30,000 SMCI shares reported for sale by filer (NASDAQ: SMCI)

Rhea-AI Filing Summary

SMCI filing reports the intended sale of 30,000 shares of Common Stock on 05/14/2026 via a Stock Option Exercise for cash. The filing also discloses two recent dispositions: 10,000 shares sold on 05/13/2026 for $330,000 and 10,000 shares sold on 05/11/2026 for $355,500.

Insights

Securities Counsel

Rule 144 sale notice; exercise-and-sale activity disclosed.

The filing lists a Stock Option Exercise to sell 30,000 shares on 05/14/2026 with proceeds received in cash. It separately reports two prior dispositions of 10,000 shares each on 05/13/2026 and 05/11/2026 with the exact dollar amounts stated.

Timing and dollar amounts are explicit in the excerpt; cash‑flow treatment for the exercise is stated as Cash. Subsequent filings or broker statements would show settlement and any withholding; the excerpt does not attach qualifiers like 10b5-1 or beneficial ownership limits.

Key Figures

Planned sale: 30,000 shares Disposition: 10,000 shares Disposition: 10,000 shares

3 metrics

Planned sale 30,000 shares Stock Option Exercise on 05/14/2026

Disposition 10,000 shares Sold on 05/13/2026 for $330,000

Disposition 10,000 shares Sold on 05/11/2026 for $355,500

Key Terms

Form 144, Stock Option Exercise, Cash, Morgan Stanley Smith Barney LLC

4 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Option Exercise financial

"Securities To Be Sold | Stock Option Exercise | Issuer"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Cash financial

"Securities To Be Sold | 05/14/2026 | Cash"

Morgan Stanley Smith Barney LLC other

"Common | Morgan Stanley Smith Barney LLC Executive Financial Services"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	30000	997501.00	601418482	05/14/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/14/2026	Stock Option Exercise	Issuer			30000	05/14/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
YIH-SHYAN W LIAW 980 ROCK AVENUE SAN JOSE CA 95131	Common	05/13/2026	10000	330000.00
YIH-SHYAN W LIAW 980 ROCK AVENUE SAN JOSE CA 95131	Common	05/11/2026	10000	355500.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does SMCI's Form 144 report on 05/14/2026?

The Form 144 reports an intended sale of 30,000 shares via a Stock Option Exercise on 05/14/2026 with proceeds in cash. This is the specific action disclosed in the excerpt.

Were any recent sales reported for SMCI in the excerpt?

Yes. The excerpt shows two recent dispositions: 10,000 shares sold on 05/13/2026 for $330,000 and 10,000 shares sold on 05/11/2026 for $355,500. These amounts are stated verbatim.

Who is the filing party or broker listed in the SMCI excerpt?

The excerpt lists Morgan Stanley Smith Barney LLC with an address at 1 New York Plaza and identifies the broker/dealer role in the securities rows. The filer name and broker info appear on the cover information.

Does the excerpt state how the proceeds will be used?

No use of proceeds or allocation is stated. The excerpt specifies the sale method as a Stock Option Exercise and that proceeds are received in cash, but it does not describe any use of those proceeds.