Welcome to our dedicated page for Sprott SEC filings (Ticker: SII), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Sprott Inc. filings document the regulatory disclosures of a Canadian foreign private issuer whose common shares trade on the NYSE and TSX under SII. Form 6-K reports include annual and interim financial statements, MD&A, certifications, press releases and annual meeting materials filed under the Form 40-F framework.
The filings describe assets under management, segment results for Exchange Listed Products, Managed Equities, Private Strategies and Corporate activities, dividend declarations, shareholder meeting votes, director elections, auditor appointments and proxy materials. Annual reports and circulars provide formal disclosure on governance, financial reporting, risk matters and the company's capital and shareholder structure.
Sprott Inc. filed a Form 13F reporting its institutional equity holdings. The report lists 208 Form 13F information-table entries with a total market value of $2,114,905,321, and shows 0 other included managers. The submission is signed by Thomas W. Ulrich, Chief Compliance Officer on 08-01-2025.