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[Form 4] SLR Investment Corp. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4
Rhea-AI Filing Summary

Andrea C. Roberts, a director of SLR Investment Corp. (SLRC), reported transactions with an earliest transaction date of 09/09/2025. The filing shows a purchase of 7,190 shares of the issuer's common stock at a weighted average price of $16.7252 per share (purchase prices ranged from $16.7150 to $16.74), and a reported disposition of 25,000 shares. After the reported transactions, 7,190 shares are shown as beneficially owned, held indirectly through The Calvin W Roberts MD PC Pension Plan, for which Ms. Roberts is a participant.

The footnotes state the purchase price is a weighted average of multiple transactions and that Ms. Roberts disclaims beneficial ownership of Plan-held shares except to the extent of her pecuniary interest. The form is signed and dated 09/10/2025.

Positive
  • Transaction fully disclosed with weighted average price and price range for the purchases
  • Footnote clarifies the indirect ownership via The Calvin W Roberts MD PC Pension Plan and the filer's disclaimer
Negative
  • Reported disposition of 25,000 shares (sale) which may reduce the insider's direct holdings
  • Form does not itemize the per-trade quantities at each price in the main table (availability promised only upon request)

Insights

TL;DR Insider reported both a sizeable sale and a smaller purchase on the same reporting period, holding 7,190 shares indirectly via a pension plan.

The Form 4 documents a purchase of 7,190 common shares at a weighted average price of $16.7252 and a reported disposition of 25,000 shares with an earliest transaction date of 09/09/2025. The net result shown is indirect beneficial ownership of 7,190 shares held by the named pension plan. For valuation context, the purchase prices ranged from $16.7150 to $16.74, and the filer commits to provide detailed per-trade counts on request. The filing is a routine Section 16 disclosure and does not include company operational or financial metrics.

TL;DR Disclosure appears complete: transaction details, weighted average price, and appropriate footnote about plan-held shares are provided.

The Form 4 includes required transaction codes and explanatory footnotes: the weighted average price is justified by a price range and the filer disclaims ownership of plan-held shares except for pecuniary interest. The signature and reporting relationship (Director) are present. There is no indication in this filing of amendments, option exercises, or other governance actions beyond standard insider trading reporting.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Roberts Andrea Colvin

(Last) (First) (Middle)
C/O SLR INVESTMENT CORP.
500 PARK AVENUE, 5TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SLR Investment Corp. [ SLRC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/09/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/09/2025 P 7,190 A $16.7252(1) 7,190 I See footnote(2)
Common Stock 25,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reported price for the share purchases made on September 9, 2025 is based on prices ranging from a low of $16.7150 per share to a high of $16.74 per share. The reporting person undertakes to provide to SLR Investment Corp. (the "Issuer"), any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in footnote (1) to this Form 4.
2. These shares are held by The Calvin W Roberts MD PC Pension Plan (the "Plan"), in which Andrea C. Roberts is a participant. Andrea C. Roberts disclaims beneficial ownership of any of the Issuer's shares directly held by the Plan except to the extent of her pecuniary interest therein.
/s/ Andrea C. Roberts 09/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Andrea C. Roberts report on Form 4 for SLRC?

The filer reported a purchase of 7,190 common shares at a weighted average price of $16.7252 and a disposition of 25,000 shares with an earliest transaction date of 09/09/2025.

How many SLRC shares does Andrea C. Roberts beneficially own after the reported transactions?

The Form 4 shows 7,190 shares beneficially owned following the reported transactions, held indirectly through a pension plan.

What price range was reported for the purchased SLRC shares?

The purchase prices on 09/09/2025 ranged from $16.7150 to $16.74 per share; the weighted average reported is $16.7252.

Does Andrea C. Roberts claim direct ownership of the shares held by the pension plan?

No. The footnote states she disclaims beneficial ownership of shares directly held by The Calvin W Roberts MD PC Pension Plan except to the extent of her pecuniary interest.

When was the Form 4 signed and filed?

The form is signed by /s/ Andrea C. Roberts and dated 09/10/2025.
Slr Investment Corp

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