CDS-held shareholders will receive the dividend in Canadian dollars based on the September 1, 2026 spot exchange rate, while others, including U.S. holders and DTC participants, will receive U.S. dollars. The dividend is designated as an eligible dividend for Canadian income tax purposes.
Sprott Inc. delivered sharply higher profitability in Q2 2026 despite commodity volatility. Net income was $34.3 million ($1.33 per share) versus $13.5 million ($0.52 per share) a year earlier, and first-half net income reached $63.5 million ($2.46 per share) versus $25.5 million ($0.99 per share). Adjusted EBITDA was $50.8 million ($1.97 per share) in Q2, up from $25.5 million ($0.99 per share), with first-half Adjusted EBITDA of $108.7 million ($4.22 per share) versus $47.4 million ($1.83 per share).
Assets under management were $55.6 billion at June 30, 2026, down 15% from $65.1 billion at March 31 and 7% from $59.6 billion at December 31, 2025, reflecting $9.1 billion of market value depreciation and $377 million of Q2 net redemptions in precious-metals products, partly offset by approximately $1.3 billion of year-to-date net inflows into critical materials funds. Average AUM for the quarter climbed to $63.9 billion from $37.6 billion in the prior-year quarter.
Management fees rose to $76.4 million in Q2 from $44.4 million a year earlier, driving total net revenues to $71.8 million from $42.3 million, while the net compensation ratio improved to 32% from 43%. Liquidity remained strong with $189.8 million of cash and cash equivalents, $59.5 million of co-investments and no borrowings on a $75 million revolving credit facility. The company paid cash dividends of $0.40 per share for each of the first two 2026 quarters and repurchased 53,580 shares under its normal course issuer bid.
Sprott Inc. is informing investors of the timing for its upcoming 2026 second quarter results communication. The company plans to release its Q2 2026 financial results at 7:00 a.m. on August 5, 2026, followed by an earnings webcast at 10:00 a.m. the same morning.
The webcast will be hosted by CEO Whitney George, CFO and Co-COO Kevin Hibbert, and Sprott Asset Management CEO John Ciampaglia. Sprott describes itself as a global asset manager focused on precious metals and critical materials, offering Exchange Listed Products, Managed Equities and Private Strategies, with shares listed on the NYSE and TSX under the symbol SII.
Sprott Inc. filed a quarterly Form 13F Holdings Report as an institutional investment manager. The report lists 268 reportable equity and related positions with an aggregate reported value of $3,154,393,219, rounded to the nearest dollar. No other investment managers are included in this filing, indicating Sprott Inc. is reporting solely on its own discretionary 13F securities.
Sprott Inc. filed a Form 13F reporting institutional holdings totaling $3,437,279,044. The report lists 243 Form 13F information-table entries and indicates 0 other included managers. The filing is signed by Thomas W. Ulrich, Chief Compliance Officer.
Sprott Inc. reported the results of its annual meeting of shareholders held on May 6, 2026. All resolutions set out in the March 17, 2026 Management Information Circular were approved, including the election of seven director nominees and the re-appointment of KPMG LLP as auditor.
Each director received strong support, with votes for ranging from 95.682% to 99.329%. KPMG LLP was re-appointed as auditor with 99.263% of votes for. Detailed voting results will be filed and are available on SEDAR+.
Sprott Inc. reported a strong first quarter of 2026, with net income of $29.2 million or $1.13 per share, up from $12.0 million or $0.46 per share a year earlier. Results were driven by higher average assets under management and crystallization of carried interest and performance fees.
Assets under management reached $65.1 billion at March 31, 2026, up 9% from $59.6 billion at December 31, 2025, helped by $1.7 billion in net sales and market appreciation. Subsequent to quarter-end, AUM increased further to $65.5 billion as of May 1, 2026.
Adjusted EBITDA rose to $57.9 million or $2.25 per share from $21.9 million or $0.85 per share. Management fees more than doubled year over year to $81.5 million, and net revenues increased to $80.7 million. The exchange listed products segment contributed most of the growth, supported by strong precious metals and critical materials strategies.
The company ended the quarter with $173.9 million in cash and cash equivalents and no amounts drawn on its $75 million credit facility. It declared a quarterly dividend of $0.40 per share and reported lower liabilities mainly due to reduced compensation payable.
Sprott Inc. declared a first quarter 2026 dividend of US$0.40 per common share. The dividend will be paid on June 3, 2026 to shareholders of record at the close of business on May 19, 2026.
Shareholders linked to Canadian clearing systems will receive the dividend in Canadian dollars, converted at the spot exchange rate on June 3, while those linked to U.S. systems will receive U.S. dollars. Certain holders may elect to change the dividend currency through their intermediaries. The dividend is designated as an eligible dividend for Canadian income tax purposes.
Sprott Inc. plans to release its 2026 first quarter results at 7:00 a.m. on May 6, 2026. The company will host an earnings webcast that same day at 10:00 a.m. to discuss the results.
The webcast will feature CEO Whitney George, CFO and Co-COO Kevin Hibbert, and Sprott Asset Management CEO John Ciampaglia. Sprott describes itself as a global asset manager focused on precious metals and critical materials, offering exchange listed products, managed equities and private strategies, with shares listed on the NYSE and TSX under the symbol SII.
Sprott Inc. is calling a virtual-only annual meeting of shareholders on May 6, 2026 at 12:00 p.m. Toronto time. Holders of common shares at the close of business on March 17, 2026 can vote online by proxy or during the webcast.
The meeting will receive the audited consolidated financial statements for the year ended December 31, 2025, elect seven directors, and re-appoint KPMG LLP as auditor with the Board fixing remuneration. The circular outlines detailed governance practices, board skills, diversity and committee structures.
Sprott has 25,786,258 common shares issued and outstanding as of the record date. Sprott Asset Management USA Inc. controls or directs 4,216,164 common shares, about 16.35% of the class, on behalf of managed accounts whose holders may withdraw at their discretion.