SmartFinancial director proposes $173K share sale

The notice identifies the proposed sale's broker and traces the shares to options previously exercised on March 22, 2018.

Rhea-AI Filing Summary

SmartFinancial, Inc. (SMBK) director Steven B. Tucker reported a proposed sale of 3,500 common shares, with an aggregate market value of $173,250.00 and an approximate sale date of October 23, 2026. The notice names Morgan Stanley Smith Barney LLC as broker and NYSE as the exchange. The shares are listed as acquired from the issuer on March 22, 2018, through previously exercised options.

Key Figures

Common shares proposed for sale: 3,500 shares Aggregate market value: $173,250.00 Date acquired: March 22, 2018 +1 more

4 metrics

Common shares proposed for sale 3,500 shares Approximate sale date October 23, 2026

Aggregate market value $173,250.00 Proposed sale of common shares

Date acquired March 22, 2018 Previously exercised options; acquired from issuer

Approximate sale date October 23, 2026 Proposed sale

Key Terms

Previously Exercised Options, aggregate market value, Rule 144

3 terms

Previously Exercised Options financial

"Previously Exercised Options"

aggregate market value financial

"Aggregate market value"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Rule 144 regulatory

"paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

FAQ

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How many SMBK shares did director Steven B. Tucker report for sale?

Steven B. Tucker's notice lists 3,500 SmartFinancial common shares for a proposed sale, with an aggregate market value of $173,250.00 and an approximate sale date of October 23, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/23/2026 - 04:10 PM EDT Accepted by SEC EDGAR 10/23/2026 - 04:09 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001721614
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SmartFinancial, Inc.
SEC File Number	001-37661
Address of Issuer	5401 Kingston Pike Suite 600 Knoxville TENNESSEE 37919
Phone	865-437-5700
Name of Person for Whose Account the Securities are To Be Sold	STEVEN B TUCKER
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3500	173250.00	17098473	10/23/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/22/2018	Previously Exercised Options	Issuer			3500	03/22/2018	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	10/23/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Steven B Tucker
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)