How were the SLR Investment Corp. (SLRC) share purchase prices determined in the Form 4?

The Form 4 reports a weighted average price of $16.7252 per share for the 7,190 shares. The filing states these were multiple trades on September 9, 2025, with individual prices ranging from $16.7150 to $16.74 per share, and offers full trade details on request.

Pension plan tied to SLR Investment Corp. (SLRC) buys 7,190 shares

Filing Impact

(Moderate)

Filing Sentiment

(Positive)

Form Type

Rhea-AI Filing Summary

SLR Investment Corp. director reports indirect share purchase through pension plan. On September 9, 2025, The Calvin W Roberts MD PC Pension Plan, in which director Andrea C. Roberts is a participant, purchased 7,190 shares of SLR Investment Corp. common stock in open-market transactions at a weighted average price of $16.7252 per share, with individual trade prices ranging from $16.7150 to $16.74. These 7,190 shares are reported as indirectly owned, while Roberts also directly holds 25,000 common shares. She disclaims beneficial ownership of shares held by the Plan except to the extent of her pecuniary interest.

Insider Trade Summary

Net Buyer: 7,190 shares ($120,254)

Net Buy 2 txns

Insider Roberts Andrea Colvin

Role Director

Bought 7,190 shs ($120K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	7,190	$16.7252	$120K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 7,190 shares (Indirect, See footnote); Common Stock — 25,000 shares (Direct)

Footnotes (1)

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reported price for the share purchases made on September 9, 2025 is based on prices ranging from a low of $16.7150 per share to a high of $16.74 per share. The reporting person undertakes to provide to SLR Investment Corp. (the "Issuer"), any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in footnote (1) to this Form 4. These shares are held by The Calvin W Roberts MD PC Pension Plan (the "Plan"), in which Andrea C. Roberts is a participant. Andrea C. Roberts disclaims beneficial ownership of any of the Issuer's shares directly held by the Plan except to the extent of her pecuniary interest therein.

Form 4 Insider Transactions: What Each Field Means →

09/10/2025 - 06:52 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Roberts Andrea Colvin

(Last)

(First)

(Middle)

C/O SLR INVESTMENT CORP.

500 PARK AVENUE, 5TH FLOOR

(Street)

NEW YORK

10022

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
SLR Investment Corp. [ SLRC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/09/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	09/09/2025		P		7,190	A	$16.7252⁽¹⁾	7,190	I	See footnote⁽²⁾
Common Stock								25,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reported price for the share purchases made on September 9, 2025 is based on prices ranging from a low of $16.7150 per share to a high of $16.74 per share. The reporting person undertakes to provide to SLR Investment Corp. (the "Issuer"), any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in footnote (1) to this Form 4.

2. These shares are held by The Calvin W Roberts MD PC Pension Plan (the "Plan"), in which Andrea C. Roberts is a participant. Andrea C. Roberts disclaims beneficial ownership of any of the Issuer's shares directly held by the Plan except to the extent of her pecuniary interest therein.

	/s/ Andrea C. Roberts	09/10/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did SLR Investment Corp. (SLRC) report for September 9, 2025?

SLR Investment Corp. reported an indirect open-market purchase of 7,190 common shares on September 9, 2025 at a weighted average price of $16.7252 per share, executed through a pension plan linked to director Andrea C. Roberts.

Who is the reporting person in the SLR Investment Corp. (SLRC) Form 4 filing?

The reporting person is director Andrea C. Roberts. The Form 4 shows she holds 25,000 SLR Investment Corp. common shares directly and reports additional indirect ownership through The Calvin W Roberts MD PC Pension Plan, where she is a participant.

How many SLR Investment Corp. (SLRC) shares did the pension plan buy and at what price?

The Calvin W Roberts MD PC Pension Plan bought 7,190 SLR Investment Corp. common shares at a weighted average price of $16.7252. Individual trades on September 9, 2025 occurred between $16.7150 and $16.74 per share, as detailed in the Form 4 footnote.

How many SLR Investment Corp. (SLRC) shares does Andrea C. Roberts own directly after the transaction?

After the reported transaction, Andrea C. Roberts directly owns 25,000 SLR Investment Corp. common shares. The 7,190 shares purchased on September 9, 2025 are held indirectly through a pension plan rather than in her direct name.

What does Andrea C. Roberts disclaim in the SLR Investment Corp. (SLRC) Form 4?

Andrea C. Roberts disclaims beneficial ownership of SLR Investment Corp. shares held directly by The Calvin W Roberts MD PC Pension Plan, except to the extent of her pecuniary interest. This clarifies that the plan, not Roberts personally, is the direct holder of those shares.