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Director at Southern Missouri Bancorp (SMBC) granted 400 restricted shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

McClain David L reported acquisition or exercise transactions in this Form 4 filing.

Southern Missouri Bancorp director David L. McClain reported an award of 400 shares of restricted common stock on February 24, 2026, at no cash cost. The restricted shares are scheduled to vest over five years beginning on February 9, 2027, with 20% vesting each year.

After this grant, McClain directly holds 1,821 shares of common stock. The filing also shows a separate direct holding of 7,500 common shares as of the same date, with no new transaction reported for that block.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McClain David L

(Last) (First) (Middle)
2991 OAK GROVE

(Street)
POPLAR BLUFF MO 63901

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SOUTHERN MISSOURI BANCORP, INC. [ SMBC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/24/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/24/2026 A(1) 400 A $0 1,821 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common $46.94 (2) 02/21/2033 Common 7,500 7,500 D
Explanation of Responses:
1. Grant of restricted stock. The shares are scheduled to vest over a five-year period beginning February 9, 2027, with 20% of the shares vesting on that date and on each of the next four anniversaries of that date.
2. The options become exercisable in 20% installments over a five-year period with the first installment vesting on February 21, 2024. Each remaining installment vests annually thereafter.
/s/ David McClain 02/26/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Southern Missouri Bancorp (SMBC) disclose in David McClain's latest Form 4?

Southern Missouri Bancorp disclosed that director David L. McClain received an award of 400 shares of restricted common stock on February 24, 2026. The filing also reports his updated direct ownership levels in the company’s common shares following this equity grant.

How many SMBC shares were granted to director David McClain and on what terms?

David McClain was granted 400 shares of restricted common stock at no cash cost. These shares vest over five years starting February 9, 2027, with 20% of the grant vesting on that date and 20% on each of the next four anniversaries.

When do David McClain's restricted SMBC shares begin vesting and at what rate?

McClain’s restricted shares begin vesting on February 9, 2027. On that date, 20% of the 400-share grant vests, with an additional 20% vesting on each of the next four anniversaries, resulting in full vesting over a five-year schedule.

What is David McClain's direct SMBC share ownership after this restricted stock grant?

After the restricted stock grant, David McClain directly owns 1,821 shares of Southern Missouri Bancorp common stock. The Form 4 also lists a separate direct holding of 7,500 common shares as of the transaction date, reported as a holding rather than a new transaction.

Does the SMBC Form 4 show any stock sales by David McClain?

The Form 4 does not report any stock sales by David McClain. It records an acquisition via a 400-share restricted stock award and provides updated direct ownership figures, including 1,821 shares following the grant and a separate 7,500-share holding listed as a position.

What kind of transaction code is used for David McClain's SMBC restricted stock grant?

The transaction is reported with code “A,” indicating a grant, award, or other acquisition of securities. This code reflects that McClain received 400 restricted shares of Southern Missouri Bancorp common stock as an equity award rather than an open-market purchase.
Southern Missouri Bancorp, Inc.

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United States
POPLAR BLUFF