SLR Investment Corp. reports 2025 shareholder vote, auditor ratified

SLR Investment Corp. (SLRC) reported the results of its Annual Meeting of Stockholders held on November 19, 2025.

Rhea-AI Filing Summary

SLR Investment Corp. (SLRC) reported the results of its Annual Meeting of Stockholders held on November 19, 2025. Stockholders elected two directors to serve three-year terms, expiring at the 2028 annual meeting, or until their successors are elected and qualified. Andrea C. Roberts received 13,591,165 votes for and 9,356,100 votes withheld, with 19,098,414 broker non-votes. David S. Wachter received 12,471,995 votes for and 10,475,270 votes withheld, with 19,098,414 broker non-votes.

Stockholders also ratified the selection of KPMG LLP as the company’s independent registered public accounting firm for the year ending December 31, 2025. This proposal received 41,481,550 votes for, 403,460 votes against, and 160,669 abstentions, with no broker non-votes reported. The filing is a routine update on corporate governance and auditor ratification.

8-K Event Classification

Item 5.07 — Submission of Matters to a Vote of Security Holders

1 item

Item 5.07 Submission of Matters to a Vote of Security Holders Governance

Results of a shareholder vote on proposals at an annual or special meeting.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did SLR Investment Corp. (SLRC) announce in this 8-K filing?

SLR Investment Corp. reported the results of its Annual Meeting of Stockholders, including director elections and the ratification of KPMG LLP as its independent registered public accounting firm for the year ending December 31, 2025.

Which directors were elected at SLR Investment Corp.’s 2025 annual meeting?

Stockholders elected Andrea C. Roberts and David S. Wachter as directors, each to serve for a three-year term expiring at the 2028 Annual Meeting of Stockholders, or until their successors are duly elected and qualified.

How did SLR Investment Corp. stockholders vote on Andrea C. Roberts as director?

Andrea C. Roberts received 13,591,165 votes for and 9,356,100 votes withheld, with 19,098,414 broker non-votes reported.

What were the voting results for director David S. Wachter at SLRC?

David S. Wachter received 12,471,995 votes for and 10,475,270 votes withheld, with 19,098,414 broker non-votes reported.

Did SLR Investment Corp. stockholders ratify KPMG LLP as auditor for 2025?

Yes. Stockholders ratified the selection of KPMG LLP as SLR Investment Corp.’s independent registered public accounting firm for the year ending December 31, 2025, with 41,481,550 votes for, 403,460 against, and 160,669 abstentions, and no broker non-votes.

Does this SLRC 8-K filing indicate any major transactions or financial results?

No. The filing focuses on governance matters from the Annual Meeting of Stockholders, specifically board elections and auditor ratification, without disclosing major transactions or earnings data.

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Accepted by SEC EDGAR 11/20/2025 - 04:01 PM Learn about SEC filing dates

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 19, 2025

SLR Investment Corp.

(Exact name of registrant as specified in its charter)

Maryland		814-00754		26-1381340
(State or Other Jurisdiction of Incorporation)		(Commission File Number)		(I.R.S. Employer Identification No.)

500 Park Avenue

New York, New York 10022

(Address of Principal Executive Offices) (Zip Code)

(212) 993-1670

(Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common stock, par value $0.01 per share		SLRC		The NASDAQ Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07. Submission of Matters to a Vote of Security Holders

SLR Investment Corp. (the “Company”) held its Annual Meeting of Stockholders (the “Meeting”) on November 19, 2025 and submitted two matters to a vote of its stockholders. A summary of the matters voted upon by the stockholders is set forth below.

1. Stockholders elected two directors, who will each serve for a three-year term to expire at the 2028 Annual Meeting of Stockholders, or until their respective successors are duly elected and qualified. The following votes were taken on this proposal:

Name		Votes For					Votes Withheld					Broker Non-Votes
Andrea C. Roberts				13,591,165					9,356,100					19,098,414
David S. Wachter				12,471,995					10,475,270					19,098,414

2. Stockholders ratified the selection of KPMG LLP to serve as the Company’s independent registered public accounting firm for the year ending December 31, 2025. The following votes were taken on this proposal:

For		Against		Abstain		Broker Non-Votes
41,481,550		403,460		160,669		—

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

				SLR Investment Corp.
Date: November 20, 2025				By:		/s/ Guy F. Talarico
						Guy F. Talarico Secretary