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Super League Enterprise (SLE) director Marti Frucci receives 5,284 RSUs in board grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Super League Enterprise, Inc. director Marti J. Frucci reported receiving an equity grant in the form of restricted stock units. On January 1, 2026, Frucci was awarded 5,284 RSUs of the company’s common stock in connection with their appointment to the Board of Directors.

The RSUs will vest in full on the date of the company’s 2026 annual meeting of stockholders, meaning Frucci must remain in the role through that meeting to receive the underlying shares. Following this grant, Frucci beneficially owns 5,284 shares of Super League Enterprise, Inc. common stock held directly.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Frucci Marti J.

(Last) (First) (Middle)
C/O SUPER LEAGUE ENTERPRISE, INC.
2450 COLORADO AVENUE, SUITE 100E

(Street)
SANTA MONICA CA 90404

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Super League Enterprise, Inc. [ SLE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/01/2026 A 5,284(1) A (1) 5,284 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted to the Reporting Person in connection with their appointment to the Board of Directors of the Issuer. The RSUs will vest in full on the date of the 2026 annual meeting of the Company's stockholders.
/s/ Marti Frucci 02/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Super League Enterprise (SLE) report for Marti Frucci?

Super League Enterprise reported that director Marti J. Frucci received 5,284 restricted stock units of common stock on January 1, 2026. The grant was made in connection with Frucci’s appointment to the company’s Board of Directors.

How many Super League Enterprise (SLE) shares does Marti Frucci now beneficially own?

After the reported transaction, Marti J. Frucci beneficially owns 5,284 shares of Super League Enterprise common stock. These shares reflect the restricted stock unit grant reported on Form 4 and are held as a direct ownership position by the reporting person.

What are the vesting terms of Marti Frucci’s RSUs at Super League Enterprise (SLE)?

The 5,284 restricted stock units granted to Marti J. Frucci will vest in full on the date of Super League Enterprise’s 2026 annual meeting of stockholders. Full vesting typically requires continued service as a director through that meeting date.

Why did Super League Enterprise (SLE) grant RSUs to Marti Frucci?

The restricted stock units were granted to Marti J. Frucci in connection with their appointment to Super League Enterprise’s Board of Directors. Such equity awards are commonly used to align director compensation with shareholder interests through ownership in company stock.

What was the transaction code used in Marti Frucci’s Super League Enterprise (SLE) Form 4?

The Form 4 lists transaction code “A,” indicating an acquisition of securities. In this case, Marti J. Frucci acquired 5,284 shares of Super League Enterprise common stock through a restricted stock unit grant rather than an open-market purchase for cash.

Is Marti Frucci’s ownership in Super League Enterprise (SLE) direct or indirect?

The filing shows Marti J. Frucci’s 5,284 shares as directly owned. The ownership form is marked “D” for direct, and there is no indication of indirect ownership through a trust, partnership, or other affiliated investment entity in the provided disclosure.
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