Empery Asset Management (SLE) caps Super League Enterprise stake at 4.99% via warrants

Rhea-AI Filing Summary

Empery Asset Management, LP and Ryan M. Lane report beneficial ownership in Super League Enterprise, Inc. through warrants. They report beneficial ownership of 85,909 shares of Common Stock issuable upon exercise of warrants, representing 4.99% of the Common Stock, calculated on a base of 1,635,717 shares outstanding.

The warrants are subject to a 4.99% Beneficial Ownership Limitation (the “Blocker”), which prevents exercise to the extent it would push the reporting persons above 4.99% of outstanding shares. As a result, they state they are not able to exercise all of the warrants. Empery acts as investment manager to the funds holding the warrants, and Lane may be deemed a beneficial owner through his control roles, but each disclaims beneficial ownership of securities owned by the others.

Key Figures

Beneficially owned shares: 85,909 shares Ownership percentage: 4.99% Shares outstanding total: 1,635,717 shares +3 more

6 metrics

Beneficially owned shares 85,909 shares Common Stock issuable upon exercise of Warrants reported by each Reporting Person

Ownership percentage 4.99% Percentage of Super League Enterprise Common Stock beneficially owned

Shares outstanding total 1,635,717 shares Common Stock outstanding used to calculate ownership percentage

Shares outstanding base 1,608,949 shares Common Stock outstanding as of June 11, 2026 per Form S-3

Additional issued shares 26,768 shares Common Stock issued pursuant to the same Form S-3 registration

Shared voting power 85,909.00 shares Shared voting power reported by each Reporting Person

Key Terms

beneficial owner, dispositive power, Beneficial Ownership Limitation, Blocker, +1 more

5 terms

beneficial owner financial

"may be deemed to be the beneficial owner of all of the Common Stock"

A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.

dispositive power financial

"Shared Dispositive Power 85,909.00"

Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.

Beneficial Ownership Limitation financial

"pursuant to the Blocker (as defined below)). Pursuant to the terms of the Warrants"

A beneficial ownership limitation is a rule that caps the percentage of a company’s shares an investor can be treated as owning or controlling for voting, regulatory or tax purposes. It matters to investors because it can restrict how many shares a person or group can buy or vote, affect takeover chances, and influence share liquidity and value — like a speed limit that prevents any single driver from taking over the whole road.

Blocker financial

"cannot exercise the Warrants to the extent the Reporting Persons would beneficially own, after any such exercise, more than 4.99% of the outstanding"

Schedule 13G regulatory

"as of June 11, 2026, as reported in the Company's Registration Statement on Form S-3 filed with the"

A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/29/2026 - 04:16 PM Accepted by SEC EDGAR 07/29/2026 - 04:16 PM Learn about SEC filing dates

FAQ

What percentage of Super League Enterprise (SLE) does Empery Asset Management report owning?

Empery Asset Management and Ryan M. Lane report beneficial ownership of 4.99% of Super League Enterprise’s Common Stock. This percentage is based on 1,635,717 shares outstanding, including shares issued under a Form S-3 registration.

How many Super League Enterprise (SLE) shares are beneficially owned through Empery’s warrants?

The reporting persons disclose beneficial ownership of 85,909 shares of Super League Enterprise Common Stock issuable upon exercise of warrants. This figure already reflects the impact of the 4.99% Blocker on exercisability.

What is the 4.99% Blocker mentioned in the Super League Enterprise (SLE) Schedule 13G/A?

The 4.99% Blocker limits warrant exercises so the reporting persons cannot beneficially own more than 4.99% of SLE’s outstanding Common Stock after any exercise. This restriction means they cannot currently exercise all outstanding warrants.

How many Super League Enterprise (SLE) shares were outstanding for the ownership calculation?

The reported 4.99% ownership is calculated using 1,635,717 shares of Common Stock outstanding. This includes 1,608,949 shares outstanding as of June 11, 2026 plus 26,768 shares issued under the same Form S-3 registration.

Who are the reporting persons in the Super League Enterprise (SLE) Schedule 13G/A amendment?

The reporting persons are Empery Asset Management, LP and Ryan M. Lane. Empery is investment manager to the Empery Funds that hold the warrants, and Lane may be deemed a beneficial owner through control roles but disclaims beneficial ownership of securities held by the funds.

What voting and dispositive powers do Empery and Ryan M. Lane have over Super League Enterprise (SLE) shares?

Both reporting persons show 0 shares with sole voting or dispositive power and 85,909 shares with shared voting and shared dispositive power. These figures relate to shares issuable upon exercise of the warrants, subject to the 4.99% Blocker.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)

Super League Enterprise, Inc.

(Name of Issuer)

Common Stock, $0.001 par value per share

(Title of Class of Securities)

86804F509

(CUSIP Number)

06/30/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 86804F509

1

Names of Reporting Persons

Empery Asset Management, LP

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 85,909.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 85,909.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

85,909.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

4.99 %

12

Type of Reporting Person (See Instructions)

IA, PN

Comment for Type of Reporting Person: Includes 85,909 shares of Common Stock issuable upon exercise of the Warrants (as defined in Item 2(a)).

SCHEDULE 13G

CUSIP Number(s): 86804F509

1

Names of Reporting Persons

Ryan M. Lane

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 85,909.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 85,909.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

85,909.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

4.99 %

12

Type of Reporting Person (See Instructions)

HC, IN

Comment for Type of Reporting Person: Includes 85,909 shares of Common Stock issuable upon exercise of the Warrants.

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Super League Enterprise, Inc.
(b)	Address of issuer's principal executive offices: 2450 Colorado Ave., Suite 100E, Santa Monica, CA 90404
Item 2.
(a)	Name of person filing: This statement is filed by the entities and persons listed below, who are collectively referred to herein as "Reporting Persons," with respect to Common Stock, par value $0.001 per share (the "Common Stock") issuable upon exercise of warrants (the "Warrants") of Super League Enterprise, Inc., a Delaware corporation (the "Company"): (i) Empery Asset Management, LP (the "Investment Manager"), with respect to the Common Stock issuable upon exercise of the Warrants held by funds to which the Investment Manager serves as investment manager (the "Empery Funds"); and (ii) Mr. Ryan M. Lane ("Mr. Lane"), with respect to the Common Stock issuable upon exercise of the Warrants held by the Empery Funds. The Investment Manager serves as the investment manager to each of the Empery Funds. Mr. Lane (the "Reporting Individual") is the managing member of a limited liability company that is the managing member of Empery AM GP, LLC (the "General Partner"), the general partner of the Investment Manager.
(b)	Address or principal business office or, if none, residence: The address of the business office of each of the Reporting Persons is: 1 Rockefeller Plaza, Suite 1205 New York, New York 10020
(c)	Citizenship: Citizenship is set forth in Row 4 of the cover page for each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person.
(d)	Title of class of securities: Common Stock, $0.001 par value per share
(e)	CUSIP No.: 86804F509
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: The information required by Item 4(a) is set forth in Row 9 of the cover page for each of the Reporting Persons and is incorporated herein by reference. The percentage set forth in this Schedule 13G is calculated based upon an aggregate of 1,635,717 shares of Common Stock outstanding, including 1,608,949 shares of Common Stock outstanding as of June 11, 2026, as reported in the Company's Registration Statement on Form S-3 filed with the Securities and Exchange Commission on June 12, 2026 and 26,768 shares of Common Stock issued pursuant to the same Registration Statement, and assumes exercise of the Warrants (subject to the Blocker (as defined below)). Pursuant to the terms of the Warrants, the Reporting Persons cannot exercise the Warrants to the extent the Reporting Persons would beneficially own, after any such exercise, more than 4.99% of the outstanding shares of Common Stock (the "Blocker"), and the shares of Common Stock listed as beneficially owned in Rows 6, 8 and 9 of the cover page for each Reporting Person and the percentage set forth in Row 11 of the cover page for each Reporting Person give effect to the Blockers. Consequently, as of the date of the event which requires the filing of this statement, the Reporting Persons were not able to exercise all of the Warrants due to the Blocker. The Investment Manager, which serves as the investment manager to the Empery Funds, may be deemed to be the beneficial owner of all of the Common Stock issuable upon exercise of the Warrants (subject to the Blocker) held by the Empery Funds. The Reporting Individual, as the managing member of the limited liability company that is the managing member of the General Partner of the Investment Manager with the power to exercise investment discretion, may be deemed to be the beneficial owner of all of the Common Stock issuable upon exercise of the Warrants (subject to the Blocker) held by by the Empery Funds. The foregoing should not be construed in and of itself as an admission by any Reporting Person as to beneficial ownership of the Common Stock owned by another Reporting Person. Each of the Empery Funds and the Reporting Individual hereby disclaims any beneficial ownership of any such Common Stock.
(b)	Percent of class: 4.99%
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: The information required by Item 4(c)(i) is set forth in Row 5 of the cover page for each of the Reporting Persons and is incorporated herein by reference.
	(ii) Shared power to vote or to direct the vote: The information required by Item 4(c)(ii) is set forth in Row 6 of the cover page for each of the Reporting Persons and is incorporated herein by reference.
	(iii) Sole power to dispose or to direct the disposition of: The information required by Item 4(c)(iii) is set forth in Row 7 of the cover page for each of the Reporting Persons and is incorporated herein by reference.
	(iv) Shared power to dispose or to direct the disposition of: The information required by Item 4(c)(iv) is set forth in Row 8 of the cover page for each of the Reporting Persons and is incorporated herein by reference.
Item 5.	Ownership of 5 Percent or Less of a Class.
	Ownership of 5 percent or less of a class
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Empery Asset Management, LP

Signature:	/s/ Ryan M. Lane
Name/Title:	By: Ryan M. Lane, Authorized Signatory
Date:	07/29/2026

Ryan M. Lane

Signature:	/s/ Ryan M. Lane
Name/Title:	Ryan M. Lane, individually
Date:	07/29/2026