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Super League Enterprise, Inc. is calling a virtual 2025 annual meeting where holders of common and multiple series of preferred stock, representing 3,987,244 votes as of September 22, 2025, will vote on significant financing, governance and equity-compensation proposals.
Stockholders are asked to elect two Class II directors, including CEO and President Matt Edelman, and to approve several Nasdaq Listing Rule 5635-related share issuances: up to $20,000,000 in common stock plus 300,000 pre-funded warrant shares under an Equity Purchase Agreement, issuances tied to a senior secured convertible note and YP warrants, and a PIPE financing of up to 20,000,000 common shares at $1.00 per share with 29,200,000 accompanying warrants and up to 500,000 placement agent warrants that would result in a change of control.
Additional proposals cover further warrant and Series C preferred share issuances, increasing authorized common stock from 400,000,000 to 750,000,000 shares through a Third Amended and Restated Certificate of Incorporation, expanding the 2025 Omnibus Equity Incentive Plan to 25% of post-transaction as-converted common shares, ratifying the 2025 auditor, and allowing adjournment to solicit more proxies if needed.
Super League Enterprise, Inc. entered into Amended & Restated Exchange Agreements on September 12, 2025 to exchange existing preferred shares for up to 16,426 newly designated Series B Convertible Preferred Stock. Each Series B share has a stated value of $1.00 and an initial conversion price of $7.00, is convertible at the company's discretion, mandatorily convertible on February 11, 2026, or at the holder's option, subject to beneficial ownership and primary market limits. Holders receive dividends on an as-converted basis when common dividends are paid. Series B ranks senior to Common Stock and certain prior preferred series but junior to any future preferred series. Preferred holders agreed to certain waivers, terminated additional investment rights, and committed to vote with management for six months following the exchange.
Super League Enterprise, Inc. has filed an amended registration statement to register 1,979,904 shares of common stock for resale by a single investor, Yield Point NY, LLC. These shares consist of 989,952 shares issuable upon conversion of 8% Senior Secured Convertible Notes and 989,952 shares issuable upon exercise of related warrants from a July 10, 2025 private placement.
The company will not receive any proceeds from the investor’s resale of these shares, but could receive up to approximately $3.54 million if the warrants are exercised for cash. As of September 2, 2025, Super League had 1,114,014 common shares outstanding, so full conversion and exercise related to this registration would raise total shares to 3,093,918, before taking into account other outstanding warrants, options and preferred stock.
The filing details a broader financing framework, including a separate equity purchase agreement that allows Super League, subject to conditions and stockholder approval, to direct the investor to purchase up to $20 million of additional common stock at a discounted price based on future trading levels, subject to a 4.99% beneficial ownership cap that can be increased to 9.99% on notice. The prospectus highlights significant potential dilution, complex preferred stock structures and prior debt-for-equity exchanges, as well as Nasdaq listing compliance risks and the possibility of litigation if required preferred stockholder consents are not obtained.
Super League Enterprise, Inc. is registering up to 6,014,286 shares of common stock for resale by Yield Point NY LLC under an equity purchase arrangement and a pre-funded warrant. This includes up to 5,714,286 shares tied to a $20.0 million equity purchase agreement and 300,000 shares underlying a pre-funded warrant issued as a commitment fee.
The company is not selling shares in this prospectus and will not receive proceeds from the Selling Stockholder’s resales, other than any cash exercise of the pre-funded warrant and future share purchases under the equity line. As of August 27, 2025, 1,114,014 common shares were outstanding; if all 6,014,286 registered shares were issued and outstanding, they would represent a large majority of the company’s common stock, meaning existing holders face significant potential dilution.
Super League Enterprise, Inc. (SLE) reported multiple material financing and disposition activities during the quarter. The company completed a reverse stock split effective June 23, 2025, and reported share counts changing materially after conversions and issuances. The company sold 100% of InPvP, LLC (Mineville) for $350,000 in cash and completed the Minehut asset sale under a revenue/royalty sharing arrangement with GamerSafer, including up to $1.0 million of contractual purchase consideration and $1.0 million of royalties applied against receivable through June 30, 2025.
The company raised financing through several transactions: a secured convertible note offering totaling $4,494,382 (8% notes, 11% OID, conversion price $6.815) that produced $4.0 million gross proceeds; multiple equity offerings (May I, II, III) that generated approximately $1.75 million gross proceeds across those closings; short-term loan facilities (Agile I and II) and other notes with high effective interest rates (up to 40% and higher default rates). The company also entered numerous preferred stock exchanges and issued Series AAAA Jr. convertible preferred stock in settlement or note-for-equity transactions.
Super League Enterprise, Inc. registers 75,000 shares of its common stock under the 2025 Omnibus Equity Incentive Plan. The registration covers up to 32,500 shares to be issued as new awards under the 2025 Plan and up to 42,500 shares issuable upon exercise of previously issued awards (the Prior Awards). The 2025 Plan succeeds the Prior Plan and includes Carryover Shares from the Prior Plan plus Unused Shares that become available if awards are forfeited, cancelled, expired or settled in cash. The filing incorporates by reference the company’s recent periodic reports and attaches the 2025 Plan and legal opinions as exhibits.
Super League Enterprise, Inc. replaced its Amended and Restated 2014 Stock Option and Incentive Plan with a new 2025 Omnibus Equity Incentive Plan approved by stockholders on June 9, 2025. The 2025 Plan initially authorizes 75,000 shares of Common Stock for issuance and also provides for up to 3,708 "Carryover Shares" that represent unissued, expired or forfeited awards from the 2014 Plan.
This Post-Effective Amendment to prior Form S-8 registration statements confirms that those prior registrations will cover the 3,708 Carryover Shares under the 2025 Plan. The company states that no additional securities are being registered by this Post-Effective Amendment, and that share amounts shown have been adjusted to reflect the company’s prior reverse stock splits.
Super League Enterprise, Inc. filed a post-effective amendment to its prior Form S-8 registration statements to state that certain shares from its replaced 2014 equity plan will be carried into its new 2025 Omnibus Equity Incentive Plan. The amendment clarifies that the prior S-8s will cover 3,708 Carryover Shares that may become issuable under the 2025 Plan and notes that previously reported share amounts were adjusted for prior reverse stock splits.
The 2025 Plan replaces the 2014 Plan and will receive no further awards under the 2014 Plan. The 2025 Plan is initially authorized to issue 75,000 shares of common stock; the Registrant is contemporaneously registering those 75,000 shares on a separate Form S-8. This post-effective amendment does not register any additional securities and incorporates by reference the Company’s periodic reports and its description of common stock. The filing also describes standard indemnification provisions and directors’ and officers’ insurance.
Post-Effective Amendment reflects that four prior Form S-8 registration statements have been updated to cover 3,708 carryover shares from the Amended and Restated 2014 Stock Option and Incentive Plan into the company’s newly approved 2025 Omnibus Equity Incentive Plan. The 2025 Plan replaces the 2014 Plan and no further awards will be granted under the 2014 Plan.
The company is contemporaneously filing a separate Form S-8 to register 75,000 newly authorized shares for the 2025 Plan; this Post-Effective Amendment itself does not register any additional securities. The amendment notes that listed share amounts were adjusted to reflect the company’s reverse stock splits and identifies the prior S-8s and their adjusted share amounts.
Super League Enterprise, Inc. has filed a post-effective amendment to prior Form S-8 registration statements to reflect its replacement of the Amended and Restated 2014 Stock Option and Incentive Plan with the Super League Enterprise, Inc. 2025 Omnibus Equity Incentive Plan, which stockholders approved on June 9, 2025. The 2025 Plan authorizes 75,000 newly available shares (registered separately) and includes 3,708 Carryover Shares representing awards under the 2014 Plan that may expire, be forfeited or be repurchased and will now be issuable under the 2025 Plan. This amendment does not register any additional securities; it only confirms that the Prior Registration Statements will also cover the Carryover Shares.
The filing incorporates by reference the company’s recent annual and quarterly reports and a series of current reports through mid-July 2025, and restates the company’s indemnification provisions under Delaware law and its charter and bylaws. The amendment documents prior reverse stock splits (1-for-20 and 1-for-40) reflected in adjusted share amounts.