Super League Enterprise (SLE) cancels designations for multiple preferred stock series

Rhea-AI Filing Summary

Super League Enterprise, Inc. reported a change to its capital structure. On January 27, 2026, the company filed multiple Certificates of Cancellation in Delaware to terminate the designations of several preferred stock series, including its Series AA-2, AA-3, AA-4, AA-5 and multiple Series AAA preferred and junior convertible preferred stock.

The board of directors approved these cancellations, and the company states that no shares of any of these preferred stock series were outstanding on the effective date. This action simplifies the company’s authorized share structure without affecting existing common stockholders’ current holdings.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) of the SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): January 27, 2026

Super League Enterprise, Inc.

(Exact name of registrant as specified in its charter)

Delaware	001-38819	47-1990734
(State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification Number)

2450 Colorado Avenue, Suite 100E

Santa Monica, California 90404

(Address of principal executive offices)

(213) 421-1920

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, par value $0.001 per share	SLE	Nasdaq Capital Market

Indicate by check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

Item 3.03 Material Modifications to Rights of Security Holders.

The information set forth in Item 5.03 to this Current Report on Form 8-K is incorporated herein by reference into this Item 3.03.

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

On January 27, 2026 (the “Effective Date”), Super League Enterprise, Inc. (the “Company”) filed a Certificate of Cancellation of Designation with the Secretary of State of the State of Delaware to terminate the designations of each of its Series AA-2 Preferred Stock, Series AA-3 Preferred Stock, Series AA-4 Preferred Stock, Series AA-5 Preferred Stock, Series AAA Preferred Stock, Series AAA Junior Convertible Preferred Stock, Series AAA-2 Junior Convertible Preferred Stock, Series AAA-3 Junior Convertible Preferred Stock, and Series AAA-4 Convertible Junior Preferred Stock (collectively, the “Certificates of Cancellation”).

The filing of the Certificates of Cancellation was approved by the Company’s Board of Directors, and there were no shares of Series AA-2 Preferred Stock, Series AA-3 Preferred Stock, Series AA-4 Preferred Stock, Series AA-5 Preferred Stock, Series AAA Preferred Stock, Series AAA Junior Convertible Preferred Stock, Series AAA-2 Junior Convertible Preferred Stock, Series AAA-3 Junior Convertible Preferred Stock, or Series AAA-4 Junior Convertible Preferred Stock outstanding on the Effective Date.

A copy of the Certificates of Cancellation are attached hereto as Exhibit 3.1, Exhibit 3.2, Exhibit 3.3, Exhibit 3.4, Exhibit 3.5, Exhibit 3.6, Exhibit 3.7, Exhibit 3.8 and Exhibit 3.9 and incorporated by reference herein.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

Exhibit Number		Description
3.1		Certificate of Cancellation of Designation of Series AA-2 Preferred Stock
3.2		Certificate of Cancellation of Designation of Series AA-3 Preferred Stock
3.3		Certificate of Cancellation of Designation of Series AA-4 Preferred Stock
3.4		Certificate of Cancellation of Designation of Series AA-5 Preferred Stock
3.5		Certificate of Cancellation of Designation of Series AAA Preferred Stock
3.6		Certificate of Cancellation of Designation of Series AAA Junior Convertible Preferred Stock
3.7		Certificate of Cancellation of Designation of Series AAA-2 Junior Convertible Preferred Stock
3.8		Certificate of Cancellation of Designation of Series AAA-3 Junior Convertible Preferred Stock
3.9		Certificate of Cancellation of Designation of Series AAA-4 Junior Convertible Preferred Stock
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

	Super League Enterprise, Inc.
Date: January 28, 2026	By:	/s/ Clayton Haynes
		Clayton Haynes Chief Financial Officer

FAQ

What did Super League Enterprise (SLE) change about its preferred stock?

Super League Enterprise cancelled the designations of multiple preferred stock series. These include Series AA-2, AA-3, AA-4, AA-5 and several Series AAA and junior convertible preferred series, removing them from its capital structure through Certificates of Cancellation filed in Delaware.

Were any shares of the cancelled Super League Enterprise preferred stock outstanding?

No shares of the affected preferred stock series were outstanding on January 27, 2026. The company explicitly states that each cancelled series had zero shares outstanding on the effective date when the Certificates of Cancellation were filed.

Which preferred stock series did Super League Enterprise (SLE) cancel?

The company cancelled designations for Series AA-2, AA-3, AA-4, AA-5 Preferred Stock, and Series AAA, Series AAA Junior Convertible, Series AAA-2 Junior Convertible, Series AAA-3 Junior Convertible, and Series AAA-4 Junior Convertible Preferred Stock, as listed in the exhibits to the report.

Who approved the cancellation of Super League Enterprise’s preferred stock designations?

The board of directors of Super League Enterprise approved filing the Certificates of Cancellation. The 8-K notes that the board authorized terminating the designations for the various Series AA and Series AAA preferred stock classes before the company filed the documents in Delaware.

Does the preferred stock cancellation affect Super League Enterprise common shareholders?

The change relates to preferred stock series that had no outstanding shares, so the filing describes a structural cleanup. Common stock remains listed on the Nasdaq Capital Market under symbol SLE, and the report does not state changes to common stock terms.

What exhibits are attached to the Super League Enterprise January 2026 8-K?

The filing includes Exhibits 3.1 through 3.9, each a Certificate of Cancellation for a specific preferred stock series, plus Exhibit 104 as the cover page interactive data file embedded within the Inline XBRL document, providing structured data for the filing.