SmartFinancial EVP sells 230 shares at $52.05

SMARTFINANCIAL INC.’s chief credit officer disclosed a small open-market stock sale and remains a direct shareholder.

Rhea-AI Filing Summary

SMARTFINANCIAL INC. (SMBK) executive vice president and chief credit officer Jordan Rhett D. reported a sale of common stock. On September 14, 2026, he sold 230 shares at $52.05 per share in an open-market or private transaction and now holds 11,142 shares directly. No Rule 10b5-1 trading plan is reported for this transaction.

Insider Trade Summary

Net Seller: 230 shares

Net Sell 1 txn

Insider Jordan Rhett D.

Role EVP & CHIEF CREDIT OFFICER

Sold 230 shs ($12K)

Type	Security	Shares	Price	Value
Sale	Common Stock	230	$52.05	$12K

Holdings After Transaction: Common Stock — 11,142 shares (Direct)

Key Figures

Shares sold: 230 shares Sale price per share: $52.05 per share Shares held after transaction: 11,142 shares

3 metrics

Shares sold 230 shares Common stock sale reported for September 14, 2026

Sale price per share $52.05 per share Open-market or private sale of SMARTFINANCIAL INC. common stock

Shares held after transaction 11,142 shares Direct ownership by Jordan Rhett D. following the sale

Key Terms

Rule 10b5-1 plan, open market or private transaction, EVP & CHIEF CREDIT OFFICER

3 terms

Rule 10b5-1 plan regulatory

"No Rule 10b5-1 trading plan is reported for this transaction"

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

open market or private transaction market

"Sale in open market or private transaction"

EVP & CHIEF CREDIT OFFICER other

"serves as EVP & CHIEF CREDIT OFFICER at SMARTFINANCIAL INC."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SMBK report for Jordan Rhett D.?

SMARTFINANCIAL INC. reported that EVP & Chief Credit Officer Jordan Rhett D. sold 230 shares of common stock on September 14, 2026 in an open-market or private transaction at $52.05 per share.

How many SMBK shares did the insider sell and at what price?

The insider sold 230 shares of SMARTFINANCIAL INC. common stock at $52.05 per share on September 14, 2026, in a transaction characterized as an open-market or private sale.

How many SMBK shares does the insider hold after this sale?

After the reported sale, EVP & Chief Credit Officer Jordan Rhett D. directly holds 11,142 shares of SMARTFINANCIAL INC. common stock, as stated in the Form 4 filing.

Was the SMBK insider sale made under a Rule 10b5-1 plan?

No. The filing indicates no Rule 10b5-1 plan is reported for this transaction, meaning the sale is not affirmed as being made under a pre-arranged trading plan.

What role does the reporting person hold at SMARTFINANCIAL INC. (SMBK)?

The reporting person, Jordan Rhett D., serves as EVP & Chief Credit Officer at SMARTFINANCIAL INC., according to the Form 4 disclosure.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 09/14/2026 - 05:04 PM Accepted by SEC EDGAR 09/14/2026 - 05:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jordan Rhett D.

(Last) (First) (Middle)

5401 KINGSTON PIKE SUITE 600

(Street)

KNOXVILLE TENNESSEE 37919

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SMARTFINANCIAL INC. [ SMBK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & CHIEF CREDIT OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/14/2026		S		230	D	$52.05	11,142	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Glen E. Allen, Jr., Attorney-in-Fact	09/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)