Welcome to our dedicated page for Super League Gaming SEC filings (Ticker: SLE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Super League Enterprise, Inc. filings document the regulatory record for a Nasdaq-listed gaming media advertising and audience intelligence company. Its disclosures cover material definitive agreements, asset purchase transactions, stockholder voting matters, operating and financial results, board and compensation actions, risk factors, and security-structure changes involving common stock, warrants, and preferred-stock designations.
The filing record includes Form 8-K reports and proxy materials tied to the completed purchase of assets constituting the Misfits Ads Business, including stockholder approval for share issuance and consideration involving common stock and warrants. Other filings document a reverse stock split, cancellation of multiple preferred-stock designations, board composition changes, inducement equity grants, and amendments to governing documents.
Form 144 notice for Super League Enterprise, Inc. (SLE). The filer reports a proposed sale of 8,404 common shares with an aggregate market value of $47,675.85, against 1,078,043 shares outstanding. The shares were acquired on 11/19/2024 through conversion of Series AAAA convertible preferred stock and the approximate sale date is 09/29/2025 on NASDAQ.
The filing also discloses completed sales during the preceding three months by Michael Keller totaling 45,738 common shares for combined gross proceeds of $294,816.02 (sales on 09/24/2025, 09/25/2025 and 09/26/2025). The notice includes the standard representation that the seller is not aware of undisclosed material adverse information.
Form 144 filing for Super League Enterprise, Inc. (SLE) shows a proposed sale and recent sales by an insider. The filer plans to sell 5,738 common shares (aggregate market value $28,869.03) on 09/26/2025 through Rockefeller Capital Management on Nasdaq. These 5,738 shares were acquired on 11/19/2024 by conversion of Series AAAA Convertible Preferred into common stock; payment/completion noted 07/18/2025. The notice also discloses two recent sales by Michael Keller: 30,000 shares on 09/24/2025 for $219,497.32 and 10,000 shares on 09/25/2025 for $52,449.67. The filer certifies no undisclosed material adverse information.
Form 144 notice for Super League Enterprise, Inc. (SLE) reports a proposed sale of 10,000 shares of common stock, with an aggregate market value of $53,000.00, from securities acquired on 11/19/2024 by conversion of Series AAAA convertible preferred into common stock. The filing lists 1,078,043 shares outstanding and an approximate sale date of 09/25/2025 on NASDAQ. The acquisition record shows the shares were converted from the issuer and payment information cites 07/18/2025 as a payment date entry. The filing also discloses a sale during the past three months: Michael Keller sold 30,000 shares on 09/24/2025 for gross proceeds of $219,497.32. Certain issuer contact fields in the form are not populated.
Form 144 notice by Super League Enterprise, Inc. (SLE) reports a proposed sale of 30,000 common shares, with an aggregate market value of $219,497.32. The filing lists 1,117,021 shares outstanding and an approximate sale date of 09/24/2025 on NASDAQ. The shares were acquired on 11/19/2024 through conversion of Series AAAA Convertible Preferred into common stock and show an acquisition amount of 30,000 shares. No securities of the issuer were reported sold by the seller in the past three months, and the filer represents they have no undisclosed material adverse information.
Super League Enterprise, Inc. is calling a virtual 2025 annual meeting where holders of common and multiple series of preferred stock, representing 3,987,244 votes as of September 22, 2025, will vote on significant financing, governance and equity-compensation proposals.
Stockholders are asked to elect two Class II directors, including CEO and President Matt Edelman, and to approve several Nasdaq Listing Rule 5635-related share issuances: up to $20,000,000 in common stock plus 300,000 pre-funded warrant shares under an Equity Purchase Agreement, issuances tied to a senior secured convertible note and YP warrants, and a PIPE financing of up to 20,000,000 common shares at $1.00 per share with 29,200,000 accompanying warrants and up to 500,000 placement agent warrants that would result in a change of control.
Additional proposals cover further warrant and Series C preferred share issuances, increasing authorized common stock from 400,000,000 to 750,000,000 shares through a Third Amended and Restated Certificate of Incorporation, expanding the 2025 Omnibus Equity Incentive Plan to 25% of post-transaction as-converted common shares, ratifying the 2025 auditor, and allowing adjournment to solicit more proxies if needed.
Super League Enterprise, Inc. is calling a virtual 2025 annual meeting where holders of common and multiple series of preferred stock, representing 3,987,244 votes as of September 22, 2025, will vote on significant financing, governance and equity-compensation proposals.
Stockholders are asked to elect two Class II directors, including CEO and President Matt Edelman, and to approve several Nasdaq Listing Rule 5635-related share issuances: up to $20,000,000 in common stock plus 300,000 pre-funded warrant shares under an Equity Purchase Agreement, issuances tied to a senior secured convertible note and YP warrants, and a PIPE financing of up to 20,000,000 common shares at $1.00 per share with 29,200,000 accompanying warrants and up to 500,000 placement agent warrants that would result in a change of control.
Additional proposals cover further warrant and Series C preferred share issuances, increasing authorized common stock from 400,000,000 to 750,000,000 shares through a Third Amended and Restated Certificate of Incorporation, expanding the 2025 Omnibus Equity Incentive Plan to 25% of post-transaction as-converted common shares, ratifying the 2025 auditor, and allowing adjournment to solicit more proxies if needed.
Super League Enterprise, Inc. entered into Amended & Restated Exchange Agreements on September 12, 2025 to exchange existing preferred shares for up to 16,426 newly designated Series B Convertible Preferred Stock. Each Series B share has a stated value of $1.00 and an initial conversion price of $7.00, is convertible at the company's discretion, mandatorily convertible on February 11, 2026, or at the holder's option, subject to beneficial ownership and primary market limits. Holders receive dividends on an as-converted basis when common dividends are paid. Series B ranks senior to Common Stock and certain prior preferred series but junior to any future preferred series. Preferred holders agreed to certain waivers, terminated additional investment rights, and committed to vote with management for six months following the exchange.
Super League Enterprise, Inc. entered into Amended & Restated Exchange Agreements on September 12, 2025 to exchange existing preferred shares for up to 16,426 newly designated Series B Convertible Preferred Stock. Each Series B share has a stated value of $1.00 and an initial conversion price of $7.00, is convertible at the company's discretion, mandatorily convertible on February 11, 2026, or at the holder's option, subject to beneficial ownership and primary market limits. Holders receive dividends on an as-converted basis when common dividends are paid. Series B ranks senior to Common Stock and certain prior preferred series but junior to any future preferred series. Preferred holders agreed to certain waivers, terminated additional investment rights, and committed to vote with management for six months following the exchange.
Super League Enterprise, Inc. has filed an amended registration statement to register 1,979,904 shares of common stock for resale by a single investor, Yield Point NY, LLC. These shares consist of 989,952 shares issuable upon conversion of 8% Senior Secured Convertible Notes and 989,952 shares issuable upon exercise of related warrants from a July 10, 2025 private placement.
The company will not receive any proceeds from the investor’s resale of these shares, but could receive up to approximately $3.54 million if the warrants are exercised for cash. As of September 2, 2025, Super League had 1,114,014 common shares outstanding, so full conversion and exercise related to this registration would raise total shares to 3,093,918, before taking into account other outstanding warrants, options and preferred stock.
The filing details a broader financing framework, including a separate equity purchase agreement that allows Super League, subject to conditions and stockholder approval, to direct the investor to purchase up to $20 million of additional common stock at a discounted price based on future trading levels, subject to a 4.99% beneficial ownership cap that can be increased to 9.99% on notice. The prospectus highlights significant potential dilution, complex preferred stock structures and prior debt-for-equity exchanges, as well as Nasdaq listing compliance risks and the possibility of litigation if required preferred stockholder consents are not obtained.
Super League Enterprise, Inc. has filed an amended registration statement to register 1,979,904 shares of common stock for resale by a single investor, Yield Point NY, LLC. These shares consist of 989,952 shares issuable upon conversion of 8% Senior Secured Convertible Notes and 989,952 shares issuable upon exercise of related warrants from a July 10, 2025 private placement.
The company will not receive any proceeds from the investor’s resale of these shares, but could receive up to approximately $3.54 million if the warrants are exercised for cash. As of September 2, 2025, Super League had 1,114,014 common shares outstanding, so full conversion and exercise related to this registration would raise total shares to 3,093,918, before taking into account other outstanding warrants, options and preferred stock.
The filing details a broader financing framework, including a separate equity purchase agreement that allows Super League, subject to conditions and stockholder approval, to direct the investor to purchase up to $20 million of additional common stock at a discounted price based on future trading levels, subject to a 4.99% beneficial ownership cap that can be increased to 9.99% on notice. The prospectus highlights significant potential dilution, complex preferred stock structures and prior debt-for-equity exchanges, as well as Nasdaq listing compliance risks and the possibility of litigation if required preferred stockholder consents are not obtained.
Super League Enterprise, Inc. has filed an amended registration statement to register 1,979,904 shares of common stock for resale by a single investor, Yield Point NY, LLC. These shares consist of 989,952 shares issuable upon conversion of 8% Senior Secured Convertible Notes and 989,952 shares issuable upon exercise of related warrants from a July 10, 2025 private placement.
The company will not receive any proceeds from the investor’s resale of these shares, but could receive up to approximately $3.54 million if the warrants are exercised for cash. As of September 2, 2025, Super League had 1,114,014 common shares outstanding, so full conversion and exercise related to this registration would raise total shares to 3,093,918, before taking into account other outstanding warrants, options and preferred stock.
The filing details a broader financing framework, including a separate equity purchase agreement that allows Super League, subject to conditions and stockholder approval, to direct the investor to purchase up to $20 million of additional common stock at a discounted price based on future trading levels, subject to a 4.99% beneficial ownership cap that can be increased to 9.99% on notice. The prospectus highlights significant potential dilution, complex preferred stock structures and prior debt-for-equity exchanges, as well as Nasdaq listing compliance risks and the possibility of litigation if required preferred stockholder consents are not obtained.
Super League Enterprise, Inc. is registering up to 6,014,286 shares of common stock for resale by Yield Point NY LLC under an equity purchase arrangement and a pre-funded warrant. This includes up to 5,714,286 shares tied to a $20.0 million equity purchase agreement and 300,000 shares underlying a pre-funded warrant issued as a commitment fee.
The company is not selling shares in this prospectus and will not receive proceeds from the Selling Stockholder’s resales, other than any cash exercise of the pre-funded warrant and future share purchases under the equity line. As of August 27, 2025, 1,114,014 common shares were outstanding; if all 6,014,286 registered shares were issued and outstanding, they would represent a large majority of the company’s common stock, meaning existing holders face significant potential dilution.
Super League Enterprise, Inc. is registering up to 6,014,286 shares of common stock for resale by Yield Point NY LLC under an equity purchase arrangement and a pre-funded warrant. This includes up to 5,714,286 shares tied to a $20.0 million equity purchase agreement and 300,000 shares underlying a pre-funded warrant issued as a commitment fee.
The company is not selling shares in this prospectus and will not receive proceeds from the Selling Stockholder’s resales, other than any cash exercise of the pre-funded warrant and future share purchases under the equity line. As of August 27, 2025, 1,114,014 common shares were outstanding; if all 6,014,286 registered shares were issued and outstanding, they would represent a large majority of the company’s common stock, meaning existing holders face significant potential dilution.
Super League Enterprise, Inc. (SLE) reported multiple material financing and disposition activities during the quarter. The company completed a reverse stock split effective June 23, 2025, and reported share counts changing materially after conversions and issuances. The company sold 100% of InPvP, LLC (Mineville) for $350,000 in cash and completed the Minehut asset sale under a revenue/royalty sharing arrangement with GamerSafer, including up to $1.0 million of contractual purchase consideration and $1.0 million of royalties applied against receivable through June 30, 2025.
The company raised financing through several transactions: a secured convertible note offering totaling $4,494,382 (8% notes, 11% OID, conversion price $6.815) that produced $4.0 million gross proceeds; multiple equity offerings (May I, II, III) that generated approximately $1.75 million gross proceeds across those closings; short-term loan facilities (Agile I and II) and other notes with high effective interest rates (up to 40% and higher default rates). The company also entered numerous preferred stock exchanges and issued Series AAAA Jr. convertible preferred stock in settlement or note-for-equity transactions.
Super League Enterprise, Inc. registers 75,000 shares of its common stock under the 2025 Omnibus Equity Incentive Plan. The registration covers up to 32,500 shares to be issued as new awards under the 2025 Plan and up to 42,500 shares issuable upon exercise of previously issued awards (the Prior Awards). The 2025 Plan succeeds the Prior Plan and includes Carryover Shares from the Prior Plan plus Unused Shares that become available if awards are forfeited, cancelled, expired or settled in cash. The filing incorporates by reference the company’s recent periodic reports and attaches the 2025 Plan and legal opinions as exhibits.